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Napster Inc – ‘144’ on 12/16/05 re: Sonic Solutions/CA

On:  Friday, 12/16/05, at 5:31pm ET   ·   As of:  12/19/05   ·   Accession #:  1144204-5-40101   ·   File #:  0-23190

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

12/19/05  Napster Inc                       144        Other       1:19K  Sonic Solutions/CA                Vintage/FA

Notice of Proposed Sale of Securities   —   Form 144
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 144         Notice of Proposed Sale of Securities               HTML     20K 


This is an HTML Document rendered as filed.  [ Alternative Formats ]



  Unassociated Document  

UNITED STATES

OMB APPROVAL

SECURITIES AND EXCHANGE COMMISSIONWashington, D.C. 20549

OMB Number          3235-0101
Expires:      December 31, 2006
Estimated average burden
hours per response           4.47

   

FORM 144

SEC USE ONLY

NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933

DOCUMENT SEQUENCE NO.

ATTENTION:Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker.

CUSIP NUMBER

1 (a) NAME OF ISSUER (Please type or print)

Sonic Solutions

(b) IRS IDENT. NO.

930925818

(c) S.E.C. FILE NO.

916235

 

WORK LOCATION

1(d) ADDRESS OF ISSUER STREET CITY STATE ZIP CODE

(e) TELEPHONE NO.


101 Rowland Way #110    Novato   CA   94945

AREA CODE

415

NUMBER


893-8000

2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES
ARE TO BE SOLD

Napster, Inc.

(b IRS IDENT. NO.


77-0551214

(c) RELATIONSHIP TO
ISSUER

NONE

(d) ADDRESS STREET CITY STATE ZIP CODE


9044 Melrose Ave., Los Angeles CA 90069

INSTRUCTION: The person filing this notice should contact the issuer to obtain the IRS. Identification Number and the S.E.C. File Number.

3 (a)

(b)

SEC USE ONLY

(c)

(d)

(e)

(f)

(g)

Title of the
Class of
Securities
To Be Sold


Name and Address of Each Broker Through Whom the
Securities are to be Offered or Each Market Maker
who is Acquiring the Securities


Broker-Dealer
File Number

Number of Shares
or Other Units
To Be Sold

(See instr. 3(c))

Aggregate
Market
Value

(See instr. 3(d))

Number of Shares
or Other Units
Outstanding

(See instr. 3(e))

Approximate
Date of Sale

(See instr. 3(f))
(MO DAY YR)

Name of Each
Securities
Exchange

(See instr. 3(g))

Common Stock

Lehman Brothers, Inc.
745 7th Avenue
New York, NY 10019

  653,837 $9,748,710
(as of 12/9/05)

24,781,675
(as of 11/1/05)

12/19/2005 Nasdaq
               
               

INSTRUCTIONS:

1. (a) Name of issuer
(b) Issuer's I.R.S. Identification Number
(c) Issuer's S.E.C. file number, if any
(d) Issuer's address, including zip code
(e) Issuer's telephone number, including area code
2. (a) Name of person for whose account the securities are to be sold
(b) Such person's Social Security or I.R.S. identification number
(c) Such person's relationship to the issuer (e.g., officer, director, 10%
stockholder, or member of immediate family of any of the foregoing)
(d) Such person's address, including zip code

3. (a) Title of the class of securities to be sold
(b) Name and address of each broker through whom the securities are intended to be sold
(c) Number of shares or other units to be sold (if debt securities, give the aggregate face amount)
(d) Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice
(e) Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown
by the most recent report or statement published by the issuer
(f) Approximate date on which the securities are to be sold
(g) Name of each securities exchange, if any, on which the securities are intended to be sold

                                                                                                     
 
Potential persons who are to respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB control number.
 
   
SEC 1147 (01-04)

 

 


TABLE I ¾ SECURITIES TO BE SOLD
Furnish the following information with respect to the acquisition of the securities to be sold
and with respect to the payment of all or any part of the purchase price or other consideration therefor:

Title of
the Class

Date You
Acquired

Nature of Acquisition Transaction 

Name of Person from Whom Acquired
(If gift, also give date donor acquired)

Amount of
Securities Acquired

Date of
Payment

Nature of Payment

Common Stock  12/17/04  Sale of Assets by Napster, Inc. to Sonic Solutions  Sonic Solutions  653,837  12/17/2004 Transfer of assets 

INSTRUCTIONS: If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.


TABLE II ¾ SECURITIES SOLD DURING THE PAST 3 MONTHS

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.


Name and Address of Seller


Title of Securities Sold


Date of Sale

Amount of
Securities Sold


Gross Proceeds




       

REMARKS:

INSTRUCTIONS:
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any materiel adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed.

_______      12/16/2005_________
DATE OF NOTICE

/s/ William E. Growney, Jr.
(SIGNATURE)

The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed.
Any copies not manually signed shall bear typed or printed signatures
.

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001).

   
   
SEC 1147 (01-04)

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘144’ Filing    Date    Other Filings
12/31/0610-Q
Filed as of:12/19/05
Filed on:12/16/05
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Filing Submission 0001144204-05-040101   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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