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Ford William E – ‘3/A’ for 4/24/07 re: NYSE Euronext

On:  Tuesday, 4/24/07, at 7:12pm ET   ·   For:  4/24/07   ·   As:  Director   ·   Accession #:  1181431-7-26862   ·   File #:  1-33392

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/24/07  Ford William E                    3/A        Director    2:11K  NYSE Euronext                     R R Donnelley … Filer/FA

Amendment to Initial Statement of Beneficial Ownership of Securities by an Insider   —   Form 3   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 3/A         Amendment to Initial Statement of Beneficial        HTML      8K 
                Ownership of Securities by an Insider --                         
                rrd155398.xml/2.2                                                
 2: EX-24.1     Power of Attorney                                   HTML      7K 


‘3/A’   —   Amendment to Initial Statement of Beneficial Ownership of Securities by an Insider — rrd155398.xml/2.2




        

This ‘3/A’ Document is an XML Data File that may be rendered in various formats:

  Form 3    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Amendment to Initial Statement of Beneficial Ownership of Securities by an Insider
 
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
FORD WILLIAM E

(Last)(First)(Middle)
C/O NYSE EURONEXT
11 WALL STREET

(Street)
NEW YORKNY10005

(City)(State)(Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
4/24/07
3. Issuer Name and Ticker or Trading Symbol
NYSE Euronext [ NYX ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
4/3/07
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, par value $0.01 per share (1)5,384,509I (2)By General Atlantic Partners 77, L.P. (See FN 2)
Common Stock, par value $0.01 per share (1)2,333,995I (2)By GAP-W Holdings, L.P. (See FN 2)
Common Stock, par value $0.01 per share (1)96,813I (2)By GapStar, LLC (See FN 2)
Common Stock, par value $0.01 per share (1)450,919I (2)By GAP Coinvestment Partners II, L.P. (See FN 2)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units (1) (3) (3)Common Stock, par value $0.01 per share13,948 (3)D
Explanation of Responses:
(1)  Acquired in exchange for an equal number of equivalent securities of NYSE Group, Inc. in connection with the consummation on April 4, 2007, of the transactions contemplated by the Amended and Restated Combination Agreement dated November 27, 2007 by and among the Issuer, NYSE Group, Inc., Euronext N.V. and Jefferson Merger Sub, Inc.
(2)  8,266,236 shares of common stock consists of 5,384,509 shares owned by General Atlantic Partners 77, L.P.("GAP 77"), 2,333,995 shares owned by GAP-W Holdings, L.P.("GAP-W"), 96,813 shares owned by GapStar, LLC ("GapStar") and 450,919 shares owned by GAP Coinvestment Partners II, L.P.("GAPCO II"). Mr. Ford is Chief Executive Officer and a Managing Director of General Atlantic LLC ("GA LLC") and a general partner of GAPCO II. GA LLC is the general partner of GAP 77 and GAP-W, and the sole member of GapStar. The general partners of GAPCO II are also Managing Directors of GA LLC. Mr. Ford disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
(3)  Each RSU represents the right to receive one share of the Issuer's common stock upon the Reporting Person's termination of service on the Board of Directors for any reason other than termination for cause.
Remarks:
Amended Form 3 filed solely to attach power of attorney. Exhibit 24.1, Power of Attorney, is attached.
/s/ C. M. Courtney under POA dated April 5, 2007 4/24/07
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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Filing Submission 0001181431-07-026862   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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