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Stemm Daryl – ‘3’ for 3/27/03 re: Home Director Inc.

On:  Friday, 3/28/03, at 5:13pm ET   ·   For:  3/27/03   ·   Accession #:  1144204-3-1255   ·   File #:  0-12284

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/28/03  Stemm Daryl                       3          Officer     1:8K   Home Director Inc.                Toppan Merrill/FA

Initial Statement of Beneficial Ownership of Securities by an Insider   —   Form 3   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 3           Initial Statement of Beneficial Ownership of           4±    13K 
                Securities by an Insider                                         

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------------------------------ OMB APPROVAL ------------------------------ OMB Number: 3235-0104 Expires: January 31, 2005 Estimated average burden hours per response.........0.5 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 (Print of Type Responses) ________________________________________________________________________________ 1. Name and Address of Reporting Person* Stemm Daryl -------------------------------------------------------------------------------- (Last) (First) (Middle) 2525 Collier Canyon Road -------------------------------------------------------------------------------- (Street) Livermore California 94551 -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Date of Event Requiring Statement (Month/Day/Year) March 27, 2003 ________________________________________________________________________________ 3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary) ________________________________________________________________________________ 4. Issuer Name and Ticker or Trading Symbol Home Director, Inc. (HMDR.OB) ________________________________________________________________________________ 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) | | Director |_| 10% Owner |X| Officer (give title below) |_| Other (specify below) Chief Financial Officer and Secretary ____________________________________________________________________ ________________________________________________________________________________ 6. If Amendment, Date of Original (Month/Day/Year) ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check Applicable line) |X| Form filed by One Reporting Person |_| Form filed by More than One Reporting Person ================================================================================ Table I -- Non-Derivative Securities Beneficially Owned ================================================================================ [Enlarge/Download Table] 3. Ownership Form: 2. Amount of Securities Direct (D) or 1. Title of Security Beneficially Owned Indirect (I) 4. Nature of Indirect Beneficial Ownership (Instr. 4) (Instr. 4) (Instr. 5) (Instr. 5) ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 824 Shares D ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- =================================================================================================================================== Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Responses) * If the form is filed by more than one reporting person, see Instruction 5(b)(v). Page 1 of 2
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FORM 3 (continued) Table II -- Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) [Enlarge/Download Table] ----------------------------------------------------------------------------------------------------------------------------------- 5. Owner- 3. Title and Amount of Securities ship Underlying Derivative Security Form of 2. Date Exercisable (Instr. 4) Derivative and Expiration Date --------------------------------- 4. Conver- Securities: (Month/Day/Year) Amount sion or Direct 6. Nature of ---------------------- or Exercise (D) or Indirect Date Expira- Number Price of Indirect Beneficial 1. Title of Derivative Exer- tion of Derivative (I) Ownership Security (Instr. 4) cisable Date Title Shares Security (Instr. 5) (Instr. 5) ----------------------------------------------------------------------------------------------------------------------------------- Option Currently 1/25/2011 Common Stock 187 $362.84 D ----------------------------------------------------------------------------------------------------------------------------------- Option Currently 2/26/2011 Common Stock 138 $362.84 D ----------------------------------------------------------------------------------------------------------------------------------- Option 4/05/2003 (2) 4/5/2012 Common Stock 4,134 $3.63 D ----------------------------------------------------------------------------------------------------------------------------------- Option 4/1/2003 (3) 1/16/2013 Common Stock 15,000 $3.75 D ----------------------------------------------------------------------------------------------------------------------------------- =================================================================================================================================== Explanation of Responses: (1) 1/4 of the shares underlying the option vested on February 26, 2001 and the remainder vest on a quarterly basis over a two-year period commencing on February 26, 2001. (2) 1/3 of the shares underlying the option vested on April 5, 2003 and the remainder vest on a monthly basis over a 2 year period commencing on April 5, 2003. (3) The shares underlying the option vest on a quarterly basis over a three-year period commencing on April 1, 2003. /s/ Daryl Stemm March 27, 2003 ---------------------------------------------- ----------------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Page 2 of 2

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘3’ Filing    Date First  Last      Other Filings
1/31/051
4/5/032
4/1/032
Filed on:3/28/033,  8-A12G
For Period end:3/27/03123
2/26/012
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Filing Submission 0001144204-03-001255   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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