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Dgse Companies Inc – ‘S-4’ on 2/26/07 – EX-4.1

On:  Monday, 2/26/07, at 4:24pm ET   ·   Accession #:  1144204-7-10016   ·   File #:  333-140890

Previous ‘S-4’:  None   ·   Next:  ‘S-4/A’ on 4/9/07   ·   Latest:  ‘S-4/A’ on 4/20/07   ·   5 References:   

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/26/07  Dgse Companies Inc                S-4                   13:4.3M                                   Vintage/FA

Registration of Securities Issued in a Business-Combination Transaction   —   Form S-4
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-4         Registration of Securities Issued in a              HTML   3.32M 
                          Business-Combination Transaction                       
 2: EX-4.1      Instrument Defining the Rights of Security Holders  HTML     22K 
 3: EX-5.1      Opinion re: Legality                                HTML     26K 
 4: EX-8.1      Opinion re: Tax Matters                             HTML     15K 
 5: EX-10.6     Material Contract                                   HTML    155K 
 6: EX-23.1     Consent of Experts or Counsel                       HTML      8K 
 7: EX-23.2     Consent of Experts or Counsel                       HTML      8K 
 8: EX-23.3     Consent of Experts or Counsel                       HTML      8K 
 9: EX-99.1     Miscellaneous Exhibit                               HTML     17K 
10: EX-99.2     Miscellaneous Exhibit                               HTML     18K 
11: EX-99.3     Miscellaneous Exhibit                               HTML      8K 
12: EX-99.4     Miscellaneous Exhibit                               HTML      8K 
13: EX-99.5     Miscellaneous Exhibit                               HTML      8K 


EX-4.1   —   Instrument Defining the Rights of Security Holders


This exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



 
EXHIBIT 4.1
 
COMMON STOCK
 
COMMON STOCK
Number
 
Shares
 
 

INCORPORATED UNDER THE LAWS OF THE STATE OF NEVADA 
 
[LOGO]
THIS CERTIFICATE IS TRANSFERABLE
IN NEW YORK, NY OR CRANFORD, NJ
 
DGSE Companies, Inc.
       
 
THIS CERTIFIES THAT
 
 
 
IS THE RECORD HOLDER OF
 
 
SEE REVERSE FOR
CERTAIN DEFINITIONS
FULLY PAID AND NON-ASSESSABLE COMMON STOCK OF THE PAR VALUE OF ONE CENT($.01) EACH OF
 
 
DGSE COMPANIES, INC.

transferable on the books of the Corporation by the holder hereof, in person or by duly authorized attorney, upon surrender of this Certificate properly endorsed. This Certificate and the shares represented hereby are issued and shall be subject to all of the provisions of the Certificate and the shares represented hereby are issued and shall be subject to all of the provision of the Certificate of Incorporation. This Certificate is hot valid unless countersigned by the Transfer Agent and registered by the Registrar.
 
IN WITNESS WHEREOF the Corporation has caused this Certificate to be signed by the facsimile signatures of its duly authorized officers and a facsimile of its corporate seal to be hereunto affixed.
 

 
/s/                                                    
President
 
[SEAL]
/s/                                             
Secretary
Dated:
COUNTERSIGNED AND REGISTERED:
REGISTRAR AND TRANSFER COMPANY
TRANSFER AGENT AND REGISTRAR
 

AUTHORIZED SIGNATURE
     



[LOGO]

DGSE Companies, Inc.

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:


TEN COM -
as tenants in common
 
UNIF GIFT MIN ACT -
Custodian
TEN ENT -
as tenants by the entireties
   
(Cust)                            (Minor)
JT TEN -
as joint tenants with right
of survivorship and not as
tenants in common
   
under Uniform Gifts to Minors Act
     
UNIF TRF MIN ACT -
Custodian until age
   
(Cust)
       
under Uniform Transfers 
       
(Minor)
       
to Minor's Act
       
(State) 

Additional abbreviations may also be used through not in the above list.

FOR VALUES RECEIVED, ___________________________ hereby sell, assign and transfer unto

PLEASE INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE
 
 

 
(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)


 

 

Shares of the stock represented by the within Certificate, and do hereby irrevocably constitute and appoint.
 
 

Attorney to transfer the said stock on the books of the within named Corporation with full power of substitution in the premises.

Dated ___________________________________


NOTICE:
THE SIGNATURES(S) TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME(S) AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER.
X _________________________
(Signature)
 
X _________________________
(Signature)
 
   
 
THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15
 
 
SIGNATURE(S) GUARANTEED BY:
 



5 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/21/24  Envela Corp.                      10-K       12/31/23   86:9.7M                                   Blueprint/FA
 3/16/23  Envela Corp.                      10-K       12/31/22   89:7.6M                                   Blueprint/FA
 3/16/22  Envela Corp.                      10-K       12/31/21   89:7.6M                                   Blueprint/FA
 3/26/21  Envela Corp.                      10-K/A     12/31/20   84:5.2M                                   Blueprint/FA
 3/23/21  Envela Corp.                      10-K       12/31/20   84:5.2M                                   Blueprint/FA
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Filing Submission 0001144204-07-010016   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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