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Adviser Compliance Associates LLC – ‘13F-HR’ for 3/31/02

As of: Friday, 5/10/02 · For: 3/31/02 · Accession #: 1172661-2-6 · File #: 28-10183

  As Of               Filer                 Filing    For·On·As Docs:Size

 5/10/02  Adviser Compliance Associates LLC 13F-HR      3/31/02    1:12K

Quarterly Holdings and Combination Report by a Money Manager — Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Form 13F Holdings Report                               3     25K 

13F-HR 1st Page of 3 TOC ↑Top Previous Next ↓Bottom Just 1st
 
 UNITED STATES

  SECURITIES AND EXCHANGE COMMISSION

 Washington, D,C.  20549

Form 13F

 Form 13F COVER PAGE

Report for the Calendar Year or Quarter Ended:  March 31, 2002                  

Check here if Amendment [       ];      Amendment Number:  __________________   

This Amendment (Check only one):        [       ] is a restatement.             
                                    [       ] adds new holdings entries.

Institutional Investment Manager Filing this Report:                            

Name:           Emerson Investment Management, Inc.                             
Address:        11 Beacon Street                                                
Boston, Massachusetts  02108                    

Form 13F File Number:   28-6048                                                 

The institutional investment manager filing this report and the person by whom  
it is signed hereby represent that the person signing the report is authorized  
to submit it, that all information contained herein is true, correct and        
complete, and that it is understood that all required items, statements,        
schedules, lists, and tables, are considered integral parts of this form.       

Person signing this Report on behalf of Reporting Manager:                      

Name:           Bradford Gardner                                                
Title:          Managing Director                                               
Phone:          (617) 720-1516                                                  

Signature, Place, and Date of Signing:                                          

      /s/  Bradford Gardner      Boston, Massachusetts           May 9, 2002
    ------------------------     ---------------------           -----------
         [signature]               [City, State]                  [Date]

Report Type (Check only one):                                                   

[X]     13F HOLDINGS REPORT (Check here if all holdings of this reporting       
manager are reported in this report)                            

[ ]     13F NOTICE (Check here if no holdings reported are in this report,      
and all holidngs are reported by other reporting manager(s))    

[ ]     13F COMBINATION REPORT (Check here if a portion of the holdings for     
    this reporting manager are reported in this report and a portion are
reported by other reporting manager(s))                         

13F-HR 2nd Page of 3 TOC 1st Previous Next ↓Bottom Just 2nd
UNITED STATES 

  SECURITIES AND EXCHANGE COMMISSION

 Washington, D,C.  20549

Form 13F

 Form 13F SUMMARY PAGE

Report Summary:                                                                 

Number of Other Included Managers:                      None                    

Form 13F Information Table Entry Total:                 136 Data Records        

Form 13F Information Table Value Total:                 $323,940                

List of Other Included Managers:                                                

Provide a numbered list of the name(s) and Form 13F file number(s) of all       
institutional investment managers with respect to which this report is filed,   
other than the manager filing this report.                                      

None                                                            

13F-HR Last Page of 3 TOC 1st Previous Next ↓Bottom Just 3rd
EMERSON INVESTMENT MANAGEMENT, INC.                                             
FORM 13F                                                                        
MARCH 31, 2002                                                                  

                                                        [Enlarge/Download Table]

                                                           VALUE   SHARES/  SH/ PUT/ INVSTMT    OTHER          VOTING AUTHORITY     
        NAME OF ISSUER          TITLE OF CLASS    CUSIP   (x$1000) PRN AMT  PRN CALL DSCRETN   MANAGERS     SOLE    SHARED    NONE  
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
                                                                                                                                    
ABERDEEN ASIA-PACIFIC INCOME F IBF              003009107     4639  1099190 SH       SOLE                           1099190         
GLOBAL HIGH INCOME DOLLAR FD   IBF              37933G108     8837   608594 SH       SOLE                            608594         
STRATEGIC GLOBAL INCOME FD     IBF              862719101     5430   468906 SH       SOLE                            468906         
TEMPLETON GLOBAL GVT           IBF              879929107      856   135500 SH       SOLE                            135500         
TEMPLETON GLOBAL INCOME        IBF              880198106     5600   815155 SH       SOLE                            815155         
CREDIT SUISSE HIGH YIELD BOND  BF               22544f103     2836   494113 SH       SOLE                            494113         
MANAGED HIGH INCOME            BF               56166C105     3249   443830 SH       SOLE                            443830         
MFS INTERMED INCOME            BF               55273C107      126    18780 SH       SOLE                             18780         
MFS MULTIMARKET INCOME TRUST   BF               552737108     8436  1369536 SH       SOLE                           1369536         
OPPENHEIMER FUND               BF               683933105     8887  1039357 SH       SOLE                           1039357         
PUTNAM MASS II TAX EXEMPT IN T BF               74683H309      213    23235 SH       SOLE                             23235         
SCUDDER HIGH INCOME TRUST      BF               811153105     1162   159400 SH       SOLE                            159400         
SENIOR HIGH INCOME             BF               81721E107      609   102300 SH       SOLE                            102300         
STEIN ROE INCOME FUND          BF                              103    10951 SH       SOLE                             10951         
TRANSAMERICA INC SHRS          BF               893506105      257    10000 SH       SOLE                             10000         
USLIFE INCOME FUND             BF               917324105      249    34000 SH       SOLE                             34000         
VAN KAMPEN BOND FUND           BF               920955101      896    49775 SH       SOLE                             49775         
AGL CAPITAL TRUST II 8.00% PFD PFD              001198209      882    35000 SH       SOLE                             35000         
AGRIUM INC PFD                 PFD              008916207      847    37225 SH       SOLE                             37225         
ALLMERICA FINANCIAL CORTS 7.75 PFD              22081n204      439    17800 SH       SOLE                             17800         
AMERICAN GENERAL CAP III PFD 8 PFD              02638w204      581    21900 SH       SOLE                             21900         
AT&T CAPITAL CORP PFD 8.25%    PFD              00206J209     1681    68500 SH       SOLE                             68500         
BARCLAYS BANK PFD E            PFD              06738C836      564    22425 SH       SOLE                             22425         
BSCH FINANCE LTD (SANTAN) 8.62 PFD              g16547286      682    26134 SH       SOLE                             26134         
CORTS UNUM PROVIDENT FIN TR PF PFD              22080x203      223     9000 SH       SOLE                              9000         
DELTA AIR LINES PFD            PFD              247361405      342    14600 SH       SOLE                             14600         
DOMINION CNG CAPITAL TRUST 7.8 PFD              257206201     2793   113300 SH       SOLE                            113300         
EQUITY OFFICE PROPERTIES TRUST PFD              294741202     7855   310477 SH       SOLE                            310477         
FLEET CAPITAL TR VI PFD 8.8%   PFD              33889T202      201     7600 SH       SOLE                              7600         
GABELLI EQUITY PFD 7.20%       PFD              362397408      243     9500 SH       SOLE                              9500         
GLIMCHER REALTY PFD B          PFD              379302201     3134   128200 SH       SOLE                            128200         
HIGHWOODS PROPERTIES PFD B     PFD              431284306     3682   154975 SH       SOLE                            154975         
HRPT PROPERTIES PFD A          PFD              40426w200     9338   360542 SH       SOLE                            360542         
JP MORGAN CHASE CAPITAL IX PFD PFD              46623c202      662    26100 SH       SOLE                             26100         
LINCOLN NATL CAP V PFD GTD TR  PFD              534042205     2780   113450 SH       SOLE                            113450         
PUBLIC STORAGE SERIES R PFD 8. PFD              74460D687     1891    76550 SH       SOLE                             76550         
ROYAL BANK SCOTLAND PFD I 8.0% PFD              780097861      879    34750 SH       SOLE                             34750         
ROYAL BK SCOTLAND PFD H        PFD              780097879      908    36745 SH       SOLE                             36745         
SAFECO CAP I CORTS TR          PFD              22081r205      495    19500 SH       SOLE                             19500         
TEXTRON CAPITAL PFD            PFD              883198202     3700   148115 SH       SOLE                            148115         
UNIONBANCAL FINL PFD           PFD              90905Q109      211     8800 SH       SOLE                              8800         
UNUMPROVIDENT CORTS FIN 8.10%  PFD              22081P209      878    36200 SH       SOLE                             36200         
AQUILA INC PFD                 CPFD             03840p201      446    16400 SH       SOLE                             16400         
CRESCENT REAL ESTATES SER A CV CPFD             225756204    16456   835777 SH       SOLE                            835777         
DUKE ENERGY CORP PFD 8.25%     CPFD             264399585     5188   201774 SH       SOLE                            201774         
NEWELL FINL TR 5.25% PFD       CPFD             651195307     6786   157825 SH       SOLE                            157825         
NRG ENERGY 6.50% PFD           CPFD             629377201     6714   503318 SH       SOLE                            503318         
1/10 BERKSHIRE HTHWY CL A      COM              084670991      213       30 SH       SOLE                                30         
ABBOTT LABS                    COM              002824100      213     4040 SH       SOLE                              4040         
ADC TELECOMMUNICATIONS INC     COM              000886101      108    26425 SH       SOLE                             26425         
ADELPHIA BUSINESS SOLUTIONS    COM              006847107        3    64648 SH       SOLE                             64648         
AMERICAN EXPRESS CO            COM              025816109     1385    33811 SH       SOLE                             33811         
AMERICAN INT'L GROUP           COM              026874107     4755    65909 SH       SOLE                             65909         
AMGEN INC COM                  COM              031162100      340     5698 SH       SOLE                              5698         
ANADARKO PETROLEUM             COM              032511107      612    10850 SH       SOLE                             10850         
ANALOG DEVICES                 COM              032654105     1597    35464 SH       SOLE                             35464         
AOL TIME WARNER                COM              00184a105      891    37684 SH       SOLE                             37684         
APACHE CORP                    COM              037411105      662    11632 SH       SOLE                             11632         
APPLIED MATERIALS INC          COM              038222105     1411    25993 SH       SOLE                             25993         
AQUILA INC COM                 COM              03840p102     3418   137597 SH       SOLE                            137597         
ARCHSTONE-SMITH TRUST          COM              039583109     2722   101605 SH       SOLE                            101605         
AUTOMATIC DATA                 COM              053015103      738    12660 SH       SOLE                             12660         
BANK NEW YORK COMPANY          COM              064057102     1016    24175 SH       SOLE                             24175         
BELLSOUTH CORP                 COM              079860102      263     7127 SH       SOLE                              7127         
BERKSHIRE HATHAWAY INC CL B    COM              084670207      407      172 SH       SOLE                               172         
BIOGEN INC.                    COM              090597105     4154    84678 SH       SOLE                             84678         
BIOMET INC COM                 COM              090613100     1888    69772 SH       SOLE                             69772         
BP PLC - SPONS ADR             COM              055622104     1640    30879 SH       SOLE                             30879         
BRISTOL MYERS SQUIBB           COM              110122108     2510    61991 SH       SOLE                             61991         
CALPINE CORP                   COM              131347106     1153    90758 SH       SOLE                             90758         
CENDANT CORP                   COM              151313103      221    11505 SH       SOLE                             11505         
CHALCO INDUSTRIES INC          COM              157488107        0    61295 SH       SOLE                             61295         
CHEVRONTEXACO CORP COM         COM              166764100     4034    44691 SH       SOLE                             44691         
CISCO SYSTEMS INC              COM              17275R102     1802   106447 SH       SOLE                            106447         
CITIGROUP INC                  COM              172967101     6966   140670 SH       SOLE                            140670         
CITIZENS BANCORP INC           COM              172929101      494    17786 SH       SOLE                             17786         
COGNEX CORP                    COM              192422103      883    30400 SH       SOLE                             30400         
COLGATE PALMOLIVE              COM              194162103     3866    67649 SH       SOLE                             67649         
CONOCO INC COM                 COM              208251504     3849   131921 SH       SOLE                            131921         
CONVERGYS CORP                 COM              212485106     3398   114908 SH       SOLE                            114908         
CVS                            COM              126650100     2673    77863 SH       SOLE                             77863         
DUPONT E I DE NEMOURS          COM              263534109      219     4637 SH       SOLE                              4637         
DYNEGY INC NEW CL A            COM              26816q101      442    15250 SH       SOLE                             15250         
EL PASO CORPORATION            COM              28336l109      561    12751 SH       SOLE                             12751         
EMC CORP MASS                  COM              268648102     1505   126281 SH       SOLE                            126281         
EQUITY RESIDENTIAL PROP TR     COM              29476L107     1236    43008 SH       SOLE                             43008         
EXXON MOBIL CORP               COM              30231g102     2775    63307 SH       SOLE                             63307         
FEDEX CORPORATION              COM              31428X106     1306    22475 SH       SOLE                             22475         
FLEETBOSTON FINL CORP COM      COM              339030108     3524   100684 SH       SOLE                            100684         
GENENTECH INC                  COM              368710406      898    17805 SH       SOLE                             17805         
GENERAL ELECTRIC CO            COM              369604103     5565   148602 SH       SOLE                            148602         
GENZYME CORP                   COM              372917104      517    11850 SH       SOLE                             11850         
HANOVER COMPRESSOR CO COM      COM              410768105     1064    59150 SH       SOLE                             59150         
HEINZ H J CO                   COM              423074103     1066    25685 SH       SOLE                             25685         
HEWLETT PACKARD CO             COM              428236103      504    28091 SH       SOLE                             28091         
HOME DEPOT                     COM              437076102     4163    85640 SH       SOLE                             85640         
HONEYWELL CORP                 COM              438516106     2425    63367 SH       SOLE                             63367         
IBM                            COM              459200101     4267    41026 SH       SOLE                             41026         
INTEL CORP                     COM              458140100     5732   188477 SH       SOLE                            188477         
J P MORGAN CHASE & CO          COM              46625h100     2534    71066 SH       SOLE                             71066         
JOHNSON & JOHNSON              COM              478160104     6113    94117 SH       SOLE                             94117         
L S B BANCSHARES N C COM       COM              502158108      176    11368 SH       SOLE                             11368         
LINCOLN NATIONAL CORP          COM              534187109     2712    53459 SH       SOLE                             53459         
LOWES COS INC COM              COM              548661107      860    19777 SH       SOLE                             19777         
LSI LOGIC CORP                 COM              502161102     1619    95220 SH       SOLE                             95220         
MED DIVERSIFIED INC            COM              58401n102       24    25000 SH       SOLE                             25000         
MEDIMMUNE INC                  COM              584699102     2487    63227 SH       SOLE                             63227         
MEDTRONIC                      COM              585055106     1410    31189 SH       SOLE                             31189         
MERCK & CO INC                 COM              589331107     1519    26378 SH       SOLE                             26378         
METLIFE INC                    COM              59156r108     1611    51133 SH       SOLE                             51133         
MICROSOFT INC                  COM              594918104     6153   102020 SH       SOLE                            102020         
NOKIA CORP                     COM              654902204     4171   201124 SH       SOLE                            201124         
ORACLE SYSTEMS                 COM              68389X105     1483   115852 SH       SOLE                            115852         
PEPSICO INC                    COM              713448108      968    18789 SH       SOLE                             18789         
PERKINELMER                    COM              714046109     2685   145116 SH       SOLE                            145116         
PFIZER INC                     COM              717081103     8087   203492 SH       SOLE                            203492         
PROCTER & GAMBLE CO            COM              742718109     3971    44078 SH       SOLE                             44078         
SAFEWAY INC                    COM              786514208     2421    53785 SH       SOLE                             53785         
SBC COMMUNICATIONS             COM              78387G103      319     8526 SH       SOLE                              8526         
SCHERING-PLOUGH                COM              806605101     1779    56826 SH       SOLE                             56826         
STAPLES INC                    COM              855030102     3290   164769 SH       SOLE                            164769         
SUN MICROSYSTEMS               COM              866810104     1609   182437 SH       SOLE                            182437         
TALBOTS INC                    COM              874161102     3017    85214 SH       SOLE                             85214         
TJX COMPANIES INC              COM              872540109     1038    25940 SH       SOLE                             25940         
TYCO INTERNATIONAL LTD         COM              902124106     7665   237146 SH       SOLE                            237146         
TYSON FOODS INC                COM              902494103     5064   405763 SH       SOLE                            405763         
UNITED TECHNOLOGIES            COM              913017109     6570    88549 SH       SOLE                             88549         
UNUMPROVIDENT CORPORATION      COM              91529Y106     4002   143281 SH       SOLE                            143281         
VERIZON COMMUNICATIONS         COM              92343v104      437     9579 SH       SOLE                              9579         
VIACOM INC CL B                COM              925524308     2862    59167 SH       SOLE                             59167         
WALMART                        COM              931142103      218     3550 SH       SOLE                              3550         
WASHINGTON MUTUAL INC          COM              939322103     1275    38483 SH       SOLE                             38483         
WHITE MOUNTAIN                 COM              G9618e107     1086     3143 SH       SOLE                              3143         
WYETH COM                      COM              983024100      235     3573 SH       SOLE                              3573         
XCEL ENERGY                    COM              98389b100      247     9750 SH       SOLE                              9750         
VANGUARD INDEX TR 500 PORT     MF               922908108      303     2858 SH       SOLE                              2858

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Dates Referenced Herein

		Referenced-On Page
This ‘13F-HR’ Filing	Date	First	Last	Other Filings

Filed on:	5/10/02			None on these Dates
	5/9/02	1
For Period end:	3/31/02	1	3
				List all Filings

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Filing Submission 0001172661-02-000006 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Adviser Compliance Associates LLC – ‘13F-HR’ for 3/31/02

As of: Friday, 5/10/02 · For: 3/31/02 · Accession #: 1172661-2-6 · File #: 28-10183

Quarterly Holdings and Combination Report by a Money Manager — Form 13FFiling Table of Contents

Dates Referenced Herein

Quarterly Holdings and Combination Report by a Money Manager — Form 13F
Filing Table of Contents