SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Freedom Energy Holdings Inc – ‘8-A12B’ on 9/7/07

On:  Friday, 9/7/07, at 6:48pm ET   ·   As of:  9/10/07   ·   Accession #:  1144204-7-48547   ·   File #:  1-33683

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 9/10/07  Freedom Energy Holdings Inc       8-A12B      9/07/07    1:97K                                    Vintage/FA

Registration of a Class of Securities   —   Form 8-A
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-A12B      Registration of a Class of Securities               HTML     59K 


This is an HTML Document rendered as filed.  [ Alternative Formats ]




As filed with the Securities and Exchange Commission on September 10, 2007
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION 
WASHINGTON, D.C. 20549 
 
FORM 8-A 
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934 
 
FREEDOM FINANCIAL HOLDINGS INC. 
(Exact name of registrant as specified in its charter)

 
 
 
(State of incorporation)
 
56-2560951
(I.R.S. Employer Identification No.)

 
 
 
6615 Brotherhood Way, Suite A
Fort Wayne, Indiana
(Address of principle executive offices)
 
 
46825
(Zip code)
 
 
 
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box.   þ 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box.   o 

Securities Act registration statement file number to which this form relates:   Registration No. 333-140530
 
Securities to be registered pursuant to Section 12(b) of the Act: 
 
 
 
Common Stock, par value $.001
 
Over-The-Counter-Bulletin-Board 
(Title of Each Class to be So Registered) 
 
(Name of Each Exchange on Which Each
 
 
Class is to be Registered)
 
Securities to be registered pursuant to Section 12(g) of the Act:
Not applicable
(Title of Class) 

 
 

 
 
TABLE OF CONTENTS
 
ITEM 1.  DESCRIPTION OF REGISTRANT’S SECURITIES TO BE REGISTERED.

ITEM 2. EXHIBITS.
 
Item 1. Description of Registrant’s Securities to be Registered.
 
The description of the common stock, $0.001 par value per share, of Freedom Financial Holdings, Inc. (the “Registrant”), contained in the Registrant’s Registration Statement on Form SB-2, initially filed with the United States Securities and Exchange Commission on February 8, 2007, and as subsequently amended (File No. 333-140538) (the “Registration Statement”), is incorporated by reference into this Registration Statement. See the section of the Registration Statement titled, “Description of Securities.” 
 
Item 2. Exhibits.
 
Description
Exhibit No.
Soliciting Dealer Agreement
1.1
   
Plan and Agreement of Reorganization by Merger of Titan Holdings, Inc.
 
with and into Northern Business Acquisition Corp. under the name of
 
Titan Holdings, Inc.
2.1
   
Exchange Agreement (Acquisition of FFMC by Freedom Financial)
2.2
Exhibits to Exchange Agreement
 
FFMC Shares to Shares
2.2(a)
Escrow Agreement (Freedom Financial acquisition of FFMC)
2.2(b)
Legal Opinion re Exchange Agreement 05/22/2006
2.2(c)
Sinn Employment Agreement
2.2(d)
Hunt Employment Agreement
2.2(e)
Sinn Non-Competition Agreement
2.2(f)
Hunt Non-Competition Agreement
2.2(g)
Termination Agreement
2.2(h)
Lock Up Agreement
2.2(i)
Opinion of Buyer’s Counsel
2.2(j)
   
Northern Business Acquisition Corp. Articles of Incorporation
3.1(a)
   
Northern Business Acquisition Corp. Bylaws
3.1(b)
   
Articles of Amendment Titan Holdings, authorizing Class A Preferred
 
Shares filed 03/30/2006
3.2

 
2

 


   
Articles of Amendment Titan Holdings, name change to Freedom
 
Financial, filed 04/24/2006
3.3
   
Articles of Amendment Freedom Financial, authorizing Class B & Class
 
C Preferred Shares filed 10/02/06
3.4
   
Articles of Amendment Freedom Financial, changing share price
 
to $2 for Class B and C filed 12.28.06
3.5
   
Titan Holdings Articles of Incorporation filed 08/15/2005
3.6(a)
   
Titan Holdings, Inc. Bylaws
3.6(b)
   
Opinion of Weintraub Law Group PC
5.1
   
Employment Agreement - Brian Kistler dated 8/1/06
10.1
   
Employment Agreement - Sinn
10.2
   
Non-Compete Agreement - Sinn
10.3
   
Employment Agreement - Hunt
10.4
   
Non-Compete Agreement - Hunt
10.5
   
Employment Agreement - Fields
10.6
   
Lock-Up Agreement - Hunt
10.7
   
Lock-Up Agreement - Sinn
10.8
   
Registration Rights Agreement - Class A - Form
10.9
   
Series A Warrant Agreement - Form
10.10
   
Series B Warrant Agreement - Form
10.11
   
Convertible Note - Titan Holdings and Brian Kistler dated 8/1/05
10.12
   
Novation Agreement
10.13
   
Subscription Agreement - Class B - Brian Kistler (September)
10.14
   
Registration Rights - Class B - Kistler (September)
10.15
   
Amended and Restated Subscription Agreement (December)
10.16

 
3

 


Registration Rights -Class B Note -Kistler (December)
10.17
   
Restricted Stock Agreement
10.18
   
Registration Rights Agreement - Class B Services- Kistler (September)
10.19
   
Amended and Restated Restricted Stock Agreement dated 12/19/06
10.20
   
Registration Rights Agreement - Class B Services dated 12/31/06
10.21
   
Official Offer to Purchase Real Estate 8.9.06
10.22
   
Amended and Restated Offer to Purchase Real Estate 092506
10.23
   
Second Amended and Restated Offer to Purchase Real Estate
 
1/09/2007
10.24
   
Registration Rights Agreement Building Purchase Class C - Carteaux
 
(September)
10.25
   
Registration Rights Agreement Building Purchase Class C - Lipp
 
(September)
10.26
   
Warrant Agreement - Building Purchase - Lipp (September)
10.27
   
Warrant Agreement - Building Purchase - Carteaux (September)
10.28
   
Registration Rights Agreement Building Purchase - Class C - Lipp
 
(January)
10.29
   
Registration Rights Agreement Building Purchase - Class C - Carteaux
 
(January)
10.30
   
Warrant Agreement - Building Purchase - Lipp 1.9.07
10.31
   
Warrant Agreement - Building Purchase - Carteaux 1.9.07
10.32
   
Official Offer for Personal Guarantee - Carteaux
10.33
   
Amended and Restated Personal Guarantee dated 092206
10.34
   
Warrant Agreement - Personal Guarantee - Carteaux
10.35
   
Registration Rights Agreement Personal Guarantee - Carteaux
10.36

 
4

 


   
Consulting Agreement - Action Mentoring Program
10.37
   
Addendum to Action Consulting Agreement
10.38
   
Consulting Agreement - Medallion Consultants
10.39
   
Friedland Capital Advisory Agreement with Titan
10.40
   
Amendment to Friedland Capital Advisory Agreement
10.41
   
Friedland Corporate Investor Services Agreement with NBAC
10.42
   
Commercial Lease Agreement (Georgia office)
10.43
   
Office Lease Stone Pointe Suite 100 (Ft. Wayne)
10.44
   
Office Lease Stone Pointe Suite 200 (Ft. Wayne)
10.45
   
Florida Lease
10.46
   
2006 Incentive Stock Plan
10.47
   
Form - Lock Up Agreement
10.48
   
Form -Amended Lock Up Agreement (Merger Shares)
10.49
   
Underwriter Warrant
10.50
   
Registration Rights Agreement - Class B Note - Kistler (February)
10.51
   
Tower Bank Line of Credit
10.52
   
Tower Bank Building Purchase Note
10.53
   
Form - Amended Lock-Up Agreement Selling Security Holders - Price
10.54
   
Escrow Agreement Tower Trust Company - Proceeds
10.55
   
Escrow Agreement - Shares
10.56
   
Master Treasury Management Services Agreement
10.57
Exhibits to Master Agreement
 
Software Addendum
10.57(a)
Product Guide
10.57(b)
Schedule A
10.57(c)

 
5

 


Amended Line of Credit Agreement - Carteaux
10.58
   
Second Amendment to Friedland Capital Agreement
10.59
   
Shareholder Agreement Re: Surrender of Shares
10.60
   
Subsidiaries of the Small Business Issuer
21.1
   
Consent of Certified Independent Public Accountant Re Freedom
 
Financial Holdings, Inc.
23.1
   
Consent of Certified Independent Public Accountant Re Freedom
 
Financial Mortgage Corporation.
23.2
   
Consent of Weintraub Law Group PC (included in Exhibit 5.1 hereto)
23.3
   

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.


 
 
 
 
 
 
FREEDOM FINANCIAL HOLDINGS, INC.
 
 
Date:  9/7/07
By:  
/s/ Brian Kistler
 
 
 
Brian Kistler,
 
 
 
Principal Executive Officer 
 
 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-A12B’ Filing    Date    Other Filings
Filed as of:9/10/07
Filed on:9/7/07
2/8/07SB-2
 List all Filings 
Top
Filing Submission 0001144204-07-048547   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Fri., May 3, 1:27:26.1am ET