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® by the SEC on 9/30/15.As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 9/28/15 S&W Seed Co 10-K® 6/30/15 115:23M Meyer Harol… Gretchen/FA |
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 790K
2: EX-2.6 Second Amendment to the Asset Purchase and Sale HTML 37K
Agreement
3: EX-2.7 Third Amendment to Asset Purchase and Sale HTML 69K
Agreement
4: EX-3.2 Registrant's Amended and Restated Bylaws HTML 169K
6: EX-10.10 First Amendment to Alfalfa Distribution Agreement HTML 37K
7: EX-10.25 First Amendment to the Assignment Agreement of HTML 36K
Plant Variety Certificates, Plant Breeders'
Rights, Maintenance Rights and Registration Rights
8: EX-10.34 Amended and Restated 2009 Equity Incentive Plan as HTML 226K
Amended Through Amendment No. 2, Forms of Stock
Option Grant and Agreement, Restricted Stock Unit
Grant and Restricted Stock Award
9: EX-10.39 Collaboration Agreement Between the Registrant and HTML 138K
Calyxt, Inc.
10: EX-10.43 Business Letter of Offer Dated January 19, 2015 HTML 34K
From Nab for Sgi Credit Facilities
11: EX-10.44 Business Letter of Offer Dated April 13, 2015 From HTML 35K
Nab for Sgi Credit Facilities
12: EX-10.45 Business Letter of Advice Dated April 13, 2015 HTML 30K
From National Australia Bank Modifying Sgi Farm
Management Overdraft Facility
13: EX-10.46 Corporate Guarantee HTML 55K
14: EX-10.68 Fifth Amendment to Credit Agreement HTML 69K
15: EX-10.69 Revolving Line of Credit Note HTML 49K
5: EX-10.7 First Amendment to Contract Alfalfa Production HTML 38K
Services Agreement
16: EX-10.70 Continuing Guarantee Provided by Seed Holding, LLC HTML 59K
17: EX-10.71 Continuing Guarantee Provided by Stevia HTML 60K
California, LLC
18: EX-10.72 Fifth Amendment to Ex-Im Working Capital Guarantee HTML 67K
Credit Agreement
19: EX-10.73 Ex-Im Working Capital Guarantee Revolving Line of HTML 49K
Credit Note
20: EX-10.74 Ex-Im Working Capital Guarantee Continuing HTML 60K
Guaranty Provided by Seed Holding, LLC
21: EX-10.75 Ex-Im Working Capital Guarantee Continuing HTML 60K
Guaranty Provided by Stevia California, LLC
22: EX-21.1 Subsidiaries List HTML 30K
23: EX-23.2 Consent of Experts or Counsel HTML 32K
24: EX-23.2 Consent of Experts or Counsel HTML 33K
25: EX-31.1 CEO 302 Certificate HTML 36K
26: EX-31.2 CFO 302 Certificate HTML 36K
27: EX-32.1 CEO 906 Certificate HTML 32K
28: EX-32.2 CFO 906 Certificate HTML 32K
86: R1 Document and Entity Information HTML 61K
72: R2 Consolidated Balance Sheets HTML 146K
84: R3 Consolidated Balance Sheets (Parenthetical) HTML 54K
88: R4 Consolidated Statements of Operations HTML 104K
107: R5 Consolidated Statements of Comprehensive (Loss) HTML 45K
Income
74: R6 Consolidated Statements of Stockholders' Equity HTML 98K
83: R7 Consolidated Statements of Cash Flows HTML 158K
67: R8 Note 1 - Background and Organization HTML 40K
58: R9 Note 2 - Summary of Significant Accounting HTML 87K
Policies
108: R10 Note 3 - Business Combinations HTML 70K
90: R11 Note 4 - Intangible Assets HTML 74K
89: R12 Note 5 - Property, Plant and Equipment HTML 43K
95: R13 Note 6 - Debt HTML 71K
96: R14 Note 7 - Senior Convertible Notes and Warrants HTML 57K
93: R15 Note 8 - Income Taxes HTML 61K
97: R16 Note 9 - Warrants HTML 50K
85: R17 Note 10 - Foreign Currency Contracts HTML 41K
87: R18 Note 11 - Commitments and Contingencies HTML 44K
92: R19 Note 12 - Related Party Transactions HTML 42K
115: R20 Note 13 - Equity-Based Compensation HTML 71K
103: R21 Note 14 - Non-Cash Investing and Financing HTML 42K
Activities for Statements of Cash Flows
79: R22 Note 15 - Subsequent Events HTML 42K
91: R23 Summary of Significant Accounting Policies HTML 180K
(Policies)
81: R24 Summary of Significant Accounting Policies HTML 44K
(Certain Risks and Concentrations) (Tables)
49: R25 Summary of Significant Accounting Policies HTML 39K
(Inventories) (Tables)
104: R26 Summary of Significant Accounting Policies (Crop HTML 38K
Production Costs) (Tables)
111: R27 Summary of Significant Accounting Policies (Fair HTML 43K
Value Measurement) (Tables)
62: R28 Business Combination (Tables) HTML 61K
61: R29 Intangible Assets (Tables) HTML 76K
65: R30 Property, Plant and Equipment (Tables) HTML 42K
66: R31 Debt (Tables) HTML 50K
68: R32 Convertible Notes (Tables) HTML 47K
43: R33 Income Taxes (Tables) HTML 58K
101: R34 Stockholders' Equity (Warrants Outstanding) HTML 48K
(Tables)
77: R35 Commitments and Contingencies (Tables) HTML 39K
80: R36 Equity-Based Compensation (Plan Activity) (Tables) HTML 63K
53: R37 Non-Cash Investing and Financing Activities for HTML 41K
Statements of Cash Flows (Tables)
114: R38 Background and Organization (Narrative) (Details) HTML 34K
35: R39 Summary of Significant Accounting Policies HTML 43K
(Concentrations Narrative) (Details)
69: R40 Summary of Significant Accounting Policies HTML 34K
(Revenue Recognition Narrative) (Details)
106: R41 Summary of Significant Accounting Policies HTML 59K
(Revenues from External Customers By Country Of
Domicile) (Details)
51: R42 Summary of Significant Accounting Policies HTML 36K
(Accounts Receivable Narrative) (Details)
60: R43 Summary of Significant Accounting Policies HTML 43K
(Inventories by Component) (Details)
64: R44 Summary of Significant Accounting Policies (Crop HTML 40K
Production Cost by Component) (Details)
73: R45 Summary of Significant Accounting Policies (Crop HTML 36K
Production Useful Life Narrative) (Details)
42: R46 Summary of Significant Accounting Policies HTML 42K
(Property, Plant and Equipment Useful Life
Narrative) (Details)
57: R47 Summary of Significant Accounting Policies HTML 42K
(Intangible Assets Useful Life Narrative)
(Details)
37: R48 Summary of Significant Accounting Policies HTML 37K
(Impairment of Long-Lived Assets Narrative)
(Details)
105: R49 Summary of Significant Accounting Policies (Fair HTML 56K
Value of Financial Instruments) (Details)
50: R50 Business Combinations (Purchase Price Data) HTML 83K
(Details)
102: R51 Business Combinations (Purchase Price Components HTML 46K
Narrative) (Details)
54: R52 Business Combinations (Pro Forma Financial HTML 45K
Information with Narrative) (Details)
70: R53 Business Combinations (Acquired Intangibles Useful HTML 44K
Lives) (Details)
36: R54 Changes in Carrying Amount of Goodwill by Location HTML 44K
(Detail)
40: R55 Intangible Assets (Details) HTML 74K
63: R56 Intangible Assets (Future Amortization) (Details) HTML 47K
45: R57 Intangible Assets (Amortization Expense Narrative) HTML 36K
(Details)
109: R58 Property, Plant and Equipment (Details) HTML 55K
76: R59 Property, Plant and Equipment (Depreciation HTML 38K
Expense Narrative) (Details)
94: R60 Debt (Details) HTML 105K
56: R61 Debt (Narrative) (Details) HTML 75K
59: R62 Senior Convertible Notes and Warrants (Details) HTML 75K
100: R63 Senior Convertible Notes and Warrants (Narrative) HTML 51K
(Details)
98: R64 Inome Taxes (Income Tax Provision) (Detail) HTML 65K
78: R65 Income Taxes (Reconciliation of Taxes Provided to HTML 65K
Federal Statutory Rate) (Details)
99: R66 Inome Taxes (Deferred Tax Assets) (Detail) HTML 66K
55: R67 Income Taxes (Narrative) (Details) HTML 51K
82: R68 Warrants Outstanding (Details) HTML 55K
110: R69 Foreign Currency Contract (Narrative) (Details) HTML 50K
39: R70 Commitments and Contingencies (Operating Leases) HTML 55K
(Details)
48: R71 Related Party Transactions (Narrative) (Details) HTML 57K
71: R72 Equity-Based Compensation (2009 Equity Incentive HTML 87K
Plan Narrative) (Details)
44: R73 Equity-Based Compensation (Weighted Average HTML 50K
Assumptions) (Details)
113: R74 Equity-Based Compensation (Schedule Of Stock HTML 81K
Option Activity) (Details)
52: R75 Equity-Based Compensation (Schedule Of Other Than HTML 54K
Option Plan Activity) (Details)
46: R76 Equity-Based Compensation (Narrative) (Details) HTML 46K
47: R77 Non-Cash Investing Activities for Statements of HTML 49K
Cash Flows (Details)
41: R78 Subsequent Events (Narrative) (Details) HTML 42K
112: XML IDEA XML File -- Filing Summary XML 178K
38: EXCEL IDEA Workbook of Financial Reports XLSX 115K
29: EX-101.INS XBRL Instance -- sanw-20150630 XML 1.57M
31: EX-101.CAL XBRL Calculations -- sanw-20150630_cal XML 301K
32: EX-101.DEF XBRL Definitions -- sanw-20150630_def XML 444K
33: EX-101.LAB XBRL Labels -- sanw-20150630_lab XML 1.24M
34: EX-101.PRE XBRL Presentations -- sanw-20150630_pre XML 866K
30: EX-101.SCH XBRL Schema -- sanw-20150630 XSD 237K
75: ZIP XBRL Zipped Folder -- 0001136261-15-000283-xbrl Zip 172K
| Form 10-K June 30, 2015 Exhibit 2.6 |
Exhibit 2.6
SECOND AMENDMENT TO THE ASSET PURCHASE AND SALE AGREEMENT
This Second Amendment to the Asset Purchase and Sale Agreement (this "Second Amendment") is made this 23rd day of April 2015, by and between Pioneer Hi-Bred International, Inc., an Iowa corporation ("Seller"), and S&W Seed Company, a Nevada corporation ("Buyer"). Buyer and Seller are collectively referred to herein as the "Parties" and each individually as a "Party".
WHEREAS, the Parties entered into that certain Asset Purchase and Sale Agreement dated December 19, 2014, as amended pursuant to that certain First Amendment to the Asset Purchase and Sale Agreement dated December 31, 2014 (as amended, the "APSA");
WHEREAS, the Parties now wish to amend the APSA as provided in this Second Amendment.
NOW, THEREFORE, for and in consideration of the foregoing and the mutual covenants and agreements contained herein, and intending to be legally bound hereby, the Parties hereby agree as follows:
(iv) any Liability arising out of or relating to the Transferred Employees to the extent that any such Liability is for, relates to and arises during time periods after the Closing Date, including, without limitation, (A) immigration-related Liabilities of any Transferred Employees who are foreign nationals and (B) Liabilities under Seller's Labor Condition Application and Labor Certification Application filed on January 17, 2014 and certified on January 24, 2014.
[Signature Page Follows]
IN WITNESS WHEREOF, the Parties have executed and delivered this Second Amendment as of the date first above written.
SELLER:
PIONEER HI-BRED INTERNATIONAL, INC.
By: /s/ Paul E. Schickler
Name: Paul E. Schickler
Title: President
BUYER:
S&W SEED COMPANY
By: /s/ Matthew K. Szot
Name: Matthew K. Szot
Title: CFO & EVP of Finance & Admin
[Signature Page to Second Amendment to Asset Purchase and Sale Agreement]
| This ‘10-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Changed on / Corrected on: | 9/30/15 | 10-Q, 8-K | ||
| Filed on: | 9/29/15 | |||
| Filed as of: | 9/28/15 | 10-K | ||
| For Period end: | 6/30/15 | 10-K, 5, 8-K | ||
| 12/31/14 | 10-Q, 8-K | |||
| 12/19/14 | 8-K | |||
| 1/24/14 | ||||
| 1/17/14 | 4 | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 10/27/23 S&W Seed Co. 10-K/A 6/30/23 100:16M Donnelley … Solutions/FA 9/27/23 S&W Seed Co. 10-K 6/30/23 107:18M Donnelley … Solutions/FA 9/28/22 S&W Seed Co. 10-K 6/30/22 92:14M ActiveDisclosure/FA 12/17/21 S&W Seed Co. S-3 3:216K Donnelley … Solutions/FA 9/28/21 S&W Seed Co. 10-K 6/30/21 101:15M ActiveDisclosure/FA 9/23/20 S&W Seed Co. S-3 9:1.9M ActiveDisclosure/FA 9/23/20 S&W Seed Co. 10-K 6/30/20 109:17M ActiveDisclosure/FA |