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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/26/20 BioSig Technologies, Inc. 8-K:8,9 2/25/20 3:56K Federal Filings, LLC/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 17K 2: EX-99.1 Miscellaneous Exhibit HTML 11K 3: EX-99.2 Miscellaneous Exhibit HTML 10K
| biosig20200218_8k.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): February 25, 2020
BioSig Technologies, Inc.
(Exact name of registrant as specified in its charter)
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Delaware |
001-38659 |
26-4333375 |
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(State or other jurisdiction |
(Commission File Number) |
(IRS Employer |
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of incorporation) |
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Identification No.) |
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54 Wilton Road, 2nd Floor |
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(Address of principal executive offices) |
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(Zip Code) |
(203) 409-5444
(Registrant’s telephone number, including area code)
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N/A (Former name or former address, if changed since last report) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4 (c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class |
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Trading Symbol(s) |
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Name of exchange on which registered |
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Common Stock, par value $0.001 per share |
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BSGM |
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The NASDAQ Capital Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 8.01 Other Events.
As previously reported, on February 21, 2020, BioSig Technologies, Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with Laidlaw & Company (UK) Ltd. (the “Underwriter”) relating to an underwritten public offering of 2,500,000 shares (the “Shares”) of the Company’s common stock, $0.001 par value per share (the “Common Stock”). On February 25, 2020, the offering of the Shares closed, and pursuant to the Underwriting Agreement, the Company issued to the Underwriter and its designees warrants to purchase up to an aggregate 125,000 shares of Common Stock at a price per share equal to $4.80. On February 25, 2020, the Company issued a press release announcing the closing of such offering. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and is hereby incorporated by reference herein.
On February 26, 2020, the Company issued a press release announcing that the Company will be presenting at the Cowen & Co. 40th Annual Health Care Conference. A copy of the press release is attached as Exhibit 99.2 to this Current Report on Form 8-K and is hereby incorporated by reference herein.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
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Exhibit Number |
Description |
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99.1 |
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| 99.2 | Press Release, dated February 26, 2020 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Date: February 26, 2020 |
By: |
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Name: Kenneth L. Londoner |
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Title: Executive Chairman |
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| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
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| Filed on: | 2/26/20 | |||
| For Period end: | 2/25/20 | |||
| 2/21/20 | 8-K | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 11/13/23 BioSig Technologies, Inc. 424B5 1:504K M2 Compliance LLC/FA 9/15/23 BioSig Technologies, Inc. 424B5 1:382K Federal Filings, LLC/FA 8/18/23 BioSig Technologies, Inc. 424B5 1:369K Federal Filings, LLC/FA 6/28/22 BioSig Technologies, Inc. 424B5 1:445K Federal Filings, LLC/FA 6/23/22 BioSig Technologies, Inc. 424B5 1:460K Federal Filings, LLC/FA 5/17/22 BioSig Technologies, Inc. 424B5 1:364K Federal Filings, LLC/FA 3/22/22 BioSig Technologies, Inc. 424B5 1:355K Federal Filings, LLC/FA 7/06/21 BioSig Technologies, Inc. 424B5 1:451K Federal Filings, LLC/FA 7/01/21 BioSig Technologies, Inc. 424B5 1:443K Federal Filings, LLC/FA 12/31/20 BioSig Technologies, Inc. S-3 3:357K Federal Filings, LLC/FA 8/28/20 BioSig Technologies, Inc. 424B5 1:482K Federal Filings, LLC/FA |