SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Carmanah Technologies Corp – ‘D’ on 5/11/15

On:  Monday, 5/11/15, at 4:05pm ET   ·   Effective:  5/11/15   ·   Accession #:  1140361-15-18775   ·   File #:  21-239589

Previous ‘D’:  ‘D’ on 7/14/14   ·   Latest ‘D’:  This Filing

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 5/11/15  Carmanah Technologies Corp        D           5/11/15    1:11K                                    Summit Fin’l Printing

Notice of an Offering of Securities Made Without Registration   —   Form D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: D           Notice of an Offering of Securities Made Without    HTML     11K 
                          Registration -- primary_doc.xml/7.7                    




        

This ‘D’ Document is an XML Data File that may be rendered in various formats:

  Form D    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Notice of an Exempt Offering of Securities
 

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL
OMB Number:3235-0076
Estimated average burden
hours per response:4.00

1. Issuer's Identity

CIK (Filer ID Number)Previous Names
  None
Entity Type
1085105
ANDINA DEVELOPMENT CORP
Andina Development Corp.
XCorporation
  Limited Partnership
  Limited Liability Company
  General Partnership
  Business Trust
  Other (Specify)

Name of Issuer
CARMANAH TECHNOLOGIES CORP
Jurisdiction of Incorporation/Organization
BRITISH COLUMBIA, CANADA
Year of Incorporation/Organization
XOver Five Years Ago
  Within Last Five Years (Specify Year)
  Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
CARMANAH TECHNOLOGIES CORP
Street Address 1Street Address 2
250 BAY STREET
CityState/Province/CountryZIP/PostalCodePhone Number of Issuer
VICTORIABRITISH COLUMBIA, CANADAV9A 3K5(250) 380-0052

3. Related Persons

Last NameFirst NameMiddle Name
SimmonsJohn
Street Address 1Street Address 2
250 Bay Street
CityState/Province/CountryZIP/PostalCode
VictoriaBRITISH COLUMBIA, CANADAV9A 3K5
Relationship:XExecutive OfficerXDirector  Promoter

Clarification of Response (if Necessary):


Last NameFirst NameMiddle Name
NeskeTammy
Street Address 1Street Address 2
250 Bay Street
CityState/Province/CountryZIP/PostalCode
VictoriaBRITISH COLUMBIA, CANADAV9A 3K5
Relationship:XExecutive Officer  Director  Promoter

Clarification of Response (if Necessary):


Last NameFirst NameMiddle Name
BrownEvan
Street Address 1Street Address 2
250 Bay Street
CityState/Province/CountryZIP/PostalCode
VictoriaBRITISH COLUMBIA, CANADAV9A 3K5
Relationship:XExecutive Officer  Director  Promoter

Clarification of Response (if Necessary):


Last NameFirst NameMiddle Name
SonnenfeldtMichael
Street Address 1Street Address 2
250 Bay Street
CityState/Province/CountryZIP/PostalCode
VictoriaBRITISH COLUMBIA, CANADAV9A 3K5
Relationship:  Executive OfficerXDirector  Promoter

Clarification of Response (if Necessary):


Last NameFirst NameMiddle Name
BerrangPeter
Street Address 1Street Address 2
250 Bay Street
CityState/Province/CountryZIP/PostalCode
VictoriaBRITISH COLUMBIA, CANADAV9A 3K5
Relationship:  Executive OfficerXDirector  Promoter

Clarification of Response (if Necessary):


Last NameFirst NameMiddle Name
MeekisonJames
Street Address 1Street Address 2
250 Bay Street
CityState/Province/CountryZIP/PostalCode
VictoriaBRITISH COLUMBIA, CANADAV9A 3K5
Relationship:  Executive OfficerXDirector  Promoter

Clarification of Response (if Necessary):


Last NameFirst NameMiddle Name
HollandTerry
Street Address 1Street Address 2
250 Bay Street
CityState/Province/CountryZIP/PostalCode
VictoriaBRITISH COLUMBIA, CANADAV9A 3K5
Relationship:  Executive OfficerXDirector  Promoter

Clarification of Response (if Necessary):


4. Industry Group

  Agriculture
Banking & Financial Services
  Commercial Banking
  Insurance
  Investing
  Investment Banking
  Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
  Yes  No
  Other Banking & Financial Services
  Business Services
Energy
  Coal Mining
  Electric Utilities
  Energy Conservation
  Environmental Services
  Oil & Gas
  Other Energy
Health Care
  Biotechnology
  Health Insurance
  Hospitals & Physicians
  Pharmaceuticals
  Other Health Care
  Manufacturing
Real Estate
  Commercial
  Construction
  REITS & Finance
  Residential
  Other Real Estate
  
Retailing
  
Restaurants
Technology
  Computers
  Telecommunications
XOther Technology
Travel
  Airlines & Airports
  Lodging & Conventions
  Tourism & Travel Services
  Other Travel
  
Other

5. Issuer Size

Revenue RangeORAggregate Net Asset Value Range
  No Revenues  No Aggregate Net Asset Value
  $1 - $1,000,000  $1 - $5,000,000
  $1,000,001 - $5,000,000  $5,000,001 - $25,000,000
  $5,000,001 - $25,000,000  $25,000,001 - $50,000,000
  $25,000,001 - $100,000,000  $50,000,001 - $100,000,000
  Over $100,000,000  Over $100,000,000
XDecline to Disclose  Decline to Disclose
  Not Applicable  Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

  Rule 504(b)(1) (not (i), (ii) or (iii))
  Rule 504 (b)(1)(i)
  Rule 504 (b)(1)(ii)
  Rule 504 (b)(1)(iii)
  Rule 505
XRule 506(b)
  Rule 506(c)
  Securities Act Section 4(a)(5)
  Investment Company Act Section 3(c)
  Section 3(c)(1)  Section 3(c)(9)  
  Section 3(c)(2)  Section 3(c)(10)
  Section 3(c)(3)  Section 3(c)(11)
  Section 3(c)(4)  Section 3(c)(12)
  Section 3(c)(5)  Section 3(c)(13)
  Section 3(c)(6)  Section 3(c)(14)
  Section 3(c)(7)

7. Type of Filing

XNew Notice Date of First Sale 4/28/15   First Sale Yet to Occur
  Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
  YesXNo

9. Type(s) of Securities Offered (select all that apply)

XEquity  Pooled Investment Fund Interests
  Debt  Tenant-in-Common Securities
  Option, Warrant or Other Right to Acquire Another Security  Mineral Property Securities
  Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security  Other (describe)

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
  YesXNo

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor$0USD

12. Sales Compensation

Recipient
Recipient CRD NumberXNone
Cormark Securities Inc.None
(Associated) Broker or Dealer  None
(Associated) Broker or Dealer CRD Number  None
Cormark Securities (USA) Limited101000
Street Address 1Street Address 2
Royal Bank Plaza, South Tower200 Bay Street, Suite 2800
CityState/Province/CountryZIP/Postal Code
TorontoONTARIO, CANADAM5J 2J2
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
  All States
  Foreign/non-US
CONNECTICUT
NEW YORK

Recipient
Recipient CRD NumberXNone
Canaccord Genuity Corp.None
(Associated) Broker or DealerXNone
(Associated) Broker or Dealer CRD NumberXNone
NoneNone
Street Address 1Street Address 2
161 Bay Street, Suite 3100
CityState/Province/CountryZIP/Postal Code
TorontoONTARIO, CANADAM5J 2S1
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
  All States
  Foreign/non-US

Recipient
Recipient CRD NumberXNone
GMP Securities L.P.None
(Associated) Broker or DealerXNone
(Associated) Broker or Dealer CRD NumberXNone
NoneNone
Street Address 1Street Address 2
145 King Street West, Suite 300
CityState/Province/CountryZIP/Postal Code
TorontoONTARIO, CANADAM5H 1J8
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
  All States
  Foreign/non-US

Recipient
Recipient CRD NumberXNone
Salman Partners Inc.None
(Associated) Broker or DealerXNone
(Associated) Broker or Dealer CRD NumberXNone
NoneNone
Street Address 1Street Address 2
1700 - 1095 West Pender Street
CityState/Province/CountryZIP/Postal Code
VancouverBRITISH COLUMBIA, CANADAV6E 2M6
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
  All States
  Foreign/non-US

13. Offering and Sales Amounts

Total Offering Amount$1,913,318USD
or  Indefinite
Total Amount Sold$1,913,318USD
Total Remaining to be Sold$0USD
or  Indefinite

Clarification of Response (if Necessary):

.

14. Investors

  
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
7

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions$52,616USD
  Estimate
Finders' Fees$0USD
  Estimate

Clarification of Response (if Necessary):

In addition to cash, the agents will receive 12,650 warrants. Each warrant may be exercised for 1 common share at CAD$5.00 per share for a period of 12 months from date of issuance.

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0USD
  Estimate

Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Regulation D for one of the reasons stated in Rule 505(b)(2)(iii) or Rule 506(d).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

IssuerSignatureName of SignerTitleDate
CARMANAH TECHNOLOGIES CORP/s/ Evan BrownEvan BrownCFO and Corporate Secretary 5/8/15

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.


Top
Filing Submission 0001140361-15-018775   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Wed., May 1, 1:45:06.2pm ET