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Sanford Blair, et al. – ‘4’ for 1/31/14 re: Arete Industries Inc.

On:  Friday, 2/7/14, at 5:19pm ET   ·   For:  1/31/14   ·   As:  10% Owner   ·   Accession #:  1140361-14-5391   ·   File #:  33-16820-D

Previous ‘4’:  ‘4’ on 7/13/06 for 7/11/06   ·   Latest ‘4’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/07/14  Sanford Blair                     4          10% Owner   2:20K  Arete Industries Inc.             Edgarfilings Ltd.
          Burlingame Equity Investors II, LP
          Burlingame Equity Investors Master Fund, LP
          Burlingame Asset Management, LLC

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML     10K 
                Securities by an Insider -- doc1.xml/3.6                         
 2: EX-99.1     Miscellaneous Exhibits                              HTML      8K

‘4’   —   Statement of Changes in Beneficial Ownership of Securities by an Insider — doc1.xml/3.6



        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
BURLINGAME ASSET MANAGEMENT, LLC
(Last)(First)(Middle)
ONE MONTGOMERY STREET
33RD FLOOR
(Street)
SAN FRANCISCOCA94104
(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
ARETE INDUSTRIES INC [ ARET ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
1/31/14
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock 1/31/14S 1,341,873D$0.190D (1) (3)
Common Stock 1/31/14S 118,127D$0.190D (2) (3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
1. Name and Address of Reporting Person*
BURLINGAME ASSET MANAGEMENT, LLC
(Last)(First)(Middle)
ONE MONTGOMERY STREET
33RD FLOOR
(Street)
SAN FRANCISCOCA94104
(City)(State)(Zip)
1. Name and Address of Reporting Person*
BURLINGAME EQUITY INVESTORS MASTER FUND, LP
(Last)(First)(Middle)
C/O APPLEBY CORPORATE SVCS (CAYMAN) LTD
CLIFTON HOUSE, 75 FORT ST, PO BOX 1350GT
(Street)
GRAND CAYMANE9KY1-1104
(City)(State)(Zip)
1. Name and Address of Reporting Person*
BURLINGAME EQUITY INVESTORS II, L P
(Last)(First)(Middle)
ONE MONTGOMERY STREET
33RD FLOOR
(Street)
SAN FRANCISCOCA94104
(City)(State)(Zip)
1. Name and Address of Reporting Person*
SANFORD BLAIR
(Last)(First)(Middle)
ONE MONTGOMERY STREET
33RD FLOOR
(Street)
SAN FRANCISCOCA94104
(City)(State)(Zip)
Explanation of Responses:
(1)  Represents shares of common stock owned directly by Burlingame Equity Investors Master Fund, LP ("Master Fund"), a Cayman Islands limited partnership.
(2)  Represents shares of common stock owned directly by Burlingame Equity Investors II, LP ("Domestic Fund II"), a Delaware limited partnership.
(3)  Burlingame Asset Management, LLC ("BAM"), a Delaware limited liability company, is the general partner of each of the Master Fund and Domestic Fund II. BAM, in its capacity as general partner of the Master Fund and the Domestic Fund II (collectively, the "Funds"), may be deemed to indirectly own the shares of common stock owned by the Funds. Blair E. Sanford, as the controlling person of BAM, may be deemed to indirectly own the shares of common stock owned by BAM. Each of BAM, Master Fund, Domestic Fund II and Mr. Sanford herein states that the filing of this Form 4 and the statements made herein shall not be deemed an admission that he or it is the beneficial owner of any of the securities covered by this Form, and disclaim beneficial ownership over the securities reported herein, except to the extent of their pecuniary interest therein.
Remarks:
Blair E. Sanford, Managing Member for Burlingame Asset Management, LLC 2/7/14
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
____________
Transaction Code:
    S    Open market or private sale of non-derivative or derivative security.

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