SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Morgan Stanley Institutional Fund Inc., et al. – ‘485BPOS’ on 7/13/22 – ‘EX-99.(N)’

On:  Wednesday, 7/13/22, at 5:10pm ET   ·   Effective:  7/13/22   ·   Accession #:  1133228-22-4646   ·   File #s:  33-23166, 811-05624

Previous ‘485BPOS’:  ‘485BPOS’ on 5/4/22   ·   Next:  ‘485BPOS’ on 7/13/22   ·   Latest:  ‘485BPOS’ on 4/29/24   ·   86 References:   

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 7/13/22  Morgan Stanley Inst’l Fund Inc.   485BPOS     7/13/22   23:5.3M                                   Broadridge Fin’l… Inc/FAEmerging Markets ex China Portfolio Class A (MSDQX) — Class C (MSDOX) — Class I (MSDUX) — Class R6 (MSDMX)

Post-Effective Amendment of a Form N-1 or N-1A Registration   —   Rule 485(b)

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 485BPOS     Msif Inc Sustainable-485Bpos                        HTML   2.54M 
 2: EX-99.(A)(104)  Articles Supplementary to Registrants Articles  HTML    176K 
                of Amendment and Restatement.                                    
 3: EX-99.(D)(1)  Amended and Restated Investment Advisory          HTML     61K 
                Agreement Between the Registrant and Ms Investment               
                Management Inc.                                                  
 4: EX-99.(D)(3)  Amended and Restated Sub-Advisory Agreement,      HTML     45K 
                Dated June 30, 2009, Between Ms Investment                       
                Management Inc. and Ms Investment Management                     
                Company.                                                         
 5: EX-99.(G)   Custodian Contract Between the Registrant and       HTML    417K 
                State Street Bank and Trust Company.                             
 6: EX-99.(H)(2)  Transfer Agency and Service Agreement With        HTML    332K 
                Boston Financial Data Services, Inc.                             
 7: EX-99.(I)(89)  Opinion and Consent of Dechert LLP.              HTML     15K 
 8: EX-99.(I)(90)  Opinion and Consent of Ballard Spahr LLP.        HTML     27K 
 9: EX-99.(M)(1)  Amended and Restated Shareholder Services Plan    HTML     40K 
                Under Rule 12B-1 for Class A Shares.                             
10: EX-99.(M)(3)  Distribution and Shareholder Services Plan Under  HTML     34K 
                Rule 12B-1 for Class C Shares.                                   
11: EX-99.(N)   Amended and Restated Multiple Class 18F-3 Plan.     HTML    143K 
17: R1          Document And Entity Information                     HTML     27K 
18: R2          MSIF Sustainable Emerging Markets Portfolio -       HTML    188K 
                Classes I, A, C and R6                                           
19: R3          Risk/Return Detail Data                             HTML    206K 
21: XML         IDEA XML File -- Filing Summary                      XML     22K 
20: XML         XBRL Instance -- msifis-html5211_485bpos_htm         XML    145K 
12: EX-101.CAL  XBRL Calculations -- stanley-20220713_cal            XML     22K 
13: EX-101.DEF  XBRL Definitions -- stanley-20220713_def             XML    245K 
14: EX-101.LAB  XBRL Labels -- stanley-20220713_lab                  XML    393K 
15: EX-101.PRE  XBRL Presentations -- stanley-20220713_pre           XML    219K 
16: EX-101.SCH  XBRL Schema -- stanley-20220713                      XSD     22K 
22: JSON        XBRL Instance as JSON Data -- MetaLinks               37±    68K 
23: ZIP         XBRL Zipped Folder -- 0001133228-22-004646-xbrl      Zip    608K 


‘EX-99.(N)’   —   Amended and Restated Multiple Class 18F-3 Plan.


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



Exhibit (n)

 

MORGAN STANLEY INSTITUTIONAL FUND, INC.

Rule 18f-3

Amended and Restated Multiple Class Plan

 

Morgan Stanley Institutional Fund, Inc. (the “Fund”), a registered investment company that currently consists of a number of separately managed portfolios, has elected to rely on Rule 18f-3 under the Investment Company Act of 1940, as amended (the “1940 Act”), in offering multiple classes of shares in each portfolio listed on Schedule A hereto (each a “Portfolio”). This plan (the “Plan”) is adopted pursuant to Rule 18f-3, effective as of September 30, 1995, as hereby amended and restated as of April 29, 2022.

 

Effective January 2, 2008, the Fund’s Class A shares were redesignated as Class I shares and the Fund’s Class B shares were redesignated as Class P shares.

 

Effective September 9, 2013, the Fund (i) reclassified the Class H shares of each Portfolio (except the Class H shares of the Global Insight, Insight and International Real Estate Portfolios) as Class P shares of the applicable Portfolio, (ii) redesignated the Class P shares of each applicable Portfolio as Class A shares and (iii) redesignated the Class H shares of the then-Global Insight and Insight Portfolios as Class A shares.

 

Effective April 29, 2022, the Fund’s Class IS shares were redesignated as Class R6 shares.

 

A.Attributes of Share Classes

 

1.        The rights of each class of shares of the Portfolios shall be as set forth in the respective Certificate of Class Designation for each class (each a “Certificate”) as each such Certificate is approved by the Fund’s Board of Directors and as attached hereto as Exhibits.

 

2.        With respect to each class of shares created hereunder, each share of a Portfolio will represent an equal pro rata interest in the Portfolio and will have identical terms and conditions, except that: (i) each new class will have a different class name (or other designation) that identifies the class as separate from any other class; (ii) each class will be offered and sold only to investors meeting the qualifications set forth in the Certificate and disclosed in each Portfolio’s Prospectus; (iii) each class will separately bear any distribution or shareholder service fees that are payable in connection with a distribution and/or shareholder services plan adopted pursuant to Rule 12b-1 under the 1940 Act (a “12b-1 Plan”), and separately bear any service fees (“service fees”) that may be paid for the provision of “personal service and/or the maintenance of shareholder accounts” as provided for in Section 2341(b)(9) of the Financial Industry Regulatory Authority (“FINRA”) Rules, which are not contemplated by or within the scope of the 12b-1 Plan; (iv) each class may bear, the expenses of the Portfolio’s operations which are directly attributable to such class, to the extent consistent with Rule 18f-3, guidance by the Securities and Exchange Commission, and, to the extent relevant, guidance issued by the Internal Revenue Service (“Class Expenses”); and (v) shareholders of each class will have exclusive voting rights regarding any matter submitted to shareholders that relates solely to such class (such as a 12b-1 Plan or service agreement relating to such class), and will have separate voting rights on any matter submitted to shareholders in which the interests of that class differ from the interests of any other class.

 

B.Expense Allocations

 

Expenses incurred by a Portfolio are allocated among the various classes of shares pro rata based on the net assets of the Portfolio attributable to each class, except that 12b-1 fees, service fees, sub-accounting fees or Class Expenses relating to a particular class are allocated directly to that class.

 

C.Amendment of Plan

 

This Plan must be amended to properly describe (through additional exhibits hereto) each new class of shares upon its approval by the Board.

 C: 
 

 

The Board of Directors of the Fund, including a majority of the Directors who are not “interested persons” of the Fund as defined in the 1940 Act, must approve any material amendment of the Plan as it relates to any class of any Portfolio covered by the Plan. In approving any material amendment to the Plan, the Directors, including a majority of the Directors who are not interested persons of the Fund, must find that the amendment is in the best interests of each class individually and the Fund as a whole.

 C: 
 

 

EXHIBIT A

 

MORGAN STANLEY INSTITUTIONAL FUND, INC.

CERTIFICATE OF CLASS DESIGNATION

 

Class I Shares

 

1.Class-Specific Distribution Arrangements; Other Expenses

 

Class I shares are sold without a sales charge and are not subject to any Rule 12b-1 fees or service fees.

 

2.Eligibility of Purchasers

 

Class I shares generally require a minimum initial investment of $1,000,000. The minimum initial investment may be waived for certain limited categories of investors, as disclosed in each Portfolio’s Prospectus.

 

3.Exchange Privileges

 

You may exchange Class I shares of a Portfolio for the same Class of shares of any “Morgan Stanley Multi-Class Fund” (as such term is defined in each Portfolio’s Prospectus), if available, without the imposition of an exchange fee. In addition, you may exchange Class I shares of a Portfolio for shares of a “Morgan Stanley Money Market Fund” (as such term is defined in each Portfolio’s Prospectus), if available, without the imposition of an exchange fee. Exchanges are effected in accordance with the procedures disclosed in each Portfolio’s Prospectus.

 

4.Conversion Features

 

Class I shares of a Portfolio may be converted into either Class R6 shares or Class IR shares of the same Portfolio, subject to the Adviser’s discretion and effected in accordance with the procedures disclosed in each Portfolio’s Prospectus.

 

5.Voting Rights

 

Each Class I shareholder will have one vote for each full Class I share held and a fractional vote for each fractional Class I share held. Class I shareholders will have exclusive voting rights regarding any matter submitted to shareholders that relates solely to Class I (such as a 12b-1 plan or service agreement relating to Class I), and will have separate voting rights on any other matter submitted to shareholders in which the interests of Class I shareholders differ from the interests of holders of any other class.

 C: 
 

 

EXHIBIT B

 

MORGAN STANLEY INSTITUTIONAL FUND, INC.

CERTIFICATE OF CLASS DESIGNATION

 

Class A Shares

 

1.Class-Specific Distribution Arrangements; Other Expenses

 

(a)       Class A shares are offered with a front-end sales load (“FESL”). The schedule of sales charges applicable to a Portfolio and the circumstances under which the sales charges are subject to reduction or waiver are set forth in each Portfolio’s Prospectus. As stated in each Portfolio’s Prospectus, Class A shares may be purchased at net asset value (without a FESL) in the case of certain large purchases of such shares. Class A shares purchased at net asset value may be subject to a contingent deferred sales charge (“CDSC”) on redemptions made within twelve months after purchase. Further information relating to the CDSC, including the manner in which it is calculated, is set forth in paragraph 6 below.

 

(b)        Class A shares are also subject to a 12b-1 shareholder service fee. The Fund, on behalf of the applicable Portfolio, will make monthly payments to the Distributor under the Amended and Restated Shareholder Services Plan approved by the Board of Directors at an annual rate of up to 0.25% of each Portfolio’s average daily net assets attributable to Class A Shares. The shareholder service fee may be paid for the provision of “personal service and/or the maintenance of shareholder accounts” as provided for in Section 2341(b)(9) of the FINRA Rules, including (i) expenditures for overhead and other expenses of the Distributor and other affiliated and unaffiliated broker-dealers, (ii) telephone and other communications expenses relating to the provision of shareholder services and (iii) compensation to and expenses of financial advisors and other employees of the Distributor and other affiliated and unaffiliated broker-dealers for the provision of shareholder services.

 

2.Eligibility of Purchases

 

Class A shares generally require a minimum initial investment of $1,000. The minimum initial investment may be waived for certain limited categories of investors, as disclosed in each Portfolio’s Prospectus.

 

3.Exchange Privileges

 

You may exchange Class A shares of a Portfolio for the same Class of shares of any “Morgan Stanley Multi-Class Fund” (as such term is defined in each Portfolio’s Prospectus), if available, without the imposition of an exchange fee. In addition, you may exchange Class A shares of a Portfolio for shares of a “Morgan Stanley Money Market Fund” (as such term is defined in each Portfolio’s Prospectus), if available, without the imposition of an exchange fee. Exchanges are effected in accordance with the procedures disclosed in each Portfolio’s Prospectus. FESLs are not imposed on exchanges of Class A shares.

 

4.Conversion Features

 

Conversion features are effected in accordance with the procedures disclosed in each Portfolio’s Prospectus.

 

5.Voting Rights

 

Each Class A shareholder will have one vote for each full Class A share held and a fractional vote for each fractional Class A share held. Class A shareholders will have exclusive voting rights regarding any matter submitted to shareholders that relates solely to Class A (such as a 12b-1 plan or service agreement relating to Class A), and will have separate voting rights on any other matter submitted to shareholders in which the interests of Class A shareholders differ from the interests of holders of any other class.

 C: 
 

 

6.Calculation of the CDSC

 

Any applicable CDSC is calculated based upon the lesser of net asset value of the shares at the time of purchase or at the time of redemption. The CDSC does not apply to amounts representing an increase in share value due to capital appreciation and shares acquired through the reinvestment of dividends or capital gains distributions. The CDSC schedule applicable to a Portfolio and the circumstances in which the CDSC is subject to waiver are set forth in each Portfolio’s Prospectus.

 C: 
 

 

EXHIBIT C

 

MORGAN STANLEY INSTITUTIONAL FUND, INC.

CERTIFICATE OF CLASS DESIGNATION

 

Class L Shares

 

1.Class-Specific Distribution Arrangements; Other Expenses

 

Class L shares are sold without a sales charge, but are subject to a 12b-1 fee, including a shareholder service fee. The Fund, on behalf of the applicable Portfolio, will make monthly payments to the Distributor under the Amended and Restated Distribution and Shareholder Services Plan approved by the Board of Directors at an annual rate of up to 0.75% of each Equity and Asset Allocation Portfolio’s (as designated on Schedule A hereto) average daily net assets and up to 0.50% with respect to each Fixed Income Portfolio’s (as designated on Schedule A hereto) attributable to Class L shares, of which 0.25% shall be a shareholder services fee. The shareholder services fee may be paid for the provision of “personal service and/or the maintenance of shareholder accounts” as provided for in Section 2341(b)(9) of the FINRA Rules, including (i) expenditures for overhead and other expenses of the Distributor and other affiliated and unaffiliated broker-dealers, (ii) telephone and other communications expenses relating to the provision of shareholder services and (iii) compensation to and expenses of financial advisors and other employees of the Distributor and other affiliated and unaffiliated broker-dealers for the provision of shareholder services.

 

2.Eligibility of Purchases

 

Class L shares generally require a minimum initial investment of $1,000. The minimum initial investment may be waived for certain limited categories of investors, as disclosed in each Portfolio’s Prospectus.

 

3.Exchange Privileges

 

You may exchange Class L shares of a Portfolio for the same Class of shares of any “Morgan Stanley Multi-Class Fund” (as such term is defined in each Portfolio’s Prospectus), if available, without the imposition of an exchange fee. In addition, you may exchange Class L shares of a Portfolio for shares of a “Morgan Stanley Money Market Fund” (as such term is defined in each Portfolio’s Prospectus), if available, without the imposition of an exchange fee. Exchanges are effected in accordance with the procedures disclosed in each Portfolio’s Prospectus.

 

4.Conversion Features

 

Conversion features are effected in accordance with the procedures disclosed in each Portfolio’s Prospectus.

 

5.Voting Rights

 

Each Class L shareholder will have one vote for each full Class L share held and a fractional vote for each fractional Class L share held. Class L shareholders will have exclusive voting rights regarding any matter submitted to shareholders that relates solely to Class L (such as a 12b-1 plan or service agreement relating to Class L), and will have separate voting rights on any other matter submitted to shareholders in which the interests of Class L shareholders differ from the interests of holders of any other class.

 C: 
 

 

EXHIBIT D

 

MORGAN STANLEY INSTITUTIONAL FUND, INC.

CERTIFICATE OF CLASS DESIGNATION

 

Class R6 Shares

 

1.Class-Specific Distribution Arrangements; Other Expenses

 

Class R6 shares are sold without a sales charge and are not subject to any Rule 12b-1 fees or service fees. In addition, no sub-accounting or other similar fees, or any finder’s fee payments are charged or paid, on Class R6 shares.

 

2.Eligibility of Purchasers

 

Class R6 shares are offered only to eligible investors meeting certain minimum investment requirements. To purchase Class R6 shares, an investor must meet a minimum initial investment of $5,000,000 or be a defined contribution, defined benefit or other employer sponsored employee benefit plan, in each case provided that the plan trades through an intermediary that combines its clients’ assets in a single omnibus account, whether or not such plan is qualified under the Internal Revenue Code, in each case subject to the discretion of the Adviser. Class R6 shares are also offered to certain other limited categories of investors, as disclosed in each Portfolio’s Prospectus.

 

3.Exchange Privileges

 

You may exchange Class R6 shares of a Portfolio for the same Class of shares of any “Morgan Stanley Multi-Class Fund” (as such term is defined in each Portfolio’s Prospectus), if available, without the imposition of an exchange fee. In addition, you may exchange Class R6 shares of a Portfolio for shares of a “Morgan Stanley Money Market Fund” (as such term is defined in each Portfolio’s Prospectus), if available, without the imposition of an exchange fee. Exchanges are effected in accordance with the procedures disclosed in each Portfolio’s Prospectus.

 

4.Conversion Features

 

Class R6 shares of a Portfolio may be converted into Class IR shares of the same Portfolio, subject to the Adviser’s discretion and effected in accordance with the procedures disclosed in each Portfolio’s Prospectus.

 

5.Voting Rights

 

Each Class R6 shareholder will have one vote for each full Class R6 share held and a fractional vote for each fractional Class R6 share held. Class R6 shareholders will have exclusive voting rights regarding any matter submitted to shareholders that relates solely to Class R6 (such as a 12b-1 plan or service agreement relating to Class R6), and will have separate voting rights on any other matter submitted to shareholders in which the interests of Class R6 shareholders differ from the interests of holders of any other class.

 C: 
 

 

EXHIBIT E

 

MORGAN STANLEY INSTITUTIONAL FUND, INC.

CERTIFICATE OF CLASS DESIGNATION

 

Class C Shares

 

1.Class-Specific Distribution Arrangements; Other Expenses

 

Class C shares are sold without a front-end sales charge, but are subject to a 12b-1 fee, including a shareholder service fee. The Fund, on behalf of the applicable Portfolio, will make monthly payments to the Distributor under the Amended and Restated Distribution and Shareholder Services Plan approved by the Board of Directors at an annual rate of up to 1.00% of each Portfolio’s (as designated on Schedule A hereto) average daily net assets, of which 0.25% shall be a shareholder services fee. The shareholder services fee may be paid for the provision of “personal service and/or the maintenance of shareholder accounts” as provided for in Section 2341(b)(9) of the FINRA Rules, including (i) expenditures for overhead and other expenses of the Distributor and other affiliated and unaffiliated broker-dealers, (ii) telephone and other communications expenses relating to the provision of shareholder services and (iii) compensation to and expenses of financial advisors and other employees of the Distributor and other affiliated and unaffiliated broker-dealers for the provision of shareholder services.

 

Class C shares of a Portfolio generally shall be subject to a contingent deferred sales charge (“CDSC”) of 1.00% on redemptions made within one year after purchase. Further information relating to the CDSC, including the manner in which it is calculated is set forth in paragraph 6 below.

 

2.Eligibility of Purchases

 

Class C shares generally require a minimum initial investment of $1,000. The minimum initial investment may be waived for certain limited categories of investors, as disclosed in each Portfolio’s Prospectus.

 

3.Exchange Privileges

 

You may exchange Class C shares of a Portfolio for the same Class of shares of any “Morgan Stanley Multi-Class Fund” (as such term is defined in each Portfolio’s Prospectus), if available, without the imposition of an exchange fee. In addition, you may exchange Class C shares of a Portfolio for shares of a “Morgan Stanley Money Market Fund” (as such term is defined in each Portfolio’s Prospectus), if available, without the imposition of an exchange fee. Exchanges are effected in accordance with the procedures disclosed in each Portfolio’s Prospectus.

 

4.Conversion Features

 

Conversion features are effected in accordance with the procedures disclosed in each Portfolio’s Prospectus.

 

5.Voting Rights

 

Each Class C shareholder will have one vote for each full Class C share held and a fractional vote for each fractional Class C share held. Class C shareholders will have exclusive voting rights regarding any matter submitted to shareholders that relates solely to Class C (such as a 12b-1 plan or service agreement relating to Class C), and will have separate voting rights on any other matter submitted to shareholders in which the interests of Class C shareholders differ from the interests of holders of any other class.

 

6.Calculation of the CDSC

 

Any applicable CDSC is calculated based upon the lesser of net asset value of the shares at the time of purchase or at the time of redemption. The CDSC does not apply to amounts representing an increase in share value due to capital appreciation and shares acquired through the reinvestment of dividends or capital gains distributions. The CDSC schedule applicable to a Portfolio and the circumstances in which the CDSC is subject to waiver are set forth in each Portfolio’s Prospectus.

 C: 
 

 

EXHIBIT F

 

MORGAN STANLEY INSTITUTIONAL FUND, INC.

CERTIFICATE OF CLASS DESIGNATION

 

Class T Shares

 

1.Class-Specific Distribution Arrangements; Other Expenses

 

(a)       Class T shares are offered with a front-end sales load. The schedule of sales charges applicable to a Portfolio and the circumstances under which the sales charges are subject to reduction or waiver are set forth in each Portfolio’s Prospectus.

 

(b)        Class T shares are also subject to a 12b-1 shareholder service fee. The Fund, on behalf of the applicable Portfolio, will make monthly payments to the Distributor under the Shareholder Services Plan for Class T shares approved by the Board of Directors at an annual rate of up to 0.25% of each Portfolio’s average daily net assets attributable to Class T Shares. The shareholder service fee may be paid for the provision of “personal service and/or the maintenance of shareholder accounts” as provided for in Section 2341(b)(9) of the FINRA Rules, including (i) expenditures for overhead and other expenses of the Distributor and other affiliated and unaffiliated broker-dealers, (ii) telephone and other communications expenses relating to the provision of shareholder services and (iii) compensation to and expenses of financial advisors and other employees of the Distributor and other affiliated and unaffiliated broker-dealers for the provision of shareholder services.

 

2.Eligibility of Purchases

 

Class T shares generally require a minimum initial investment of $1,000. The minimum initial investment may be waived for certain limited categories of investors, as disclosed in each Portfolio’s Prospectus. Class T shares may be offered to certain limited categories of investors depending on the policies and procedures of financial intermediaries, as disclosed in each Portfolio’s Prospectus.

 

3.Exchange Privileges

 

Class T shares do not have exchange privileges.

 

4.Conversion Feature

 

Shares of a Portfolio may be converted into Class T shares, provided a shareholder meets the eligibility requirements for investing in the Class T shares. If a CDSC is applicable to such shares being converted, then the conversion to Class T shares may not occur until after the shareholder has held the shares for the applicable CDSC period. The Fund, on behalf of the applicable Portfolio, reserves the right to refuse any conversion request. Financial Intermediaries may impose restrictions on conversions, or may not make conversions available at all.

 

5.Voting Rights

 

Each Class T shareholder will have one vote for each full Class T share held and a fractional vote for each fractional Class T share held. Class T shareholders will have exclusive voting rights regarding any matter submitted to shareholders that relates solely to Class T (such as a 12b-1 plan or service agreement relating to Class T), and will have separate voting rights on any other matter submitted to shareholders in which the interests of Class T shareholders differ from the interests of holders of any other class.

 C: 
 

 

EXHIBIT G

 

MORGAN STANLEY INSTITUTIONAL FUND, INC.

CERTIFICATE OF CLASS DESIGNATION

 

Class IR Shares

 

1.Class-Specific Distribution Arrangements; Other Expenses

 

Class IR shares are sold without a sales charge and are not subject to any Rule 12b-1 fees or service fees. In addition, no sub-accounting or other similar fees, or any finder’s fee payments are charged or paid, on Class IR shares. Class IR shares are eligible for revenue sharing arrangements, as disclosed in each Portfolio’s Prospectus.

 

2.Eligibility of Purchasers

 

Class IR shares are offered only to eligible investors meeting certain minimum investment requirements. To purchase Class IR shares, an investor must meet a minimum initial investment of $5,000,000 or be a defined contribution, defined benefit or other employer sponsored employee benefit plan, in each case provided that the plan trades through an intermediary that combines its clients’ assets in a single omnibus account, whether or not such plan is qualified under the Internal Revenue Code, in each case subject to the discretion of the Adviser. Class IR shares are also offered to certain other limited categories of investors, as disclosed in each Portfolio’s Prospectus.

 

3.Exchange Privileges

 

You may exchange Class IR shares of a Portfolio for the same Class of shares of any “Morgan Stanley Multi-Class Fund” (as such term is defined in each Portfolio’s Prospectus), if available, without the imposition of an exchange fee. In addition, you may exchange Class IR shares of a Portfolio for shares of a “Morgan Stanley Money Market Fund” (as such term is defined in each Portfolio’s Prospectus), if available, without the imposition of an exchange fee. Exchanges are effected in accordance with the procedures disclosed in each Portfolio’s Prospectus.

 

4.Conversion Features

 

Class IR shares of a Portfolio may be converted into Class R6 shares of the same Portfolio, subject to the Adviser’s discretion and effected in accordance with the procedures disclosed in each Portfolio’s Prospectus.

 

5.Voting Rights

 

Each Class IR shareholder will have one vote for each full Class IR share held and a fractional vote for each fractional Class IR share held. Class IR shareholders will have exclusive voting rights regarding any matter submitted to shareholders that relates solely to Class IR (such as a 12b-1 plan or service agreement relating to Class IR), and will have separate voting rights on any other matter submitted to shareholders in which the interests of Class IR shareholders differ from the interests of holders of any other class.

 C: 
 

 

MORGAN STANLEY INSTITUTIONAL FUND, INC.

 

SCHEDULE A

 

(updated as of July 13, 2022)

 

Portfolio Class I Class A Class L Class R6 Class IR Class C Class T
EQUITY PORTFOLIOS:              
1. Active International Allocation Portfolio X X X X X X X
2. Advantage Portfolio X X X X X X X
3. American Resilience Portfolio X X   X X X  
4. Asia Opportunity Portfolio X X   X X X X
5. China Equity Portfolio X X   X X X  
6. Counterpoint Global Portfolio X X   X X X X
7. Developing Opportunity Portfolio X X   X X X  
8. Emerging Markets Leaders Portfolio X X X X X X X
9. Emerging Markets Portfolio X X X X X X X
10. Global Concentrated Portfolio X X   X X X X
11. Global Core Portfolio X X   X X X X
12. Global Endurance Portfolio X X   X X X X
13. Global Focus Real Estate Portfolio X X   X X X  
14. Global Franchise Portfolio X X X X X X X
15. Global Infrastructure Portfolio X X X X X X X
16. Global Insight Portfolio X X X X X X X
17. Global Opportunity Portfolio X X X X X X X
18. Global Permanence Portfolio X X   X X X  
19. Global Real Estate Portfolio X X X X X X X
20. Global Sustain Portfolio X X X X X X X
21. Growth Portfolio X X X X X X X
22. Inception Portfolio X X X X X X X
23. International Advantage Portfolio X X X X X X X
24. International Equity Portfolio X X X X X X X
25. International Opportunity Portfolio X X X X X X X
26. International Resilience Portfolio X X   X X X  
27. Multi-Asset Real Return Portfolio X X   X X X X
28. Next Gen Emerging Markets Portfolio X X X X X X X
29. Permanence Portfolio X X   X X X  
30. Sustainable Emerging Markets Portfolio X X   X X X  
31. US Core Portfolio X X   X X X X
32. U.S. Focus Real Estate Portfolio X X   X X X  
33. U.S. Real Estate Portfolio X X X X X X X
34. Vitality Portfolio X X   X X X  
 C: 
 

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘485BPOS’ Filing    Date    Other Filings
Filed on / Effective on:7/13/22
4/29/22485APOS,  485BPOS,  497,  497K
9/9/13N-CSRS
1/2/08497
9/30/95N-30B-2
 List all Filings 


6 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/30/24  Morgan Stanley Inst’l Fund Inc.   485APOS                1:3.5M                                   Broadridge Fin’l… Inc/FA
 4/29/24  Morgan Stanley Inst’l Fund Inc.   485BPOS     4/30/24   39:64M                                    Broadridge Fin’l… Inc/FA
 3/01/24  Morgan Stanley Inst’l Fund Inc.   485APOS                4:9.3M                                   Broadridge Fin’l… Inc/FA
 2/28/24  Morgan Stanley Inst’l Fund Inc.   485APOS                4:9.3M                                   Broadridge Fin’l… Inc/FA
 4/28/23  Morgan Stanley Inst’l Fund Inc.   485BPOS     4/28/23   29:58M                                    Broadridge Fin’l… Inc/FA
 7/18/22  Morgan Stanley Inst’l Fund Inc.   497J        7/18/22    1:15K                                    Broadridge Fin’l… Inc/FA


80 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/29/22  Morgan Stanley Inst’l Fund Inc.   485APOS                2:2.9M                                   Broadridge Fin’l… Inc/FA
 4/29/22  Morgan Stanley Inst’l Fund Inc.   485BPOS     4/29/22   28:55M                                    Broadridge Fin’l… Inc/FA
 2/28/22  Morgan Stanley Mtge Secs Trust    485BPOS     2/28/22   18:4.9M                                   Broadridge Fin’l… Inc/FA
12/21/21  Morgan Stanley Inst’l Fund Inc.   485BPOS    12/21/21   26:5.1M                                   Broadridge Fin’l… Inc/FA
 9/13/21  Morgan Stanley Inst’l Fund Inc.   485BPOS     9/13/21   23:4.8M                                   Broadridge Fin’l… Inc/FA
 8/31/21  Morgan Stanley Inst’l Fund Inc.   485BPOS     8/31/21   19:5.1M                                   Broadridge Fin’l… Inc/FA
 7/14/21  Morgan Stanley Inst’l Fund Inc.   485BPOS     7/14/21   22:4.6M                                   Broadridge Fin’l… Inc/FA
 6/30/21  Morgan Stanley Inst’l Fund Inc.   485BPOS     6/30/21   18:5.3M                                   Broadridge Fin’l… Inc/FA
 6/11/21  Morgan Stanley Inst’l Fund Inc.   485BPOS     6/11/21   18:3.8M                                   Broadridge Fin’l… Inc/FA
 4/06/21  Morgan Stanley Inst’l Fund Inc.   485BPOS     4/06/21   20:4.2M                                   Broadridge Fin’l… Inc/FA
12/31/20  Morgan Stanley Inst’l Fund Trust  485APOS                2:2.4M                                   Broadridge Fin’l… Inc/FA
 3/06/20  Morgan Stanley Inst’l Fund Inc.   485BPOS     3/06/20   10:3.5M                                   Broadridge Fin’l… Inc/FA
12/13/19  Morgan Stanley Inst’l Fund Inc.   485BPOS    12/16/19   10:3.3M                                   Broadridge Fin’l… Inc/FA
10/22/19  Morgan Stanley Inst’l Fund Inc.   485BPOS    10/22/19    4:4.2M                                   Broadridge Fin’l… Inc/FA
 8/28/19  Morgan Stanley Inst’l Fund Inc.   485BPOS     8/28/19   10:3.2M                                   Broadridge Fin’l… Inc/FA
 4/30/19  Morgan Stanley Inst’l Fund Inc.   485BPOS     4/30/19    9:34M                                    Broadridge Fin’l… Inc/FA
 4/12/19  Morgan Stanley Inst’l Fund Inc.   485BPOS     4/15/19   11:3.2M                                   Broadridge Fin’l… Inc/FA
 1/29/19  Morgan Stanley Inst’l Fund Inc.   485APOS¶               3:2.3M                                   Broadridge Fin’l… Inc/FA
10/04/18  Morgan Stanley Inst’l Fund Inc.   485BPOS    10/05/18   10:3.2M                                   Broadridge Fin’l… Inc/FA
 6/07/18  Morgan Stanley Inst’l Fund Inc.   485BPOS     6/08/18    4:7.6M                                   Broadridge Fin’l… Inc/FA
 5/29/18  Morgan Stanley Inst’l Fund Inc.   485BPOS     5/29/18   12:3.9M                                   Broadridge Fin’l… Inc/FA
 4/27/18  Morgan Stanley Inst’l Fund Inc.   485BPOS     4/30/18   14:27M                                    Broadridge Fin’l… Inc/FA
12/15/17  Morgan Stanley Inst’l Fund Inc.   485BPOS    12/18/17   10:2.2M                                   Broadridge Fin’l… Inc/FA
10/27/17  Active Assets Prime Trust         485BPOS    10/31/17    9:1.2M                                   Broadridge Fin’l… Inc/FA
 9/29/17  Morgan Stanley Inst’l Fund Inc.   485APOS¶               4:1.4M                                   Broadridge Fin’l… Inc/FA
 4/28/17  Morgan Stanley Inst’l Fund Inc.   485BPOS     5/01/17   13:13M                                    Broadridge Fin’l… Inc/FA
12/13/16  Morgan Stanley Inst’l Fund Inc.   485BPOS    12/13/16   12:3.3M                                   Toppan Merrill/FA
 9/29/16  Morgan Stanley Inst’l Fund Inc.   485APOS¶               3:1.6M                                   Toppan Merrill/FA
 8/26/16  Morgan Stanley Inst’l Fund Inc.   485BPOS     8/26/16    6:1.9M                                   Toppan Merrill/FA
 5/11/16  Morgan Stanley Inst’l Fund Inc.   485BPOS     5/11/16    4:2.2M                                   Toppan Merrill/FA
 4/26/16  Morgan Stanley Inst’l Fund Inc.   485BPOS     4/29/16   11:16M                                    Toppan Merrill/FA
12/02/15  Morgan Stanley Inst’l Fund Inc.   485BPOS12/02/15    4:1.3M                                   Toppan Merrill/FA
12/02/15  Morgan Stanley Inst’l Fund Inc.   485BPOS12/02/15   15:3.9M                                   Toppan Merrill/FA
 5/12/15  Morgan Stanley Inst’l Fund Inc.   485BPOS     5/12/15    6:2.2M                                   Toppan Merrill/FA
 4/27/15  Morgan Stanley Inst’l Fund Inc.   485BPOS4/30/15   18:16M                                    Toppan Merrill/FA
 2/13/15  Morgan Stanley Inst’l Fund Inc.   485BPOS     2/13/15    7:1.8M                                   Toppan Merrill/FA
11/26/14  Morgan Stanley Inst’l Fund Inc.   485APOS¶              15:5.7M                                   Toppan Merrill/FA
 9/26/14  Morgan Stanley Ltd Duration U… Tr 485BPOS     9/30/14    4:1.1M                                   Toppan Merrill/FA
 4/29/14  Morgan Stanley Inst’l Fund Inc.   485BPOS     4/30/14    8:16M                                    Toppan Merrill/FA
 8/16/13  Morgan Stanley Inst’l Fund Inc.   485BPOS8/19/13   16:4.7M                                   Toppan Merrill/FA
 7/12/13  Morgan Stanley Inst’l Fund Inc.   485BPOS     7/15/13    6:1.9M                                   Toppan Merrill/FA
 6/13/13  Morgan Stanley Inst’l Fund Inc.   485BPOS     6/13/13    4:3.7M                                   Toppan Merrill/FA
 6/03/13  Morgan Stanley Inst’l Fund Inc.   485APOS¶               3:2.5M                                   Toppan Merrill/FA
 4/25/13  Morgan Stanley Inst’l Fund Inc.   485BPOS     4/30/13    7:16M                                    Toppan Merrill/FA
 6/26/12  Morgan Stanley Inst’l Fund Inc.   485BPOS6/26/12   13:2.6M                                   Toppan Merrill/FA
 5/23/12  Morgan Stanley Inst’l Fund Inc.   485BPOS5/23/12   13:3.6M                                   Toppan Merrill/FA
 4/27/12  Morgan Stanley Inst’l Fund Inc.   485BPOS4/30/12   12:10M                                    Toppan Merrill/FA
12/09/11  Morgan Stanley Inst’l Fund Inc.   485BPOS12/12/11   12:2.5M                                   Toppan Merrill/FA
 8/22/11  Morgan Stanley Inst’l Fund Inc.   485BPOS     8/23/11    8:2.1M                                   Toppan Merrill/FA
 4/27/11  Morgan Stanley Inst’l Fund Inc.   485BPOS     4/29/11    5:8.5M                                   Toppan Merrill/FA
12/22/10  Morgan Stanley Inst’l Fund Inc.   485BPOS12/22/10    5:1.2M                                   Toppan Merrill/FA
12/14/10  Morgan Stanley Inst’l Fund Inc.   485BPOS12/14/10   15:2.7M                                   Toppan Merrill/FA
10/28/10  Morgan Stanley Inst’l Fund Inc.   485BPOS    10/29/10    5:1.9M                                   Toppan Merrill/FA
 8/31/10  Morgan Stanley Inst’l Fund Inc.   485BPOS9/01/10   17:2.8M                                   Toppan Merrill/FA
 2/23/10  Morgan Stanley Inst’l Fund Inc.   485BPOS2/23/10   14:2.8M                                   Toppan Merrill/FA
 4/29/09  Morgan Stanley Inst’l Fund Inc.   485BPOS     5/01/09    8:5.2M                                   Toppan Merrill/FA
10/17/08  Morgan Stanley Inst’l Fund Inc.   485BPOS10/18/08   13:1.6M                                   Toppan Merrill/FA
 6/03/08  Morgan Stanley Inst’l Fund Inc.   485BPOS6/09/08   11:2M                                     Toppan Merrill/FA
 4/28/08  Morgan Stanley Inst’l Fund Inc.   485BPOS     5/01/08    7:4.9M                                   Toppan Merrill/FA
12/21/07  Morgan Stanley Inst’l Fund Inc.   485BPOS12/21/07    8:1.7M                                   Toppan Merrill/FA
 9/26/07  Morgan Stanley Inst’l Fund Inc.   485BPOS9/27/07   10:1.2M                                   Toppan Merrill/FA
 7/18/07  Morgan Stanley Inst’l Fund Inc.   485BPOS7/18/07    6:1M                                     Toppan Merrill/FA
 7/10/07  Morgan Stanley Inst’l Fund Inc.   485APOS¶               6:1M                                     Toppan Merrill/FA
 5/29/07  Morgan Stanley Inst’l Fund Inc.   485BPOS5/29/07    9:2.1M                                   Toppan Merrill/FA
 4/27/07  Morgan Stanley Inst’l Fund Inc.   485BPOS     4/30/07    6:4.4M                                   Toppan Merrill/FA
 8/01/06  Morgan Stanley Inst’l Fund Inc.   485BPOS     8/01/06    5:380K                                   Toppan Merrill-FA
 5/03/06  Morgan Stanley Inst’l Fund Inc.   485APOS                6:391K                                   Toppan Merrill-FA
 4/28/06  Morgan Stanley Inst’l Fund Inc.   485BPOS     4/28/06   11:1M                                     Toppan Merrill-FA
12/20/05  Morgan Stanley Inst’l Fund Inc.   485BPOS    12/21/05   11:432K                                   Toppan Merrill-FA
10/07/05  Morgan Stanley Inst’l Fund Inc.   485APOS                6:403K                                   Toppan Merrill-FA
 4/29/05  Morgan Stanley Inst’l Fund Inc.   485BPOS     4/29/05    9:1M                                     Toppan Merrill-FA
 6/06/03  Morgan Stanley Inst’l Fund Inc.   485APOS                5:405K                                   Toppan Merrill-FA
11/26/01  Morgan Stanley Inst’l Fund Inc.   485BPOS    11/26/01    7:449K                                   Toppan Merrill-FA2/FA
 4/30/01  Morgan Stanley Inst’l Fund Inc.   485BPOS     4/30/01    7:1.2M                                   Toppan Merrill-FA2/FA
 5/01/00  Morgan Stanley Inst’l Fund Inc.   485BPOS     5/01/00    9:1.1M                                   Toppan Merrill-FA2/FA
 1/27/99  Morgan Stanley Inst’l Fund Inc.   485APOS               56:928K                                   Toppan Merrill-FA
 2/27/98  Morgan Stanley Inst’l Fund Inc.   485APOS               57:2.1M                                   Toppan Merrill-FA
 5/24/96  Morgan Stanley Inst’l Fund Inc.   485APOS               30:480K                                   Toppan Merrill-FA2/FA
10/13/95  Morgan Stanley Inst’l Fund Inc.   485BPOS    10/13/95   27:1.3M                                   Toppan Merrill-FA2/FA
 8/01/95  Morgan Stanley Inst’l Fund Inc.   485APOS               31:1.2M                                   Toppan Merrill-FA2/FA
Top
Filing Submission 0001133228-22-004646   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Fri., May 17, 7:41:10.5pm ET