SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Longview Fund LP – ‘SC 13G/A’ on 6/20/07 re: Dalrada Financial Corp

On:  Wednesday, 6/20/07, at 3:57pm ET   ·   Accession #:  1144204-7-32813   ·   File #:  5-35242

Previous ‘SC 13G’:  ‘SC 13G/A’ on 6/5/07   ·   Next:  ‘SC 13G’ on 2/17/09   ·   Latest:  ‘SC 13G/A’ on 7/18/18

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 6/20/07  Longview Fund LP                  SC 13G/A               1:7K   Dalrada Financial Corp            Vintage/FA

Amendment to Statement of Beneficial Ownership   —   Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Amendment to Statement of Beneficial Ownership         4     17K 


Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
3Item 1 (a). NAME OF ISSUER: Dalrada Financial Corporation
"Item 1 (b). Address of Issuer's Principal Executive Offices:
"Item 2 (a). NAME OF PERSON FILING: Longview Fund L.P
"Item 2 (b). Address of Principal Business Office Or, If None, Residence:
"Item 2 (c). CITIZENSHIP: California
"Item 2 (d). TITLE OF CLASS OF SECURITIES: Ordinary Shares, par value NIS 0.01 per share
"Item 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B) OR 13D-2(B): Not applicable
"Item 4. Ownership
4Item 5. Ownership of Five Percent or Less of A Class
"Item 6. Ownership of More Than Five Percent on Behalf of Another Person
"Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company
"Item 8. Identification and Classification of Members of A Group
"Item 9. Notice of Dissolution of Group
SC 13G/A1st Page of 4TOCTopPreviousNextBottomJust 1st
 

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 4) Dalrada Financial Corp -------------------------------------------------------------------------------- (Name of Issuer) ORDINARY SHARES, PAR VALUE NIS 0.01 PER SHARE -------------------------------------------------------------------------------- (Title of Class of Securities) 235 99081900 -------------------------------------------------------------------------------- (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(c) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s) Page 1 of 4 Pages
SC 13G/A2nd Page of 4TOC1stPreviousNextBottomJust 2nd
------------------------- --------------------------- CUSIP No. 235 990819000 13G Page 2 of 4 Pages ------------------------- --------------------------- 1. NAMES OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Longview Fund L.P. -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) |_| (b) |_| -------------------------------------------------------------------------------- 3. SEC USE ONLY -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION California -------------------------------------------------------------------------------- 5. SOLE VOTING POWER, NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON - 472,072 Common Shares -------------------------------------------------------------------------------- 6. SHARED VOTING POWER - None -------------------------------------------------------------------------------- 7. SOLE DISPOSITIVE POWER - 472,072 Common Shares -------------------------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER - None -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON - 472,072 Common Shares -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |X| Excludes shares issuable upon conversion of Longview Fund L.P.'s notes and exercise of Longview Fund L.P.'s warrants which are subject to a 9.99% block provision. -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.2% -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON OO
SC 13G/A3rd Page of 4TOC1stPreviousNextBottomJust 3rd
------------------------- --------------------------- CUSIP No. 235 990819000 13G Page 3 of 4 Pages ------------------------- --------------------------- ITEM 1 (a) NAME OF ISSUER: Dalrada Financial Corporation ITEM 1 (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 9449 Balboa Avenue, Suite 211, San Diego, CA 92123 ITEM 2 (a) NAME OF PERSON FILING: Longview Fund L.P. ITEM 2 (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 600 Montgomery Street, 44th Floor, San Francisco, CA 94111 ITEM 2 (c) CITIZENSHIP: California ITEM 2 (d) TITLE OF CLASS OF SECURITIES: Ordinary Shares, par value NIS 0.01 per share ITEM 2 (e) CUSIP NUMBER: 235 99081900 ITEM 3 IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B) OR 13D-2(B): Not applicable ITEM 4 OWNERSHIP (a) AMOUNT BENEFICIALLY OWNED: 472,072 Ordinary Shares (b) PERCENT OF CLASS: 9.2% (c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (i) SOLE POWER TO VOTE OR DIRECT THE VOTE 472,072 Common Shares (ii) SHARED POWER TO VOTE OR DIRECT THE VOTE 0 Shares (iii) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF 472,072 Common Shares (iv) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF 0 Shares
SC 13G/ALast Page of 4TOC1stPreviousNextBottomJust 4th
------------------------- --------------------------- CUSIP No. 235 990819000 13G Page 4 of 4 Pages ------------------------- --------------------------- ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not applicable ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not applicable ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not applicable ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF A GROUP Not applicable ITEM 9 NOTICE OF DISSOLUTION OF GROUP Not applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. June 20, 2007 ------------------------- (Date) /s/ S. Michael Rudolph ------------------------- (Signature) S. Michael Rudolph, CFO of Viking Asset Management LLC, as Investment Manager ------------------------- (Name/Title)

Dates Referenced Herein

Referenced-On Page
This ‘SC 13G/A’ Filing    Date First  Last      Other Filings
Filed on:6/20/074None on these Dates
 List all Filings 
Top
Filing Submission 0001144204-07-032813   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Fri., Apr. 26, 2:03:46.1pm ET