SEC Info - 22nd Century Group, Inc. - ‘NT 10-K’ for 12/31/11

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22nd Century Group, Inc. – ‘NT 10-K’ for 12/31/11

On: Friday, 3/30/12, at 5:40pm ET · As of: 4/2/12 · Effective: 4/2/12 · For: 12/31/11 · Accession #: 1144204-12-19094 · File #: 0-54111

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 4/02/12  22nd Century Group, Inc.          NT 10-K    12/31/11    1:24K                                    Toppan Vintage/FA

Notice of a Late Filing of a Form 10-K — Form 12b-25
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: NT 10-K     Notice of a Late Filing of a Form 10-K              HTML     19K

This is an HTML Document rendered as filed. [ Alternative Formats ]

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 12b-25

NOTIFICATION OF LATE FILING

SEC File Number: 000-54111

CUSIP Number: 90137F103

(Check One):	x Form 10-K	x Form 20-F	¨ Form 11-K	¨ Form 10-Q	¨ Form 10-D	¨ Form N-SAR
	¨ Form N-CSR

For Period Ended: December 31, 2011

¨ Transition Report on Form 10-K

¨ Transition Report on Form 20-F

¨ Transition Report on Form 11-K

¨ Transition Report on Form 10-Q

¨ Transition Report on Form N-SAR

For the Transition Period Ended:

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: N/A

PART I – REGISTRANT INFORMATION 22nd Century Group, Inc.
Full Name of Registrant N/A
Former Name if Applicable 9530 Main Street
Address of Principal Executive Office (Street and Number) Clarence, New York 14031
City, State and Zip Code
PART II – RULES 12b-25(b) AND (c)
If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)

	(a)	The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
x	(b)	The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
	(c)	The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

PART III – NARRATIVE

State below in reasonable detail the reasons why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.

22nd Century Group, Inc. (the “Company”) was not, without unreasonable effort or expense, able to file its Annual Report on Form 10-K for the year ended December 31, 2011 on the March 30, 2012 due date because of delays in completing the year-end audit and related disclosures due to the Company’s relatively small number of employees. The Company expects to file its Form 10-K within the 15-day extension period afforded by Rule 12b-25.

PART IV – OTHER INFORMATION

(1) Name and telephone number of person to contact in regard to this notification

Joseph Pandolfino	716	270-1523
(Name)	(Area Code)	(Telephone Number)

(2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s).	x Yes ¨ No


(3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?	¨ Yes x No

If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

22nd Century Group, Inc.
(Name of Registrant as Specified in Charter)

has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.

Date March 30, 2012	By	/s/ *Joseph Pandolfino*
		Joseph Pandolfino
		Chief Executive Officer
		(Principal Executive Officer)

Dates Referenced Herein and Documents Incorporated by Reference

This ‘NT 10-K’ Filing	Date	Other Filings

Filed as of / Effective on:	4/2/12
Filed on:	3/30/12
For Period End:	12/31/11	10-K
		List all Filings

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Filing Submission 0001144204-12-019094 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

22nd Century Group, Inc. – ‘NT 10-K’ for 12/31/11

On: Friday, 3/30/12, at 5:40pm ET · As of: 4/2/12 · Effective: 4/2/12 · For: 12/31/11 · Accession #: 1144204-12-19094 · File #: 0-54111

Notice of a Late Filing of a Form 10-K — Form 12b-25Filing Table of Contents

This is an HTML Document rendered as filed. [ Alternative Formats ]

Dates Referenced Herein and Documents Incorporated by Reference

Notice of a Late Filing of a Form 10-K — Form 12b-25
Filing Table of Contents