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Nicolet Bankshares Inc. – ‘8-K’ for 4/20/21

On:  Monday, 4/26/21, at 8:16am ET   ·   For:  4/20/21   ·   Accession #:  1174850-21-25   ·   File #:  1-37700

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  As Of               Filer                 Filing    For·On·As Docs:Size

 4/26/21  Nicolet Bankshares Inc.           8-K:5,9     4/20/21   13:214K

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     26K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     12K 
 9: R1          Cover                                               HTML     46K 
11: XML         IDEA XML File -- Filing Summary                      XML     12K 
 8: XML         XBRL Instance -- ncbs-20210420_htm                   XML     21K 
10: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 4: EX-101.CAL  XBRL Calculations -- ncbs-20210420_cal               XML      7K 
 5: EX-101.DEF  XBRL Definitions -- ncbs-20210420_def                XML      9K 
 6: EX-101.LAB  XBRL Labels -- ncbs-20210420_lab                     XML     67K 
 7: EX-101.PRE  XBRL Presentations -- ncbs-20210420_pre              XML     33K 
 3: EX-101.SCH  XBRL Schema -- ncbs-20210420                         XSD     11K 
12: JSON        XBRL Instance as JSON Data -- MetaLinks               12±    18K 
13: ZIP         XBRL Zipped Folder -- 0001174850-21-000025-xbrl      Zip     15K 


‘8-K’   —   Current Report


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 iX:   C:  C: 
  ncbs-20210420  
 i 0001174850 i false00011748502021-04-202021-04-20

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM  i 8-K
 
CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
 
Date of Report (Date of earliest event reported):  i April 20, 2021
 
 i NICOLET BANKSHARES, INC.
(Exact name of registrant as specified in its charter)
 i Wisconsin  i 001-37700  i 47-0871001
(State or other jurisdiction
of incorporation)
 (Commission
File Number)
 (IRS Employer
Identification No.)
 
 i 111 North Washington Street
 i Green Bay,  i Wisconsin  i 54301
(Address of principal executive offices)
 
( i 920)  i 430-1400
(Registrant’s telephone number, including area code)
 
Not Applicable
(Former name or former address, if changed since last report)
  
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 i Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 i Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading Symbol(s)Name of each exchange on which registered
 i Common stock, par value $0.01 per share i NCBS i The NASDAQ Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter.)
 
Emerging Growth Company   i 
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐






Item 5.02Departure of Directors or Certain Officers; Election of Officers; Appointments of Certain Officers; Compensatory Arrangements of Certain Officers.
 
On April 20, 2021, the Board of Directors of Nicolet Bankshares, Inc. ("Nicolet") named Mike Daniels as President and Chief Executive Officer and Bob Atwell as Executive Chairman. In connection with these title changes, Daniels will no longer hold the title of Executive Vice President and Secretary and Atwell will no longer hold the title of President or Chief Executive Officer. At the operating subsidiary, Nicolet National Bank, their titles are unchanged, Atwell will continue as Chairman, and Daniels as President and Chief Executive Officer. Additional information regarding Daniels and Atwell can be found in Nicolet’s proxy statement for its 2021 annual meeting of shareholders, which was filed with the SEC on March 2, 2021

Item 9.01Financial Statements and Exhibits.
Exhibit No. Description of Exhibit
99.1
104Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document



Signatures
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
Date:NICOLET BANKSHARES, INC.
    
 By: /s/ Ann K. Lawson 
         Ann K. Lawson 
         Chief Financial Officer 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:4/26/21
For Period end:4/20/21425,  8-K
3/2/21DEF 14A
 List all Filings 


11 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/14/21  Nicolet Bankshares Inc.           424B3                  1:3.5M                                   Toppan Merrill/FA
 9/10/21  Nicolet Bankshares Inc.           S-4/A                  5:3.6M                                   Toppan Merrill/FA
 8/27/21  County Bancorp, Inc.              DEFM14A                1:8M                                     Toppan Merrill/FA
 8/27/21  Nicolet Bankshares Inc.           S-4                    9:3.8M                                   Toppan Merrill/FA
 8/27/21  Nicolet Bankshares Inc.           424B3                  1:6.6M                                   Toppan Merrill/FA
 8/23/21  Nicolet Bankshares Inc.           S-4/A                 10:9.1M                                   Toppan Merrill/FA
 8/09/21  Nicolet Bankshares Inc.           S-4                    8:6.7M                                   Toppan Merrill/FA
 6/09/21  Mackinac Financial Corp./MI       DEFM14A                1:4.2M                                   Toppan Merrill/FA
 6/09/21  Nicolet Bankshares Inc.           424B3                  1:3.1M                                   Toppan Merrill/FA
 6/01/21  Nicolet Bankshares Inc.           S-4/A                  6:6.4M                                   Toppan Merrill/FA
 5/19/21  Nicolet Bankshares Inc.           S-4                    7:3.1M                                   Toppan Merrill/FA
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