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Harvard Bioscience Inc. – ‘10-K’ for 12/31/23 – ‘EX-32.1’

On:  Thursday, 3/7/24, at 5:00pm ET   ·   For:  12/31/23   ·   Accession #:  1171843-24-1239   ·   File #:  1-33957

Previous ‘10-K’:  ‘10-K’ on 3/9/23 for 12/31/22   ·   Latest ‘10-K’:  This Filing   ·   20 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/07/24  Harvard Bioscience Inc.           10-K       12/31/23  113:9.7M                                   Globenewswire Inc./FA

Annual Report   —   Form 10-K   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   1.71M 
 2: EX-21.1     Subsidiaries List                                   HTML     31K 
 3: EX-23.1     Consent of Expert or Counsel                        HTML     30K 
 8: EX-97       Clawback Policy re: Recovery of Erroneously         HTML     38K 
                Awarded Compensation                                             
 4: EX-31.1     Certification -- §302 - SOA'02                      HTML     35K 
 5: EX-31.2     Certification -- §302 - SOA'02                      HTML     35K 
 6: EX-32.1     Certification -- §906 - SOA'02                      HTML     31K 
 7: EX-32.2     Certification -- §906 - SOA'02                      HTML     31K 
14: R1          Document And Entity Information                     HTML    100K 
15: R2          Consolidated Balance Sheets                         HTML    137K 
16: R3          Consolidated Balance Sheets (Parentheticals)        HTML     43K 
17: R4          Consolidated Statements of Operations               HTML    102K 
18: R5          Consolidated Statements of Comprehensive Loss       HTML     60K 
19: R6          Consolidated Statements of Comprehensive Loss       HTML     33K 
                (Parentheticals)                                                 
20: R7          Consolidated Statements of Stockholders' Equity     HTML     89K 
21: R8          Consolidated Statements of Cash Flows               HTML    120K 
22: R9          Insider Trading Arrangements                        HTML     49K 
23: R10         Note 1 - Organization                               HTML     34K 
24: R11         Note 2 - Summary of Significant Accounting          HTML    113K 
                Policies                                                         
25: R12         Note 3 - Accumulated Other Comprehensive Loss       HTML     52K 
26: R13         Note 4 - Goodwill and Intangible Assets             HTML     78K 
27: R14         Note 5 - Balance Sheet Information                  HTML     73K 
28: R15         Note 6 - Restructuring and Other Exit Costs         HTML     58K 
29: R16         Note 7 - Employee Benefit Plans                     HTML    111K 
30: R17         Note 8 - Leases                                     HTML     68K 
31: R18         Note 9 - Long-term Debt                             HTML     56K 
32: R19         Note 10 - Derivatives                               HTML     43K 
33: R20         Note 11 - Fair Value Measurements                   HTML     43K 
34: R21         Note 12 - Stock-Based Compensation                  HTML    100K 
35: R22         Note 13 - Revenues                                  HTML     92K 
36: R23         Note 14 - Income Tax                                HTML    130K 
37: R24         Note 15 - Commitments and Contingent Liabilities    HTML     37K 
38: R25         Note 16 - Litigation Settlement                     HTML     35K 
39: R26         Note 17 - Product Line Disposition                  HTML     34K 
40: R27         Note 18 - Government Assistance                     HTML     36K 
41: R28         Significant Accounting Policies (Policies)          HTML    172K 
42: R29         Note 2 - Summary of Significant Accounting          HTML     50K 
                Policies (Tables)                                                
43: R30         Note 3 - Accumulated Other Comprehensive Loss       HTML     51K 
                (Tables)                                                         
44: R31         Note 4 - Goodwill and Intangible Assets (Tables)    HTML     82K 
45: R32         Note 5 - Balance Sheet Information (Tables)         HTML     77K 
46: R33         Note 6 - Restructuring and Other Exit Costs         HTML     55K 
                (Tables)                                                         
47: R34         Note 7 - Employee Benefit Plans (Tables)            HTML    114K 
48: R35         Note 8 - Leases (Tables)                            HTML     72K 
49: R36         Note 9 - Long-term Debt (Tables)                    HTML     49K 
50: R37         Note 10 - Derivatives (Tables)                      HTML     44K 
51: R38         Note 11 - Fair Value Measurements (Tables)          HTML     40K 
52: R39         Note 12 - Stock-Based Compensation (Tables)         HTML     99K 
53: R40         Note 13 - Revenues (Tables)                         HTML     94K 
54: R41         Note 14 - Income Tax (Tables)                       HTML    129K 
55: R42         Note 2 - Summary of Significant Accounting          HTML     77K 
                Policies (Details Textual)                                       
56: R43         Note 2 - Summary of Significant Accounting          HTML     39K 
                Policies - Property, Plant and Equipment (Details)               
57: R44         Note 2 - Summary of Significant Accounting          HTML     64K 
                Policies - Schedule of Basic and Diluted Earnings                
                Per Share (Details)                                              
58: R45         Note 3 - Accumulated Other Comprehensive Loss -     HTML     49K 
                Changes in Each Component of Other Comprehensive                 
                Loss, Net of Tax (Details)                                       
59: R46         Note 4 - Goodwill and Intangible Assets (Details    HTML     35K 
                Textual)                                                         
60: R47         Note 4 - Goodwill and Intangible Assets - Change    HTML     35K 
                in Carrying Amount of Goodwill (Details)                         
61: R48         Note 4 - Goodwill and Intangible Assets -           HTML     52K 
                Intangible Assets (Details)                                      
62: R49         Note 4 - Goodwill and Intangible Assets - Future    HTML     45K 
                Amortization Expense of Intangible Assets                        
                (Details)                                                        
63: R50         Note 5 - Balance Sheet Information (Details         HTML     33K 
                Textual)                                                         
64: R51         Note 5 - Balance Sheet Information - Inventories    HTML     38K 
                (Details)                                                        
65: R52         Note 5 - Balance Sheet Information - Property,      HTML     46K 
                Plant and Equipment (Details)                                    
66: R53         Note 5 - Balance Sheet Information - Other Current  HTML     42K 
                Liabilities (Details)                                            
67: R54         Note 5 - Balance Sheet Information - Long-lived     HTML     35K 
                Assets by Geographic Area (Details)                              
68: R55         Note 6 - Restructuring and Other Exit Costs -       HTML     48K 
                Restructuring and Other Exit Charges (Details)                   
69: R56         Note 7 - Employee Benefit Plans (Details Textual)   HTML     46K 
70: R57         Note 7 - Employee Benefit Plans - Defined Benefit   HTML     41K 
                Pension Expense (Details)                                        
71: R58         Note 7 - Employee Benefit Plans - Change in Fair    HTML     44K 
                Value of Plan Assets (Details)                                   
72: R59         Note 7 - Employee Benefit Plans - Change in         HTML     52K 
                Benefit Obligations (Details)                                    
73: R60         Note 7 - Employee Benefit Plans - Recognized in     HTML     33K 
                Consolidated Balance Sheets (Details)                            
74: R61         Note 7 - Employee Benefit Plans - Weighted Average  HTML     33K 
                Assumptions (Details)                                            
75: R62         Note 7 - Employee Benefit Plans - Fair Value and    HTML     45K 
                Asset Allocations of Pension Benefits (Details)                  
76: R63         Note 7 - Employee Benefit Plans - Fair Value of     HTML     38K 
                Plan Assets By Fair Value Hierarchy (Details)                    
77: R64         Note 8 - Leases - Lease Expense (Details)           HTML     37K 
78: R65         Note 8 - Leases - Supplemental Balance Sheet        HTML     41K 
                Information Related to Operating Leases (Details)                
79: R66         Note 8 - Leases - Supplemental Cash Flow            HTML     33K 
                Information Related to Operating Leases (Details)                
80: R67         Note 8 - Leases - Future Minimum Lease Payments     HTML     48K 
                (Details)                                                        
81: R68         Note 9 - Long-term Debt (Details Textual)           HTML     71K 
82: R69         Note 9 - Long-term Debt - Breakdown of Borrowings   HTML     47K 
                (Details)                                                        
83: R70         Note 9 - Long Term Debt - Debt Maturity (Details)   HTML     37K 
84: R71         Note 10 - Derivatives (Details Textual)             HTML     36K 
85: R72         Note 10 - Derivatives - Derivative Instruments      HTML     34K 
                (Details)                                                        
86: R73         Note 10 - Derivatives - The Effect of Derivatives   HTML     34K 
                Designated as Cash Flow Hedging Instruments                      
                (Details)                                                        
87: R74         Note 11 - Fair Value Measurements - Assets and      HTML     50K 
                Liabilities Measured on a Recurring Basis                        
                (Details)                                                        
88: R75         Note 12 - Stock-Based Compensation (Details         HTML     57K 
                Textual)                                                         
89: R76         Note 12 - Stock-Based Compensation - Stock-based    HTML     39K 
                Compensation Expense (Details)                                   
90: R77         Note 12 - Stock-Based Compensation - Black Scholes  HTML     42K 
                Assumptions (Details)                                            
91: R78         Note 12 - Stock-Based Compensation - Activity of    HTML     71K 
                Restricted Stock and Restricted Stock Units                      
                (Details)                                                        
92: R79         Note 12 - Stock-Based Compensation - Stock-Based    HTML     50K 
                Payment Awards (Details)                                         
93: R80         Note 13 - Revenues (Details Textual)                HTML     31K 
94: R81         Note 13 - Revenues - Disaggregation of Revenue      HTML     41K 
                (Details)                                                        
95: R82         Note 13 - Revenues - Revenue by Geographic          HTML     40K 
                Destination (Details)                                            
96: R83         Note 13 - Revenues - Deferred Revenue (Details)     HTML     38K 
97: R84         Note 13 - Revenues - Allowance for Doubtful         HTML     36K 
                Accounts (Details)                                               
98: R85         Note 13 - Revenues - Warranties (Details)           HTML     35K 
99: R86         Note 14 - Income Tax (Details Textual)              HTML     61K 
100: R87         Note 14 - Income Tax - Income Tax Expense           HTML     48K  
                (Details)                                                        
101: R88         Note 14 - Income Tax - Income Tax Rate              HTML     59K  
                Reconciliation (Details)                                         
102: R89         Note 14 - Income Tax - Pre-tax Income From          HTML     38K  
                Continuing Operations (Details)                                  
103: R90         Note 14 - Income Tax - Deferred Tax Assets and      HTML     74K  
                Liabilities (Details)                                            
104: R91         Note 14 - Income Tax - Unrecognized Tax Benefits    HTML     40K  
                (Details)                                                        
105: R92         Note 15 - Commitments and Contingent Liabilities    HTML     33K  
                (Details Textual)                                                
106: R93         Note 16 - Litigation Settlement (Details Textual)   HTML     53K  
107: R94         Note 17 - Product Line Disposition (Details         HTML     40K  
                Textual)                                                         
108: R95         Note 18 - Government Assistance (Details Textual)   HTML     35K  
110: XML         IDEA XML File -- Filing Summary                      XML    211K  
113: XML         XBRL Instance -- hboi20231231_10k_htm                XML   2.15M  
109: EXCEL       IDEA Workbook of Financial Report Info              XLSX    163K  
10: EX-101.CAL  XBRL Calculations -- hbio-20231231_cal               XML    212K 
11: EX-101.DEF  XBRL Definitions -- hbio-20231231_def                XML   1.55M 
12: EX-101.LAB  XBRL Labels -- hbio-20231231_lab                     XML   1.34M 
13: EX-101.PRE  XBRL Presentations -- hbio-20231231_pre              XML   1.64M 
 9: EX-101.SCH  XBRL Schema -- hbio-20231231                         XSD    249K 
111: JSON        XBRL Instance as JSON Data -- MetaLinks              591±   953K  
112: ZIP         XBRL Zipped Folder -- 0001171843-24-001239-xbrl      Zip    336K  


‘EX-32.1’   —   Certification — §906 – SOA’02


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EXHIBIT 32.1

 

 

 

CERTIFICATION OF PERIODIC FINANCIAL REPORT

PURSUANT TO 18 U.S.C. SECTION 1350

 

The undersigned officer of Harvard Bioscience, Inc. (the “Company”) hereby certifies to her knowledge that the Company’s annual report on Form 10-K for the year ended December 31, 2023 to which this certification is being furnished as an exhibit (the “Report”), as filed with the Securities and Exchange Commission on the date hereof, fully complies with the requirements of Section 13(a) or 15(d), as applicable, of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and that the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. This certification is provided solely pursuant to 18 U.S.C. Section 1350 and Item 601(b)(32) of Regulation S-K (“Item 601(b)(32)”) promulgated under the Securities Act of 1933, as amended (the “Securities Act”), and the Exchange Act. In accordance with clause (ii) of Item 601(b)(32), this certification (A) shall not be deemed “filed” for purposes of Section 18 of the Exchange Act, or otherwise subject to the liability of that section, and (B) shall not be deemed to be incorporated by reference into any filing under the Securities Act or the Exchange Act, except to the extent that the Company specifically incorporates it by reference.

 

 

Date: March 7, 2024

/s/ JENNIFER COTE

 

Name: Jennifer Cote

 

Title: Chief Financial Officer

 

 

 

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-K’ Filing    Date    Other Filings
Filed on:3/7/244,  8-K
For Period end:12/31/23
 List all Filings 


20 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 6/20/23  Harvard Bioscience Inc.           8-K:5,8,9   6/19/23   12:349K                                   Globenewswire Inc./FA
 3/09/23  Harvard Bioscience Inc.           10-K       12/31/22  112:10M                                    Globenewswire Inc./FA
 1/19/23  Harvard Bioscience Inc.           8-K:5,9     1/18/23   11:216K                                   Globenewswire Inc./FA
11/09/22  Harvard Bioscience Inc.           10-Q        9/30/22   72:7M                                     Globenewswire Inc./FA
 4/28/22  Harvard Bioscience Inc.           8-K:1,8,9   4/27/22   11:245K                                   E-Data Systems, Inc./FA
 4/07/22  Harvard Bioscience Inc.           DEF 14A     5/17/22    1:581K                                   Globenewswire Inc./FA
 3/11/22  Harvard Bioscience Inc.           10-K       12/31/21  109:9.3M                                   Globenewswire Inc./FA
 1/28/22  Harvard Bioscience Inc.           8-K:1,5,9   1/24/22   11:219K                                   E-Data Systems, Inc./FA
 5/19/21  Harvard Bioscience Inc.           8-K:5,9     5/18/21   11:424K                                   Globenewswire Inc./FA
12/23/20  Harvard Bioscience Inc.           8-K:1,2,9  12/23/20   14:1.8M                                   Globenewswire Inc./FA
 8/10/20  Harvard Bioscience Inc.           10-Q        6/30/20   79:6.9M                                   Globenewswire Inc./FA
 5/08/20  Harvard Bioscience Inc.           10-Q        3/31/20   86:4.5M                                   Globenewswire Inc./FA
 3/16/20  Harvard Bioscience Inc.           10-K       12/31/19  133:9.3M                                   Globenewswire Inc./FA
 3/06/20  Harvard Bioscience Inc.           8-K:1,9     3/02/20    2:4.8M                                   Globenewswire Inc./FA
 7/08/19  Harvard Bioscience Inc.           8-K:5,9     7/02/19    4:195K                                   Globenewswire Inc./FA
11/06/13  Harvard Bioscience Inc.           8-K:1,5,8,910/31/13    9:1M                                     Toppan Merrill/FA
 3/16/11  Harvard Bioscience Inc.           10-K       12/31/10    8:1.5M                                   Donnelley … Solutions/FA
11/01/07  Harvard Bioscience Inc.           8-K:2,5,9  10/30/07    3:199K                                   Donnelley … Solutions/FA
 3/16/06  Harvard Bioscience Inc.           10-K       12/31/05   11:2.4M                                   Toppan Merrill/FA
11/09/00  Harvard Bioscience Inc.           S-1/A                 19:1.2M                                   Toppan Merrill-FA2/FA
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