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Global Macro Trust – ‘10-K’ for 12/31/16 – ‘EX-31.03’

On:  Wednesday, 3/29/17, at 4:29pm ET   ·   For:  12/31/16   ·   Accession #:  1144204-17-17291   ·   File #:  0-50102

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/29/17  Global Macro Trust                10-K       12/31/16   58:7.8M                                   Toppan Merrill/FA

Annual Report   —   Form 10-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML    267K 
 2: EX-13.01    Annual or Quarterly Report to Security Holders      HTML    378K 
 3: EX-31.01    Certification -- §302 - SOA'02                      HTML     23K 
 4: EX-31.02    Certification -- §302 - SOA'02                      HTML     23K 
 5: EX-31.03    Certification -- §302 - SOA'02                      HTML     23K 
 6: EX-32.01    Certification -- §906 - SOA'02                      HTML     19K 
 7: EX-32.02    Certification -- §906 - SOA'02                      HTML     19K 
 8: EX-32.03    Certification -- §906 - SOA'02                      HTML     19K 
15: R1          Document And Entity Information                     HTML     45K 
16: R2          Statements Of Financial Condition                   HTML     92K 
17: R3          Statements Of Financial Condition (Parenthetical)   HTML     35K 
18: R4          Condensed Schedule Of Investments (Futures And      HTML     67K 
                Forward Currency Contracts)                                      
19: R5          Condensed Schedule Of Investments (U.S. Treasury    HTML     52K 
                Notes)                                                           
20: R6          Condensed Schedule Of Investments (U.S. Treasury    HTML     46K 
                Notes) (Parenthetical)                                           
21: R7          Statements Of Operations                            HTML     92K 
22: R8          Statements Of Changes In Trust Capital              HTML     91K 
23: R9          Statements of Changes In Trust Capital              HTML     20K 
                (Parenthetical)                                                  
24: R10         Statements Of Financial Highlights                  HTML     78K 
25: R11         Organization                                        HTML     27K 
26: R12         Summary Of Significant Accounting Policies          HTML    201K 
27: R13         Trust Agreement                                     HTML     83K 
28: R14         Due From/To Brokers                                 HTML     22K 
29: R15         Trading Activities                                  HTML     23K 
30: R16         Derivative Instruments                              HTML    620K 
31: R17         Financial Highlights                                HTML     44K 
32: R18         Redemption Payable To Managing Owner                HTML     22K 
33: R19         Subsequent Events                                   HTML     22K 
34: R20         Summary Of Significant Accounting Policies          HTML    226K 
                (Policy)                                                         
35: R21         Summary Of Significant Accounting Policies          HTML    180K 
                (Tables)                                                         
36: R22         Trust Agreement (Tables)                            HTML     71K 
37: R23         Derivative Instruments (Tables)                     HTML    589K 
38: R24         Financial Highlights (Tables)                       HTML     42K 
39: R25         Organization (Narrative) (Details)                  HTML     29K 
40: R26         Summary Of Significant Accounting Policies          HTML     25K 
                (Narrative) (Details)                                            
41: R27         Summary Of Significant Accounting Policies          HTML     81K 
                (Schedule Of Financial Assets And Liabilities At                 
                Fair Value) (Details)                                            
42: R28         Trust Agreement (Narrative) (Details)               HTML     35K 
43: R29         Trust Agreement (Schedule Of Brokerage Rates Based  HTML     37K 
                On Net Capital Investment Levels Or Investments In               
                Asset-based Fee Or Fixed Fee Investment Programs)                
                (Details)                                                        
44: R30         Trust Agreement (Schedule Of Brokerage And          HTML     25K 
                Custodial Fees) (Details)                                        
45: R31         Trust Agreement (Schedule Of Redemption Charges     HTML     44K 
                Based On Redeemed Units' Net Asset Value)                        
                (Details)                                                        
46: R32         Derivative Instruments (Narrative) (Details)        HTML     25K 
47: R33         Derivative Instruments (Schedule Of Net Unrealized  HTML     59K 
                Appreciation (Depreciation) On Futures And Forward               
                Currency Contracts By Settlement Currency Type)                  
                (Details)                                                        
48: R34         Derivative Instruments (Fair Value Of Futures And   HTML     86K 
                Forward Currency Contracts) (Details)                            
49: R35         Derivative Instruments (Schedule Of Trading Gains   HTML     44K 
                (Losses) Of Futures And Forward Currency                         
                Contracts) (Details)                                             
50: R36         Derivative Instruments (Schedule Of Average         HTML     56K 
                Notional Value By Sector Of Futures And Forward                  
                Currency Contracts) (Details)                                    
51: R37         Derivative Instruments (Offsetting Derivative       HTML     66K 
                Assets) (Details)                                                
52: R38         Derivative Instruments (Offsetting Derivative       HTML     47K 
                Liabilities) (Details)                                           
53: R39         Financial Highlights (Schedule Of Weighted Average  HTML     35K 
                Number Of Units For Each Series) (Details)                       
54: R40         Redemption Payable To Managing Owner (Narrative)    HTML     21K 
                (Details)                                                        
55: R41         Subsequent Events (Narrative) (Details)             HTML     27K 
57: XML         IDEA XML File -- Filing Summary                      XML     99K 
56: EXCEL       IDEA Workbook of Financial Reports                  XLSX     66K 
 9: EX-101.INS  XBRL Instance -- millgmt-20161231                    XML   3.25M 
11: EX-101.CAL  XBRL Calculations -- millgmt-20161231_cal            XML    102K 
12: EX-101.DEF  XBRL Definitions -- millgmt-20161231_def             XML    458K 
13: EX-101.LAB  XBRL Labels -- millgmt-20161231_lab                  XML    680K 
14: EX-101.PRE  XBRL Presentations -- millgmt-20161231_pre           XML    615K 
10: EX-101.SCH  XBRL Schema -- millgmt-20161231                      XSD    143K 
58: ZIP         XBRL Zipped Folder -- 0001144204-17-017291-xbrl      Zip    140K 


‘EX-31.03’   —   Certification — §302 – SOA’02


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



Exhibit 31.03

 

CERTIFICATION OF PRINCIPAL FINANCIAL OFFICER

 

I, Gregg Buckbinder, certify that:

 

1. I have reviewed this report on Form 10-K of Global Macro Trust;

 

2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

 

3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;

 

4. The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:

 

a. Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

 

b. Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;

 

c. Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and

 

d. Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and

 

5. The registrant’s other certifying officer(s) and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):

 

a. All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and

 

b. Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.

 

Date: March 29, 2017

 

/s/ Gregg Buckbinder  
Gregg Buckbinder  
President and Chief Financial Officer  
Millburn Ridgefield Corporation  
Managing Owner, Global Macro Trust  

 

 C: 

 

  


Dates Referenced Herein

This ‘10-K’ Filing    Date    Other Filings
Filed on:3/29/17None on these Dates
For Period end:12/31/16
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Filing Submission 0001144204-17-017291   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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