SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

YA Global Investments, et al. – ‘SC 13D’ on 8/4/06 re: Americana Publishing Inc

On:  Friday, 8/4/06, at 6:04am ET   ·   Accession #:  1144204-6-31024   ·   File #:  5-61443

Previous ‘SC 13D’:  ‘SC 13D’ on 7/31/06   ·   Next:  ‘SC 13D’ on 8/9/06   ·   Latest:  ‘SC 13D/A’ on 2/19/14

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 8/04/06  YA Global Investments             SC 13D                 2:25K  Americana Publishing Inc          Vintage/FA
          Mark Angelo
          Montgomery Equity Partners, Ltd
          Yorkville Advisors, LLC

General Statement of Beneficial Ownership   —   Schedule 13D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D      General Statement of Beneficial Ownership              9     51K 
 2: EX-1        Underwriting Agreement                                 1      7K 


SC 13D   —   General Statement of Beneficial Ownership
Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
6Item 1. Security and Issuer
"Item 2. Identity and Background
"Item 3. Source and Amount of Funds or Other Consideration
7Item 4. Purpose of Transaction
"Item 5. Interest in Securities of the Issuer
8Item 6. Contract, Arrangements, Understandings or Relationships with respect to Securities of the Issuer
"Item 7. Material to be Filed as Exhibits
SC 13D1st Page of 9TOCTopPreviousNextBottomJust 1st
 

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 -------------------------------------------------------------------------------- SCHEDULE 13D Under the Securities Exchange Act of 1934 AMERICANA DISTRIBUTION, INC. (f/k/a/ AMERICANA PUBLISHING, INC.) (Name of Issuer) Common Stock (Title of Class of Securities) (CUSIP Number) Mark Angelo Cornell Capital Partners, LP 101 Hudson Street, Suite 3700 Jersey City, New Jersey 07302 (201) 985-8300 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) Copy To: Mark Angelo 101 Hudson Street, Suite 3700 Jersey City, New Jersey 07302 (201) 985-8300 August 4, 2006 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ].
SC 13D2nd Page of 9TOC1stPreviousNextBottomJust 2nd
SCHEDULE 13D Page 2 [Enlarge/Download Table] ----------------------- ------------------------------------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSONS Cornell Capital Partners LP ----------------------- ------------------------------------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |X| (b) |_| ----------------------- ------------------------------------------------------------------------------------------------------------ 3 SEC USE ONLY ----------------------- ------------------------------------------------------------------------------------------------------------ 4 SOURCE OF FUNDS OO ----------------------- ------------------------------------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ( ) ----------------------- ------------------------------------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ----------------------- ------------------------------------------------------------------------------------------------------------ NUMBER OF SHARES 7 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,979,540 WITH ------- ----- ---------------------------------------------------------------------------------------------- 8 SHARED VOTING POWER ------- ----- ---------------------------------------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 2,979,540 ------- ----- ---------------------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER ----------------------- ------- ----- ---------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,979,540 ----------------------- ------------------------------------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ( ) ----------------------- ------------------------------------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.6% ----------------------- ------------------------------------------------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON PN ----------------------- ------------------------------------------------------------------------------------------------------------
SC 13D3rd Page of 9TOC1stPreviousNextBottomJust 3rd
Page 3 [Enlarge/Download Table] ----------------------- ------------------------------------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSONS Yorkville Advisors, LLC ----------------------- ------------------------------------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |X| (b) |_| ----------------------- ------------------------------------------------------------------------------------------------------------ 3 SEC USE ONLY ----------------------- ------------------------------------------------------------------------------------------------------------ 4 SOURCE OF FUNDS OO ----------------------- ------------------------------------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ( ) ----------------------- ------------------------------------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ----------------------- ------------------------------------------------------------------------------------------------------------ NUMBER OF SHARES 7 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,979,540 (as General Partner of Cornell Capital Partners, LP) WITH ------- ----- ---------------------------------------------------------------------------------------------- 8 SHARED VOTING POWER -0- ------- ----- ---------------------------------------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 2,979,540 (as General Partner of Cornell Capital Partners, LP) ------- ----- ---------------------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- ----------------------- ------- ----- ---------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,979,540 (as General Partner of Cornell Capital Partners, LP) ----------------------- ------------------------------------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ( ) ----------------------- ------------------------------------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.6% ----------------------- ------------------------------------------------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON PN ----------------------- ------------------------------------------------------------------------------------------------------------
SC 13D4th Page of 9TOC1stPreviousNextBottomJust 4th
Page 4 [Enlarge/Download Table] ----------------------- ------------------------------------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSONS Mark Angelo ----------------------- ------------------------------------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |X| (b) |_| ----------------------- ------------------------------------------------------------------------------------------------------------ 3 SEC USE ONLY ----------------------- ------------------------------------------------------------------------------------------------------------ 4 SOURCE OF FUNDS OO ----------------------- ------------------------------------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ( ) ----------------------- ------------------------------------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States ----------------------- ------------------------------------------------------------------------------------------------------------ NUMBER OF SHARES 7 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,979,540 (as Portfolio Manager of Cornell Capital Partners, LP and President of Yorkville WITH Advisors, LLC) ------- ----- ---------------------------------------------------------------------------------------------- 8 SHARED VOTING POWER -0- ------- ----- ---------------------------------------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 2,979,540 (as Portfolio Manager of Cornell Capital Partners, LP and President of Yorkville Advisors, LLC) ------- ----- ---------------------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- ----------------------- ------------------------------------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,979,540 (as Portfolio Manager of Cornell Capital Partners, LP and President of Yorkville Advisors, LLC) ----------------------- ------------------------------------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ( ) ----------------------- ------------------------------------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.6% ----------------------- ------------------------------------------------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON IN ----------------------- ------------------------------------------------------------------------------------------------------------
SC 13D5th Page of 9TOC1stPreviousNextBottomJust 5th
Page 5 [Enlarge/Download Table] ----------------------- ------------------------------------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSONS Montgomery Equity Partners, Ltd ----------------------- ------------------------------------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |X| (b) |_| ----------------------- ------------------------------------------------------------------------------------------------------------ 3 SEC USE ONLY ----------------------- ------------------------------------------------------------------------------------------------------------ 4 SOURCE OF FUNDS OO ----------------------- ------------------------------------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ( ) ----------------------- ------------------------------------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands ----------------------- ------------------------------------------------------------------------------------------------------------ NUMBER OF SHARES 7 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,979,540 (as an affiliate entity, which Yorkville Advisors, LLC is the investment advisor WITH of Cornell and Montgomery and Mark Angelo is the President of Yorkville Advisors, LLC) ------- ---------------------------------------------------------------------------------------------- 8 SHARED VOTING POWER -0- ------- ---------------------------------------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 2,979,540 (as an affiliate entity, which Yorkville Advisors, LLC is the investment advisor of Cornell and Montgomery and Mark Angelo is the President of Yorkville Advisors, LLC) ------- ---------------------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- ----------------------- ------------------------------------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,979,540 (as an affiliate entity, which Yorkville Advisors, LLC is the investment advisor of Cornell and Montgomery and Mark Angelo is the President of Yorkville Advisors, LLC) ----------------------- ------------------------------------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ( ) ----------------------- ------------------------------------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.6% ----------------------- ------------------------------------------------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON IN ----------------------- ------------------------------------------------------------------------------------------------------------
SC 13D6th Page of 9TOC1stPreviousNextBottomJust 6th
Page 6 Item 1. Security and Issuer. This statement relates to shares of common stock, no par value per share (the "Shares"), of Americana Publishing, Inc. a Colorado corporation (the "Issuer"). The principal executive office of the Issuer is located at 303 San Mateo NE, Suite 104A, Albuquerque, NM 87108. Item 2. Identity and Background. (a)-(c), (f). This statement is being filed by Cornell Capital Partners, LP ("Cornell"), Yorkville Advisors, LLC ("Yorkville"), Mark Angelo ("Angelo") and Montgomery Equity Partners, Ltd. ("Montgomery") (Cornell, Yorkville, Angelo and Montgomery collectively, the "Reporting Persons"). Cornell, a Delaware limited partnership, whose business address is 101 Hudson Street, Suite 3700, Jersey City, New Jersey 07302, is a private equity fund. Yorkville, a Delaware LLC, whose business address is 101 Hudson Street, Suite 3700, Jersey City, New Jersey 07302 is the General Partner of Cornell. Angelo, whose business address is 101 Hudson Street, Suite 3700, Jersey City, New Jersey 07302 is the Portfolio Manager of Cornell Capital Partners, LP and President of Yorkville. Angelo is a citizen of the United States. Montgomery Equity Partners, Ltd, an exempt company of the Cayman Islands, whose business address is 101 Hudson Street, Suite 3700, Jersey City, New Jersey 07302, is a private equity fund, which Yorkville is the Investment Advisor of Montgomery and Angelo is the President of Yorkville. (d) and (e). During the last five years, no Reporting Person has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction in which the Reporting Person was or is the subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violations with respect to such laws. Item 3. Source and Amount of Funds or Other Consideration. Of the Shares, one million four hundred seventy-eight thousand nine hundred forty (1,478,940) were acquired as compensation pursuant to the Standby Equity Distribution Agreement dated March 31, 2005 between Cornell and Issuer, and twenty six million three hundred fifteen thousand seven hundred eighty nine (26,315,789) shares, were acquired under an Advance Notice, pursuant to the terms of the Standby Equity Distribution Agreement, at a purchase price of $0.00057 per share on July 20, 2006. One million five hundred thousand (1,500,000) shares were acquired by Montgomery through a conversion pursuant to a Convertible Debenture dated December 23, 2006 at a price of $0.001 per/share on April 25, 2006. Therefore, based on the sale of its holdings, Cornell's obligations under Section 13D have ceased.
SC 13D7th Page of 9TOC1stPreviousNextBottomJust 7th
Page 7 [Enlarge/Download Table] ------------------ ---------------- ---------------- --------------- ---------------- ---------------- Date Buy/Sell Vol. Symbol Ave. Price Amount ------------------ ---------------- ---------------- --------------- ---------------- ---------------- 7/28/06 Sell 8,815,789 ADBN $0.0006 $5,248.30 ------------------ ---------------- ---------------- --------------- ---------------- ---------------- 7/27/06 Sell 5,000,000 ADBN $0.0008 $3,919.87 ------------------ ---------------- ---------------- --------------- ---------------- ---------------- 7/26/06 Sell 2,500,000 ADBN $0.0006 $1,484.95 ------------------ ---------------- ---------------- --------------- ---------------- ---------------- 7/25/06 Sell 2,500,000 ADBN $0.0007 $1,707.94 ------------------ ---------------- ---------------- --------------- ---------------- ---------------- 7/24/06 Sell 2,500,000 ADBN $0.008 $1,902.94 ------------------ ---------------- ---------------- --------------- ---------------- ---------------- 7/21/06 Sell 2,000,000 ADBN $0.009 $1,799.94 ------------------ ---------------- ---------------- --------------- ---------------- ---------------- 7/21/06 Sell 3,000,000 ADBN $0.009 $2,665.91 ------------------ ---------------- ---------------- --------------- ---------------- ---------------- Item 4. Purpose of Transaction. The Reporting Persons acquired the Shares for investment and not with a view to, or for resale in connection with, any distribution thereof, and the Reporting Persons do not have a present intention of selling, granting any participation in, or otherwise distributing the acquired Shares. The Reporting Persons have no present plans or intentions which would result in or relate to any transactions described in subparagraphs (a) through (j) of Item 4 of Schedule 13D. Item 5. Interest in Securities of the Issuer. (a)-(b) As of July 28,2006 the Reporting Persons were the record and beneficial owner of 2,979,540 Shares representing 0.6% of the issued and outstanding Shares. Yorkville, as the General Partner of Cornell and Investment Manager of Montgomery and Angelo as the Portfolio Manager of Cornell and Montgomery and President of Yorkville, may be deemed to have a beneficial ownership in the aforementioned Shares, which may be deemed to have a beneficial ownership in the aforementioned Shares. Based on the above-referred sales, the Reporting Persons no longer have reporting obligation Cornell and Montgomery have the sole power to vote and to dispose of all of its Shares. Yorkville, as the General Partner of Cornell, has the sole power to direct the vote and/or to direct the disposition of the Shares directly owned by Cornell and Montgomery. Angelo, as the Portfolio Manager of Cornell and Montgomery and President of Yorkville, has the sole power to direct the vote and/or to direct the disposition of the Shares directly owned by Cornell and Montgomery.
SC 13D8th Page of 9TOC1stPreviousNextBottomJust 8th
Page 8 (c) The following transactions have occurred: [Enlarge/Download Table] ------------------ ---------------- ---------------- --------------- ---------------- ---------------- Date Buy/Sell Vol. Symbol Ave. Price Amount ------------------ ---------------- ---------------- --------------- ---------------- ---------------- 7/28/06 Sell 8,815,789 ADBN $0.0006 $5,248.30 ------------------ ---------------- ---------------- --------------- ---------------- ---------------- 7/27/06 Sell 5,000,000 ADBN $0.0008 $3,919.87 ------------------ ---------------- ---------------- --------------- ---------------- ---------------- 7/26/06 Sell 2,500,000 ADBN $0.0006 $1,484.95 ------------------ ---------------- ---------------- --------------- ---------------- ---------------- 7/25/06 Sell 2,500,000 ADBN $0.0007 $1,707.94 ------------------ ---------------- ---------------- --------------- ---------------- ---------------- 7/24/06 Sell 2,500,000 ADBN $0.008 $1,902.94 ------------------ ---------------- ---------------- --------------- ---------------- ---------------- 7/21/06 Sell 2,000,000 ADBN $0.009 $1,799.94 ------------------ ---------------- ---------------- --------------- ---------------- ---------------- 7/21/06 Sell 3,000,000 ADBN $0.009 $2,665.91 ------------------ ---------------- ---------------- --------------- ---------------- ---------------- (d) Not applicable. (e) Not applicable. Item 6. Contract, Arrangements, Understandings or Relationships with respect to Securities of the Issuer. Cornell and the Issuer are parties to the following agreements, dated March 31, 2005 relating to the Shares: Standby Equity Distribution Agreement, Registration Rights Agreement and Placement Agent Agreement. Montgomery and the Issuer are parties to the following agreements, dated December 23, 2005 relating to the Shares: Securities Purchase Agreement, Investor Registration Rights Agreement, Irrevocable Transfer Agent Instructions and Secured Convertible Debenture. Except as set forth herein, none of the Reporting Persons has any contracts, arrangements, understandings or relationships (legal or otherwise) with any person with respect to any securities of the Company, including, without limitation, any contracts, arrangements, understandings or relationships concerning the transfer or voting of such securities, finders fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits and losses or the giving or withholding of proxies. Item 7. Material to be Filed as Exhibits. Exhibit 1 Joint Filing Agreement.
SC 13DLast Page of 9TOC1stPreviousNextBottomJust 9th
Page 9 SIGNATURE After reasonable inquiry and to the best of each of the undersigned's knowledge and belief, each certifies that the information set forth in this statement is true, complete and correct. Dated: August 4, 2006 REPORTING PERSONS: ----------------- CORNELL CAPITAL PARTNERS, LP By: Yorkville Advisors, LLC Its: General Partner By: /s/ Mark Angelo ----------------------------- Name: Mark Angelo Its: Portfolio Manager MONTGOMERY EQUITY PARTNERS, LTD By: /s/ Mark Angelo ----------------------------- Name: Mark Angelo Its: Portfolio Manager YORKVILLE ADVISORS, LLC By: /s/ Mark Angelo -------------------------------- Name: Mark Angelo Its: Portfolio Manager /s/ Mark Angelo ------------------------------------ MARK ANGELO

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘SC 13D’ Filing    Date First  Last      Other Filings
12/23/066
Filed on:8/4/0619
7/20/066
4/25/066
12/23/0588-K
3/31/056810QSB,  10QSB/A,  NT 10-K
 List all Filings 
Top
Filing Submission 0001144204-06-031024   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Wed., May 1, 1:07:41.1am ET