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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/20/20 BioSig Technologies, Inc. 8-K:7,8,9 4/17/20 3:154K Federal Filings, LLC/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 16K 2: EX-99.1 Miscellaneous Exhibit HTML 31K 3: EX-99.2 Miscellaneous Exhibit HTML 14K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): April 17, 2020
BioSig Technologies, Inc.
(Exact name of registrant as specified in its charter)
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Delaware |
26-4333375 |
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(State or other jurisdiction |
(Commission File Number) |
(IRS Employer |
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of incorporation) |
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Identification No.) |
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54 Wilton Road, 2nd Floor |
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(Address of principal executive offices) |
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(Zip Code) |
(203) 409-5444
(Registrant’s telephone number, including area code)
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N/A (Former name or former address, if changed since last report) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4 (c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class |
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Trading Symbol(s) |
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Name of exchange on which registered |
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Common Stock, par value $0.001 per share |
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BSGM |
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The NASDAQ Capital Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 7.01 Regulation FD Disclosure.
On April 17, 2020 , BioSig Technologies, Inc. (the “Company”) issued a letter to shareholders (the “April 2020 Shareholder Letter”), which is attached hereto as Exhibit 99.1. The Company undertakes no obligation to update, supplement or amend the materials attached hereto as Exhibit 99.1.
In accordance with General Instruction B.2 of Form 8-K, the information in this Item 7.01 of this Current Report on Form 8-K, including Exhibit 99.1, shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Exchange Act or the Securities Act of 1933, as amended, except as shall be expressly set forth by reference in such a filing. Furthermore, the furnishing of information under Item 7.01 of this Current Report on Form 8-K is not intended to constitute a determination by the Company that the information contained herein, including the exhibits hereto, is material or that the dissemination of such information is required by Regulation FD.
Item 8.01 Other Events
On April 17, 2020, the Company issued a press release announcing that it has issued the April 2020 Shareholder Letter. A copy of the press release is filed as Exhibit 99.2 to this Current Report on Form 8-K and is incorporated by reference herein.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
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Exhibit Number |
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Description |
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99.1 |
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Shareholder, dated April 17, 2020 (furnished herewith pursuant to Item 7.01) |
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99.2 |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Date: April 17, 2020 |
By: |
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Name: Kenneth L. Londoner |
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Title: Executive Chairman |
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| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed as of: | 4/20/20 | None on these Dates | ||
| Filed on / For Period end: | 4/17/20 | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 11/13/23 BioSig Technologies, Inc. 424B5 1:504K M2 Compliance LLC/FA 9/15/23 BioSig Technologies, Inc. 424B5 1:382K Federal Filings, LLC/FA 8/18/23 BioSig Technologies, Inc. 424B5 1:369K Federal Filings, LLC/FA 6/28/22 BioSig Technologies, Inc. 424B5 1:445K Federal Filings, LLC/FA 6/23/22 BioSig Technologies, Inc. 424B5 1:460K Federal Filings, LLC/FA 5/17/22 BioSig Technologies, Inc. 424B5 1:364K Federal Filings, LLC/FA 3/22/22 BioSig Technologies, Inc. 424B5 1:355K Federal Filings, LLC/FA 7/06/21 BioSig Technologies, Inc. 424B5 1:451K Federal Filings, LLC/FA 7/01/21 BioSig Technologies, Inc. 424B5 1:443K Federal Filings, LLC/FA 12/31/20 BioSig Technologies, Inc. S-3 3:357K Federal Filings, LLC/FA 8/28/20 BioSig Technologies, Inc. 424B5 1:482K Federal Filings, LLC/FA |