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As Of Filer Filing For·On·As Docs:Size Issuer Agent 10/16/03 Alstom 20-F 3/31/03 18:71M RR Donnelley/FA |
Document/Exhibit Description Pages Size
1: 20-F Alstom Annual Report on Form 20-F HTML 3.31M
2: EX-1 Bylaws (Statuts), as Amended, of the Company HTML 67K
(Unofficial English Translation)
8: EX-4.10 Amended and Restated Eur 976,300,000 Multicurrency HTML 636K
Revolving Credit Agreement
9: EX-4.11 Terms of Offer Relating to the Sale of Alstom's HTML 6.31M
Small Gas Turbines Business
10: EX-4.12 Agreement Re Sale and Purchase of Alstom's HTML 1.87M
Industrial Gas Turbines Business
11: EX-4.13 Financing Package Agreement Dated 2 August 2003 HTML 29K
12: EX-4.14 Amendment to the Financing Package Agreement Dated HTML 66K
20 September 2003
13: EX-4.15 Share Purchase Agreement With Respect to the Sale HTML 44.48M
of the T&D Sector
14: EX-4.16 Eur 3,500,000,000 Bonding Guarantee Facility HTML 1.15M
Agreement Dated 29 August 2003
15: EX-4.17 Deed of Amendment No.1 Re Eur 3,500,000,000 HTML 203K
Bonding Guarantee Facility Agreement
16: EX-4.18 Subordinated Debt Facility Agreement Dated 30 HTML 629K
September 2003
3: EX-4.5 Eur 600,000,000 Revolving Credit Facility HTML 895K
Agreement Dated 25 March, 2003
4: EX-4.6 Amended and Restated Eur 400,000,000 Revolving HTML 641K
Credit Facility Agreement
5: EX-4.7 Eur 50,000,000 Amended and Restated Revolving HTML 420K
Credit Agreement, 25 March 2003
6: EX-4.8 Eur 25,000,000 Amended and Restated Credit HTML 434K
Agreement, 25 March 2003
7: EX-4.9 Amended and Restated Eur 1,250,000,000 HTML 625K
Multicurrency Credit Agreement
17: EX-12.1 Certifications of CEO and CFO HTML 26K
18: EX-13.1 Certifications of CEO and CFO HTML 15K
| Certifications of CEO and CFO |
EXHIBIT 13.1
Certification of Chief Executive Officer
Pursuant to 18 U.S.C. Section 1350,
as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
I, Patrick Kron, Chairman and Chief Executive Officer of ALSTOM, a société anonyme organized under French law (“ALSTOM”), certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, to my knowledge, that:
| (i) | the Annual Report of ALSTOM on Form 20-F for the fiscal year ended 31 March 2003, as filed with the Securities and Exchange Commission on the date hereof (the “Annual Report”), fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and |
| (ii) | the information contained in the Annual Report fairly presents in all material respects the financial condition and results of operations of ALSTOM. |
This certification will not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liability of that section. This certification will not be deemed to be incorporated by reference into any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934, except to the extent that ALSTOM specifically incorporates it by reference.
Date: 15 October 2003
| By: |
/s/ PATRICK KRON | |
| Name: | Patrick Kron | |
| Title: | Chairman and Chief Executive Officer | |
Certification of Chief Financial Officer
Pursuant to 18 U.S.C. Section 1350,
as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
I, Philippe Jaffré, Chief Financial Officer of ALSTOM, a société anonyme organized under French law (“ALSTOM”), certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, to my knowledge, that:
| (i) | the Annual Report of ALSTOM on Form 20-F for the fiscal year ended 31 March 2003, as filed with the Securities and Exchange Commission on the date hereof (the “Annual Report”), fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and |
| (ii) | the information contained in the Annual Report fairly presents in all material respects the financial condition and results of operations of ALSTOM. |
This certification will not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liability of that section. This certification will not be deemed to be incorporated by reference into any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934, except to the extent that ALSTOM specifically incorporates it by reference.
Date: 15 October 2003
| By: |
/s/ PHILIPPE JAFFRÉ | |
| Name: | Philippe Jaffré | |
| Title: | Chief Financial Officer | |
| This ‘20-F’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
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| Filed as of: | 10/16/03 | |||
| Filed on: | 10/15/03 | |||
| For Period End: | 3/31/03 | NT 20-F | ||
| List all Filings | ||||