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As Of Filer Filing For·On·As Docs:Size Issuer Agent 10/16/03 Alstom 20-F 3/31/03 18:71M RR Donnelley/FA |
Document/Exhibit Description Pages Size
1: 20-F Alstom Annual Report on Form 20-F HTML 3.31M
2: EX-1 Bylaws (Statuts), as Amended, of the Company HTML 67K
(Unofficial English Translation)
8: EX-4.10 Amended and Restated Eur 976,300,000 Multicurrency HTML 636K
Revolving Credit Agreement
9: EX-4.11 Terms of Offer Relating to the Sale of Alstom's HTML 6.31M
Small Gas Turbines Business
10: EX-4.12 Agreement Re Sale and Purchase of Alstom's HTML 1.87M
Industrial Gas Turbines Business
11: EX-4.13 Financing Package Agreement Dated 2 August 2003 HTML 29K
12: EX-4.14 Amendment to the Financing Package Agreement Dated HTML 66K
20 September 2003
13: EX-4.15 Share Purchase Agreement With Respect to the Sale HTML 44.48M
of the T&D Sector
14: EX-4.16 Eur 3,500,000,000 Bonding Guarantee Facility HTML 1.15M
Agreement Dated 29 August 2003
15: EX-4.17 Deed of Amendment No.1 Re Eur 3,500,000,000 HTML 203K
Bonding Guarantee Facility Agreement
16: EX-4.18 Subordinated Debt Facility Agreement Dated 30 HTML 629K
September 2003
3: EX-4.5 Eur 600,000,000 Revolving Credit Facility HTML 895K
Agreement Dated 25 March, 2003
4: EX-4.6 Amended and Restated Eur 400,000,000 Revolving HTML 641K
Credit Facility Agreement
5: EX-4.7 Eur 50,000,000 Amended and Restated Revolving HTML 420K
Credit Agreement, 25 March 2003
6: EX-4.8 Eur 25,000,000 Amended and Restated Credit HTML 434K
Agreement, 25 March 2003
7: EX-4.9 Amended and Restated Eur 1,250,000,000 HTML 625K
Multicurrency Credit Agreement
17: EX-12.1 Certifications of CEO and CFO HTML 26K
18: EX-13.1 Certifications of CEO and CFO HTML 15K
| Certifications of CEO and CFO |
EXHIBIT 12.1
CERTIFICATIONS
I, Patrick Kron, certify that:
| 1. | I have reviewed this annual report on Form 20-F of ALSTOM; |
| 2. | Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; |
| 3. | Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the company as of, and for, the periods presented in this report; |
| 4. | The company’s other certifying officers and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) for the company and have: |
| a. | designed such disclosure controls and procedures or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the company, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; |
| b. | [omitted pursuant to the guidance of Release No. 33-8238 (June 5, 2003)] |
| c. | evaluated the effectiveness of the company’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and |
| d. | disclosed in this report any change in the company’s internal control over financial reporting that occurred during the period covered by the annual report that has materially affected, or is reasonably likely to materially affect, the company’s internal control over financial reporting; and |
| 5. | The company’s other certifying officers and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the company’s auditors and the audit committee of the company’s board of directors (or persons performing the equivalent functions): |
| a. | all significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the company’s ability to record, process, summarize and report financial information; and |
| b. | any fraud, whether or not material, that involves management or other employees who have a significant role in the company’s internal control over financial reporting. |
Date: 15 October 2003
| By: |
/s/ PATRICK KRON | |
| Name: | Patrick Kron | |
| Title: | Chairman and Chief Executive Officer | |
I, Philippe Jaffré, certify that:
| 1. | I have reviewed this annual report on Form 20-F of ALSTOM; |
| 2. | Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; |
| 3. | Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the company as of, and for, the periods presented in this annual report; |
| 4. | The company’s other certifying officers and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) for the company and have: |
| a. | designed such disclosure controls and procedures or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; |
| b. | [omitted pursuant to the guidance of Release No. 33-8238 (June 5, 2003)] |
| c. | evaluated the effectiveness of the company’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and |
| d. | disclosed in this report any change in the company’s internal control over financial reporting that occurred during the period covered by the annual report that has materially affected, or is reasonably likely to materially affect, the company’s internal control over financial reporting; and |
| 5. | The company’s other certifying officers and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the company’s auditors and the audit committee of the company’s board of directors (or persons performing the equivalent functions): |
| a. | all significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the company’s ability to record, process, summarize and report financial information; and |
| b. | any fraud, whether or not material, that involves management or other employees who have a significant role in the company’s internal control over financial reporting. |
Date: 15 October 2003
| By: |
/s/ PHILIPPE JAFFRÉ | |
| Name: | Philippe Jaffré | |
| Title: | Chief Financial Officer | |
| This ‘20-F’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed as of: | 10/16/03 | |||
| Filed on: | 10/15/03 | |||
| 6/5/03 | ||||
| For Period End: | 3/31/03 | NT 20-F | ||
| List all Filings | ||||