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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/15/24 Prudential Financial Inc. 8-K:5,9 2/12/24 13:669K Donnelley … Solutions/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 29K 2: EX-10.1 Material Contract HTML 10K 3: EX-10.2 Material Contract HTML 236K 8: R1 Document and Entity Information HTML 55K 10: XML IDEA XML File -- Filing Summary XML 12K 13: XML XBRL Instance -- d780183d8k_htm XML 25K 9: EXCEL IDEA Workbook of Financial Report Info XLSX 8K 5: EX-101.DEF XBRL Definitions -- pru-20240212_def XML 42K 6: EX-101.LAB XBRL Labels -- pru-20240212_lab XML 70K 7: EX-101.PRE XBRL Presentations -- pru-20240212_pre XML 44K 4: EX-101.SCH XBRL Schema -- pru-20240212 XSD 17K 11: JSON XBRL Instance as JSON Data -- MetaLinks 14± 22K 12: ZIP XBRL Zipped Folder -- 0001193125-24-037551-xbrl Zip 67K
| 8-K |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM i 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): i February 12, 2024
PRUDENTIAL FINANCIAL, INC.
(Exact name of registrant as specified in its charter)
| i New Jersey | i 001-16707 | i 22-3703799 | ||
| (State or other jurisdiction of incorporation) |
(Commission File Number) |
(I.R.S Employer Identification Number) |
i 751 Broad Street
i Newark, i New Jersey i 07102
(Address of principal executive offices and zip code)
i (973) i 802-6000
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| i ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| i ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| i ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| i ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
SECURITIES REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT:
| Title of Each Class |
Trading Symbol(s) |
Name of Each Exchange on Which Registered | ||
| i Common Stock, Par Value $.01 | i PRU | i New York Stock Exchange | ||
| i 5.950% Junior Subordinated Notes | i PRH | i New York Stock Exchange | ||
| i 5.625% Junior Subordinated Notes | i PRS | i New York Stock Exchange | ||
| i 4.125% Junior Subordinated Notes | i PFH | i New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company i ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 5.02 | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers |
Annual Incentive Program
Attached as Exhibit 10.1 and incorporated herein by reference are the Annual Incentive Payment Criteria for Executive Officers relating to annual incentive awards under the Company’s Annual Incentive Program, effective for awards in 2024 in respect of 2023.
Long-Term Incentive Program
Attached as Exhibit 10.2 and incorporated herein by reference is the Form of Terms and Conditions relating to awards to executive officers in 2024 under the Company’s 2021 Omnibus Incentive Plan of performance shares and restricted stock units under the Company’s 2024 Long-Term Incentive Program.
| Item 9.01. | Financial Statements and Exhibits. |
(d) Exhibits
| 10.1 | Annual Incentive Payment Criteria for Executive Officers effective for awards in 2024 in respect of 2023 | |
| 10.2 | Form of Terms and Conditions relating to awards to executive officers in 2024 under the 2021 Omnibus Incentive Plan of performance shares and restricted stock units under the 2024 Long-Term Incentive Program | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: February 15, 2024
| PRUDENTIAL FINANCIAL, INC. | ||||
| By: | /s/ Brian P. Spitser | |||
| Name: Brian P. Spitser | ||||
| Title: Vice President and Assistant Secretary | ||||
| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 2/15/24 | SC 13G/A | ||
| For Period end: | 2/12/24 | 8-K, SC 13G/A | ||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/07/24 Prudential Financial Inc. 424B2 2:857K Donnelley … Solutions/FA 3/06/24 Prudential Financial Inc. 424B2 1:826K Donnelley … Solutions/FA 3/01/24 Prudential Financial Inc. 424B2 1:721K Donnelley … Solutions/FA 3/01/24 Prudential Financial Inc. S-3ASR 3/01/24 11:1.1M Donnelley … Solutions/FA 2/21/24 Prudential Financial Inc. 10-K 12/31/23 251:82M |