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¶ – Release Delayed ·As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 7/10/19 Hartford Mutual Funds Inc/CT 485BPOS¶ 7/10/19 10:6.6M Toppan Vintage/FA → Hartford AARP Balanced Retirement Fund ⇒ Class A (HAFAX) — Class C (HAICX) — Class F (HAFDX) — Class I (HAFIX) — Class R3 (HAFRX) — Class R4 (HAFSX) — Class R5 (HAFTX) — Class R6 (HAFVX) — Class Y (HAFYX) |
Document/Exhibit Description Pages Size
1: 485BPOS Post-Effective Amendment of a Form N-1 or N-1A HTML 2.39M
Registration
10: COVER ¶ Comment-Response or Cover Letter to the SEC HTML 6K
2: EX-99.(A)(XLI) Articles Supplementary HTML 64K
3: EX-99.(A)(XLII) Articles of Amendment HTML 10K
4: EX-99.E.(I).L Amendment to Principal Underwriting Agreement HTML 14K
5: EX-99.H.(III).J Amendment to Fund Accounting Agreement HTML 34K
6: EX-99.H.(IV).A Amendment to Amended and Restated Expense HTML 16K
Limitation Agreement
7: EX-99.I Opinion and Consent of Counsel HTML 15K
8: EX-99.J Consent of Independent Public Accounting Firm HTML 7K
9: EX-99.N Amended and Restated Rule 18F-3 Plan HTML 23K
Exhibit e.(i).l
AMENDMENT NUMBER 11 TO
PRINCIPAL UNDERWRITING AGREEMENT
The Principal Underwriting Agreement amongst Hartford Funds Distributors, LLC (formerly known as Hartford Investment Financial Services, LLC), The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. dated January 1, 2013, as amended and restated August 7, 2013, is hereby amended to amend and restate Schedule A as attached hereto.
IN WITNESS WHEREOF, the parties hereto have caused this amendment to be executed as of 29th May, 2019.
| The Hartford Mutual Funds, Inc. | ||
| By: | /s/ Thomas R. Phillips | |
| Thomas R. Phillips | ||
| Vice President | ||
| The Hartford Mutual Funds II, Inc. | ||
| By: | /s/ Thomas R. Phillips | |
| Thomas R. Phillips | ||
| Vice President | ||
| Agreed to and Accepted: | ||
| Hartford Funds Distributors, LLC | ||
| By: | /s/ Gregory A. Frost | |
| Gregory A. Frost | ||
| Chief Financial Officer | ||
C:
SCHEDULE A
This Schedule A to that certain Amended and Restated Principal Underwriting Agreement dated January 1, 2013, as amended and restated August 7, 2013, is effective as of May 29, 2019.
THE HARTFORD MUTUAL FUNDS, INC.
The Hartford Balanced Income Fund
The Hartford Capital Appreciation Fund
The Hartford Checks and Balances Fund
The Hartford Conservative Allocation Fund
Hartford Core Equity Fund
The Hartford Dividend and Growth Fund
Hartford Emerging Markets Equity Fund
The Hartford Emerging Markets Local Debt Fund
Hartford Environmental Opportunities Fund
The Hartford Equity Income Fund
The Hartford Floating Rate Fund
The Hartford Floating Rate High Income Fund
The Hartford Global All-Asset Fund
Hartford Global Impact Fund
The Hartford Global Real Asset Fund
The Hartford Growth Allocation Fund
The Hartford Healthcare Fund
The Hartford High Yield Fund
The Hartford Inflation Plus Fund
Hartford International Equity Fund
The Hartford International Growth Fund
The Hartford International Opportunities Fund
The Hartford International Small Company Fund
The Hartford International Value Fund
Hartford Long/Short Global Equity Fund
The Hartford MidCap Fund
The Hartford MidCap Value Fund
Hartford Moderate Allocation Fund
Hartford Multi-Asset Income and Growth Fund
Hartford Multi-Asset Income Fund
Hartford Municipal Income Fund
The Hartford Municipal Opportunities Fund
Hartford Municipal Short Duration Fund
The Hartford Quality Bond Fund
The Hartford Short Duration Fund
The Hartford Small Cap Value Fund
The Hartford Small Company Fund
The Hartford Strategic Income Fund
The Hartford Total Return Bond Fund
The Hartford World Bond Fund
C:
THE HARTFORD MUTUAL FUNDS II, INC.
The Hartford Growth Opportunities Fund
Hartford Multifactor International Fund
Hartford Multifactor Large Cap Value Fund
Hartford Quality Value Fund
Hartford Schroders Emerging Markets Equity Fund
Hartford Schroders Emerging Markets Multi-Sector Bond Fund
Hartford Schroders International Multi-Cap Value Fund
Hartford Schroders International Stock Fund
Hartford Schroders Securitized Income Fund
Hartford Schroders Tax-Aware Bond Fund
Hartford Schroders US MidCap Opportunities Fund
Hartford Schroders US Small Cap Opportunities Fund
The Hartford Small Cap Growth Fund
C:
| This ‘485BPOS’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on / Effective on: | 7/10/19 | 497, 497K | ||
| 5/29/19 | 497, 497K | |||
| 8/7/13 | N-MFP | |||
| 1/1/13 | ||||
| List all Filings | ||||