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Arno Therapeutics, Inc – ‘POS AM’ on 3/28/17

On:  Tuesday, 3/28/17, at 4:59pm ET   ·   Accession #:  1144204-17-17086   ·   File #:  333-214074

Previous ‘POS AM’:  ‘POS AM’ on 3/28/17   ·   Latest ‘POS AM’:  This Filing

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 3/28/17  Arno Therapeutics, Inc            POS AM                 1:29K                                    Toppan Vintage/FA

Post-Effective Amendment
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: POS AM      Post-Effective Amendment                            HTML     23K 


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 

As filed with the Securities and Exchange Commission on March 28, 2017 Registration No. 333-214074

 

 

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

____________________________

 

POST-EFFECTIVE AMENDMENT NO. 1 TO

FORM S-1

 

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

____________________________

 

ARNO THERAPEUTICS, INC.

(Exact name of registrant as specified in its charter)

 

Delaware 2834 52-2286452
(State or other jurisdiction of
incorporation or organization)
(Primary Standard Industrial
Classification Code Number)
(I.R.S. Employer
Identification No.)

_______________________________

200 Route 31 North, Suite 104

Flemington, New Jersey 08822

(862) 703-7170

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

____________________________

 

Alexander Zukiwski

Chief Executive Officer

Arno Therapeutics, Inc.

200 Route 31 North, Suite 104

Flemington, New Jersey 08822

(862) 703-7170

(Name, address, including zip code, and telephone number,

including area code, of agent for service)

Copies to:

Christopher J. Melsha, Esq.

Fredrikson & Byron, P.A.

200 South Sixth Street, Suite 4000

Minneapolis, MN 55402-1425

Telephone: (612) 492-7000

Facsimile: (612) 492-7077

_____________________________

Approximate date of commencement of proposed sale to the public: This post-effective amendment de-registers all shares of common stock registered hereunder and remaining unsold as of the date hereof.

 

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, as amended, check the following box.  ¨

 

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration number of the earlier effective registration statement for the same offering.   ¨

 

If this Form is a post effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ¨

 

If this Form is a post effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ¨

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company.  See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.

 

______________________________________

 

Large accelerated filer ¨ Accelerated filer ¨
Non-accelerated filer    ¨ (Do not check if a smaller reporting company) Smaller reporting company þ

 

 

 

 

 C: 

 

 

 

DEREGISTRATION OF UNSOLD SECURITIES

 

On October 12, 2016, Arno Therapeutics, Inc. (the “Company”) filed a registration statement on Form S-1 (File No. 333-214074) (the “Registration Statement”), which was declared effective on November 3, 2016.  The Registration Statement registered the sale by the selling stockholders identified therein of a total of 12,752,126 shares of the Company’s common stock, par value $0.0001 per share (the “Common Stock”).  The purpose of this Post-Effective Amendment to the Registration Statement is to withdraw and remove from registration the unissued and unsold shares of Common Stock previously registered under the Registration Statement. Consequently, in accordance with an undertaking made by the Company in the Registration Statement to remove from registration, by means of a post-effective amendment, any of the securities that remain unsold at the termination of the offering, the Company hereby removes from registration the securities of the Company that are registered but unsold under the Registration Statement.

  

 C: 

 

 

 

SIGNATURES

 

               Pursuant to the requirements of the Securities Act of 1933, the Registrant has duly caused this Post-Effective Amendment No. 1 to its Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Flemington, State of New Jersey, on March 28, 2017.

 

  ARNO THERAPEUTICS, INC.  
       
       
  By: /s/ Alexander Zukiwski  
    Alexander Zukiwski  
    Chief Executive Officer  

 

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature   Title   Date
         
/s/ Alexander Zukiwski   Chief Executive Officer and Director   March 28, 2017
Alexander Zukiwski, M.D.   (Principal Executive Officer, Principal Financial Officer, and Principal Accounting Officer)    
         
 *   Chairman of the Board   March 28, 2017
Arie S. Belldegrun, M.D.        
         
*   Director   March 28, 2017
William F. Hamilton, Ph.D.        
         
*   Director   March 28, 2017
Tomer Kariv        
         
    Director   March 28, 2017
Jay Moorin        
         
*   Director   March 28, 2017
Yacov Reizman        
         
*   Director   March 28, 2017
Steven B. Ruchefsky        
         
*   Secretary and Director   March 28, 2017
David M. Tanen        

  

  *  By:   /s/ Alexander Zukiwski    
    Alexander Zukiwski    
    Attorney-in-fact    

 

 C: 

 

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘POS AM’ Filing    Date    Other Filings
Filed on:3/28/17POS AM,  S-8 POS
11/3/16424B3
10/12/16S-1
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Filing Submission 0001144204-17-017086   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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