SEC Info - Hartford Mutual Funds Inc/CT, et al. - ‘485APOS’ on 12/20/18

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Hartford Mutual Funds Inc/CT, et al. – ‘485APOS’ on 12/20/18 – ‘EX-99.(A)(XXXIII)’

On: Thursday, 12/20/18, at 2:12pm ET · Private-to-Public: Document/Exhibit `¶` – Release Delayed · Accession #: 1144204-18-65681 · File #s: 333-02381, 811-07589

Previous ‘485APOS’: ‘485APOS’ on 12/27/16 · Next: ‘485APOS’ on 3/1/19 · Latest: ‘485APOS’ on 12/15/23 · 13 References:

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

12/20/18  Hartford Mutual Funds Inc/CT      485APOS¶              11:6.3M                                   Toppan Vintage/FA
          → Hartford Multi-Asset Income Fund ⇒ Class A (ITTAX) — Class C (HAFCX) — Class F (ITTFX) — Class I (ITTIX) — Class R3 (ITTRX) — Class R4 (ITTSX) — Class R5 (ITTTX) — Class R6 (ITTVX) — Class Y (IHAYX)
          → Hartford Small Cap Value Fund ⇒ Class A (HSMAX) — Class C (HTSCX) — Class F (HSMFX) — Class I (HSEIX) — Class R3 (HSMRX) — Class R4 (HSMSX) — Class R5 (HSMTX) — Class R6 (HSMVX) — Class Y (HSMYX)
          → The Hartford Checks & Balances Fund ⇒ Class A (HCKAX) — Class C (HCKCX) — Class F (HCKFX) — Class I (HCKIX) — Class R3 (HCKRX) — Class R4 (HCKSX) — Class R5 (HCKTX)

Post-Effective Amendment
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 485APOS     Post-Effective Amendment                            HTML   2.34M 
11: COVER     ¶ Comment-Response or Cover Letter to the SEC         HTML      7K 
 2: EX-99.(A)(XXXIII)  Articles Supplementary Dated August 4, 2017  HTML     64K 
 3: EX-99.(A)(XXXV)  Articles Supplementary Dated May 9, 2018       HTML     78K 
 4: EX-99.(A)(XXXVI)  Articles Supplementary Dated August 23, 2018  HTML     64K 
 5: EX-99.(A)(XXXVII)  Articles of Amendment Dated October 9, 2018  HTML     12K 
 6: EX-99.(A)(XXXVIII)  Articles Supplementary Dated November 13,   HTML     64K 
                2018                                                             
 7: EX-99.(D)(II)(B)  Schedules A and B to Investment Management    HTML     53K 
                Agreement                                                        
 8: EX-99.(G)(I)(B)  Amendment to the Custodian Agreement           HTML     36K 
 9: EX-99.(P)(II)  Code of Ethics                                   HTML     98K 
10: EX-99.(Q)   Power of Attorney                                   HTML     19K

‘EX-99.(A)(XXXIII)’ — Articles Supplementary Dated August 4, 2017

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

Exhibit a.(xxxiii)

THE HARTFORD MUTUAL FUNDS, INC.

ARTICLES SUPPLEMENTARY

THE HARTFORD MUTUAL FUNDS, INC., a Maryland corporation registered as an open-end management investment company under the Investment Company Act of 1940 (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland (“SDAT”) that:

FIRST: Pursuant to the authority expressly vested in the Board of Directors of the Corporation (the “Board of Directors”) by Section 2-208 of the Maryland General Corporation Law and the charter (the “Charter”) of the Corporation, the Board of Directors, by resolutions duly adopted at a meeting duly called and held, classified 670,000,000 authorized but unissued shares of common stock, par value $.001 per share (“Common Stock”), without further classification or designation, as additional shares of the series and classes set forth below, the shares of each such class having the preferences, rights, voting powers, restrictions, limitations as to dividends and other distributions, qualifications and terms and conditions of redemption of such class of Common Stock as set forth in the Charter:

Series	Class	Additional Shares
The Hartford Balanced Income Fund	Class F	150,000,000
The Hartford Dividend and Growth Fund	Class F	150,000,000
The Hartford International Value Fund	Class Y	20,000,000
The Hartford Total Return Bond Fund	Class F	150,000,000
The Hartford World Bond Fund	Class F	200,000,000

SECOND: Immediately after these Articles Supplementary are accepted for record by the SDAT, the total number of authorized shares of Common Stock is 49,860,000,000, of which 6,865,000,000 are shares of Common Stock without further classification or designation and 42,995,000,000 are shares of Common Stock classified and designated as follows:

SERIES AND CLASS	NUMBER OF SHARES
The Hartford Balanced Fund
Class A	375,000,000
Class B	175,000,000
Class C	110,000,000
Class F	50,000,000
Class I	50,000,000
Class T	50,000,000
Class Y	100,000,000
Class R3	50,000,000
Class R4	50,000,000
Class R5	50,000,000
Class R6	10,000,000

SERIES AND CLASS	NUMBER OF SHARES
The Hartford Balanced Income Fund
Class A	400,000,000
Class B	200,000,000
Class C	400,000,000
Class F	200,000,000
Class I	450,000,000
Class T	50,000,000
Class Y	200,000,000
Class R3	50,000,000
Class R4	50,000,000
Class R5	50,000,000
Class R6	50,000,000

The Hartford Capital Appreciation Fund
Class A	570,000,000
Class B	175,000,000
Class C	220,000,000
Class F	50,000,000
Class I	400,000,000
Class T	50,000,000
Class Y	100,000,000
Class R3	50,000,000
Class R4	50,000,000
Class R5	50,000,000
Class R6	50,000,000

The Hartford Checks and Balances Fund
Class A	400,000,000
Class B	200,000,000
Class C	200,000,000
Class F	50,000,000
Class I	50,000,000
Class T	50,000,000
Class R3	50,000,000
Class R4	50,000,000
Class R5	50,000,000
Class R6	10,000,000

- C: 2 -

SERIES AND CLASS	NUMBER OF SHARES
The Hartford Conservative Allocation Fund
Class A	100,000,000
Class B	50,000,000
Class C	50,000,000
Class F	50,000,000
Class I	50,000,000
Class T	50,000,000
Class Y	50,000,000
Class R3	50,000,000
Class R4	50,000,000
Class R5	50,000,000
Class R6	10,000,000

Hartford Core Equity Fund
Class A	125,000,000
Class B	75,000,000
Class C	50,000,000
Class F	50,000,000
Class I	150,000,000
Class T	50,000,000
Class Y	50,000,000
Class R3	50,000,000
Class R4	50,000,000
Class R5	50,000,000
Class R6	50,000,000

The Hartford Dividend and Growth Fund
Class A	325,000,000
Class B	75,000,000
Class C	50,000,000
Class F	200,000,000
Class I	200,000,000
Class T	50,000,000
Class Y	200,000,000
Class R3	50,000,000
Class R4	50,000,000
Class R5	50,000,000
Class R6	50,000,000

- 3 -

SERIES AND CLASS	NUMBER OF SHARES
Hartford Emerging Markets Equity Fund
Class A	125,000,000
Class C	75,000,000
Class F	50,000,000
Class I	50,000,000
Class T	50,000,000
Class Y	200,000,000
Class R3	50,000,000
Class R4	50,000,000
Class R5	50,000,000
Class R6	10,000,000

The Hartford Emerging Markets Local Debt Fund
Class A	125,000,000
Class C	75,000,000
Class F	50,000,000
Class I	50,000,000
Class T	50,000,000
Class Y	100,000,000
Class R3	50,000,000
Class R4	50,000,000
Class R5	50,000,000
Class R6	10,000,000

Hartford Environmental Opportunities Fund
Class A	13,000,000
Class C	13,000,000
Class F	50,000,000
Class I	20,000,000
Class T	50,000,000
Class Y	20,000,000
Class R3	13,000,000
Class R4	13,000,000
Class R5	13,000,000
Class R6	20,000,000

- 4 -

SERIES AND CLASS	NUMBER OF SHARES
The Hartford Equity Income Fund
Class A	175,000,000
Class B	75,000,000
Class C	50,000,000
Class F	50,000,000
Class I	100,000,000
Class T	50,000,000
Class Y	50,000,000
Class R3	50,000,000
Class R4	50,000,000
Class R5	50,000,000
Class R6	50,000,000

The Hartford Floating Rate Fund
Class A	800,000,000
Class B	200,000,000
Class C	800,000,000
Class F	50,000,000
Class I	1,000,000,000
Class T	50,000,000
Class Y	250,000,000
Class R3	50,000,000
Class R4	50,000,000
Class R5	50,000,000
Class R6	10,000,000

The Hartford Floating Rate High Income Fund
Class A	125,000,000
Class C	75,000,000
Class F	50,000,000
Class I	100,000,000
Class T	50,000,000
Class Y	50,000,000
Class R3	50,000,000
Class R4	50,000,000
Class R5	50,000,000
Class R6	10,000,000

- 5 -

SERIES AND CLASS	NUMBER OF SHARES
The Hartford Global All-Asset Fund
Class A	250,000,000
Class C	150,000,000
Class F	50,000,000
Class I	100,000,000
Class T	50,000,000
Class Y	50,000,000
Class R3	50,000,000
Class R4	50,000,000
Class R5	50,000,000
Class R6	10,000,000

Hartford Global Capital Appreciation Fund
Class A	200,000,000
Class B	200,000,000
Class C	200,000,000
Class F	50,000,000
Class I	50,000,000
Class T	50,000,000
Class Y	200,000,000
Class R3	50,000,000
Class R4	50,000,000
Class R5	50,000,000
Class R6	10,000,000

Hartford Global Equity Income Fund
Class A	200,000,000
Class B	200,000,000
Class C	200,000,000
Class F	50,000,000
Class I	50,000,000
Class T	50,000,000
Class Y	100,000,000
Class R3	50,000,000
Class R4	50,000,000
Class R5	50,000,000
Class R6	10,000,000

- 6 -

SERIES AND CLASS	NUMBER OF SHARES
Hartford Global Impact Fund
Class A	13,000,000
Class C	13,000,000
Class F	50,000,000
Class I	20,000,000
Class T	50,000,000
Class Y	20,000,000
Class R3	13,000,000
Class R4	13,000,000
Class R5	13,000,000
Class R6	20,000,000

The Hartford Global Real Asset Fund
Class A	125,000,000
Class C	75,000,000
Class F	50,000,000
Class I	100,000,000
Class T	50,000,000
Class Y	200,000,000
Class R3	50,000,000
Class R4	50,000,000
Class R5	50,000,000
Class R6	10,000,000

The Hartford Growth Allocation Fund
Class A	100,000,000
Class B	50,000,000
Class C	50,000,000
Class F	50,000,000
Class I	50,000,000
Class T	50,000,000
Class Y	50,000,000
Class R3	50,000,000
Class R4	50,000,000
Class R5	50,000,000
Class R6	10,000,000

- 7 -

SERIES AND CLASS	NUMBER OF SHARES
The Hartford Healthcare Fund
Class A	125,000,000
Class B	75,000,000
Class C	50,000,000
Class F	50,000,000
Class I	50,000,000
Class T	50,000,000
Class Y	50,000,000
Class R3	50,000,000
Class R4	50,000,000
Class R5	50,000,000
Class R6	10,000,000

The Hartford High Yield Fund
Class A	125,000,000
Class B	75,000,000
Class C	50,000,000
Class F	50,000,000
Class I	50,000,000
Class T	50,000,000
Class Y	50,000,000
Class R3	50,000,000
Class R4	50,000,000
Class R5	50,000,000
Class R6	10,000,000

The Hartford Inflation Plus Fund
Class A	5,660,000,000
Class B	105,000,000
Class C	180,000,000
Class F	50,000,000
Class I	50,000,000
Class T	50,000,000
Class Y	100,000,000
Class R3	50,000,000
Class R4	50,000,000
Class R5	50,000,000
Class R6	10,000,000

- 8 -

SERIES AND CLASS	NUMBER OF SHARES
Hartford International Equity Fund
Class A	125,000,000
Class B	75,000,000
Class C	75,000,000
Class F	50,000,000
Class I	50,000,000
Class T	50,000,000
Class Y	50,000,000
Class R3	50,000,000
Class R4	50,000,000
Class R5	50,000,000
Class R6	10,000,000

The Hartford International Growth Fund
Class A	125,000,000
Class B	75,000,000
Class C	50,000,000
Class F	50,000,000
Class I	50,000,000
Class T	50,000,000
Class Y	50,000,000
Class R3	50,000,000
Class R4	50,000,000
Class R5	50,000,000
Class R6	10,000,000

The Hartford International Opportunities Fund
Class A	125,000,000
Class B	75,000,000
Class C	50,000,000
Class F	50,000,000
Class I	100,000,000
Class T	50,000,000
Class Y	200,000,000
Class R3	50,000,000
Class R4	50,000,000
Class R5	50,000,000
Class R6	50,000,000

- 9 -

SERIES AND CLASS	NUMBER OF SHARES
The Hartford International Small Company Fund
Class A	125,000,000
Class B	75,000,000
Class C	50,000,000
Class F	50,000,000
Class I	50,000,000
Class T	50,000,000
Class Y	50,000,000
Class R3	50,000,000
Class R4	50,000,000
Class R5	50,000,000
Class R6	10,000,000

The Hartford International Value Fund
Class A	125,000,000
Class C	75,000,000
Class F	50,000,000
Class I	150,000,000
Class T	50,000,000
Class Y	70,000,000
Class R3	50,000,000
Class R4	50,000,000
Class R5	50,000,000
Class R6	10,000,000

Hartford Long/Short Global Equity Fund
Class A	125,000,000
Class C	75,000,000
Class F	50,000,000
Class I	50,000,000
Class T	50,000,000
Class Y	50,000,000

- 10 -

SERIES AND CLASS	NUMBER OF SHARES
Hartford MidCap Fund
Class A	225,000,000
Class B	75,000,000
Class C	110,000,000
Class F	50,000,000
Class I	300,000,000
Class T	50,000,000
Class Y	100,000,000
Class R3	50,000,000
Class R4	50,000,000
Class R5	50,000,000
Class R6	50,000,000

The Hartford MidCap Value Fund
Class A	125,000,000
Class B	75,000,000
Class C	50,000,000
Class F	50,000,000
Class I	50,000,000
Class T	50,000,000
Class Y	50,000,000
Class R3	50,000,000
Class R4	50,000,000
Class R5	50,000,000
Class R6	10,000,000

Hartford Moderate Allocation Fund
Class A	100,000,000
Class B	50,000,000
Class C	50,000,000
Class F	50,000,000
Class I	50,000,000
Class T	50,000,000
Class Y	50,000,000
Class R3	50,000,000
Class R4	50,000,000
Class R5	50,000,000
Class R6	10,000,000

- 11 -

SERIES AND CLASS	NUMBER OF SHARES
Hartford Multi-Asset Income Fund
Class A	125,000,000
Class C	75,000,000
Class F	50,000,000
Class I	50,000,000
Class T	50,000,000
Class Y	100,000,000
Class R3	50,000,000
Class R4	50,000,000
Class R5	50,000,000
Class R6	10,000,000

Hartford Municipal Income Fund
Class A	125,000,000
Class C	75,000,000
Class F	50,000,000
Class I	50,000,000
Class T	50,000,000

The Hartford Municipal Opportunities Fund
Class A	200,000,000
Class B	200,000,000
Class C	200,000,000
Class F	50,000,000
Class I	150,000,000
Class T	50,000,000

Hartford Municipal Short Duration Fund
Class A	125,000,000
Class C	75,000,000
Class F	50,000,000
Class I	50,000,000
Class T	50,000,000

- 12 -

SERIES AND CLASS	NUMBER OF SHARES
The Hartford Quality Bond Fund
Class A	125,000,000
Class C	75,000,000
Class F	50,000,000
Class I	50,000,000
Class T	50,000,000
Class Y	50,000,000
Class R3	50,000,000
Class R4	50,000,000
Class R5	50,000,000
Class R6	10,000,000

Hartford Real Total Return Fund
Class A	125,000,000
Class C	75,000,000
Class F	50,000,000
Class I	50,000,000
Class T	50,000,000
Class Y	50,000,000
Class R3	50,000,000
Class R4	50,000,000
Class R5	50,000,000
Class R6	10,000,000

The Hartford Short Duration Fund
Class A	125,000,000
Class B	75,000,000
Class C	50,000,000
Class F	50,000,000
Class I	200,000,000
Class T	50,000,000
Class Y	50,000,000
Class R3	50,000,000
Class R4	50,000,000
Class R5	50,000,000
Class R6	10,000,000

- 13 -

SERIES AND CLASS	NUMBER OF SHARES
Hartford Small Cap Core Fund
Class A	200,000,000
Class B	200,000,000
Class C	200,000,000
Class F	50,000,000
Class I	50,000,000
Class T	50,000,000
Class Y	200,000,000
Class R3	50,000,000
Class R4	50,000,000
Class R5	50,000,000
Class R6	10,000,000

The Hartford Small Company Fund
Class A	125,000,000
Class B	75,000,000
Class C	50,000,000
Class F	50,000,000
Class I	50,000,000
Class T	50,000,000
Class Y	50,000,000
Class R3	50,000,000
Class R4	50,000,000
Class R5	50,000,000
Class R6	50,000,000

The Hartford Strategic Income Fund
Class A	200,000,000
Class B	200,000,000
Class C	200,000,000
Class F	50,000,000
Class I	50,000,000
Class T	50,000,000
Class Y	100,000,000
Class R3	50,000,000
Class R4	50,000,000
Class R5	50,000,000
Class R6	50,000,000

- 14 -

SERIES AND CLASS	NUMBER OF SHARES
The Hartford Total Return Bond Fund
Class A	125,000,000
Class B	75,000,000
Class C	50,000,000
Class F	200,000,000
Class I	50,000,000
Class T	50,000,000
Class Y	400,000,000
Class R3	50,000,000
Class R4	50,000,000
Class R5	50,000,000
Class R6	50,000,000

The Hartford Unconstrained Bond Fund
Class A	125,000,000
Class B	75,000,000
Class C	50,000,000
Class F	50,000,000
Class I	50,000,000
Class T	50,000,000
Class Y	50,000,000
Class R3	50,000,000
Class R4	50,000,000
Class R5	50,000,000
Class R6	10,000,000

The Hartford World Bond Fund
Class A	125,000,000
Class C	75,000,000
Class F	250,000,000
Class I	600,000,000
Class T	50,000,000
Class Y	100,000,000
Class R3	50,000,000
Class R4	50,000,000
Class R5	50,000,000
Class R6	50,000,000

- 15 -

THIRD: The shares of Common Stock described in Article FIRST above have been classified by the Board of Directors under the authority contained in the Charter.

FOURTH: These Articles Supplementary have been approved by the Board of Directors in the manner and by the vote required by law. These Articles Supplementary do not increase the total number of authorized shares of stock of the Corporation.

FIFTH: The undersigned officer of the Corporation acknowledges these Articles Supplementary to be the corporate act of the Corporation and, as to all matters or facts required to be verified under oath, the undersigned officer acknowledges that, to the best of his knowledge, information and belief, these matters and facts are true in all material respects and that this statement is made under the penalties for perjury.

- 16 -

IN WITNESS WHEREOF, the Corporation has caused these Articles Supplementary to be signed in its name and on its behalf by its Vice President and attested by its Assistant Secretary as of the 4^th day of August, 2017.

ATTEST:	THE HARTFORD MUTUAL FUNDS, INC.





/s/ Lisa D. Zeises	By: /s/ Thomas R. Phillips
Lisa D. Zeises	Thomas R. Phillips
Assistant Secretary	Vice President

- 17 -

13 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/28/24  Hartford Mutual Funds Inc./CT     485BPOS     3/01/24   49:77M                                    Donnelley … Solutions/FA
 2/27/24  Hartford Mutual Funds Inc./CT     485BPOS     3/01/24   15:43M                                    Donnelley … Solutions/FA
12/15/23  Hartford Mutual Funds Inc./CT     485APOS                2:25M                                    Donnelley … Solutions/FA
 7/14/23  Hartford Mutual Funds Inc./CT     POS EX      7/14/23    2:323K                                   Donnelley … Solutions/FA
 2/28/23  Hartford Mutual Funds Inc./CT     485BPOS     2/28/23   63:57M                                    Donnelley … Solutions/FA
12/20/22  Hartford Mutual Funds Inc./CT     485APOS                1:7.5M                                   Donnelley … Solutions/FA
 6/22/22  Hartford Mutual Funds Inc./CT     485BPOS     6/22/22   15:4.4M                                   Donnelley … Solutions/FA
 6/07/22  Hartford Mutual Funds Inc./CT     485BPOS     6/07/22   20:5M                                     Donnelley … Solutions/FA
 3/24/22  Hartford Mutual Funds Inc./CT     485APOS                1:2.9M                                   Donnelley … Solutions/FA
 2/28/22  Hartford Mutual Funds Inc./CT     485BPOS     2/28/22   72:61M                                    Donnelley … Solutions/FA
12/17/21  Hartford Mutual Funds Inc./CT     485APOS                2:7M                                     Donnelley … Solutions/FA
 3/23/21  Hartford Mutual Funds Inc./CT     POS EX      3/23/21    3:283K                                   Donnelley … Solutions/FA
 2/26/21  Hartford Mutual Funds Inc./CT     485BPOS     3/01/21  321:77M                                    Donnelley … Solutions/FA

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Filing Submission 0001144204-18-065681 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)