SEC Info - Paringa Resources Ltd. - ‘15-12B’ on 10/30/20

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 15

CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.

Commission File Number

001-38642

Paringa Resources Limited

(Exact name of registrant as speciﬁed in its charter)

Level 9, 28 The Esplanade, Perth, Western Australia 6000

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive ofﬁces)

American Depositary Shares (ADS), each ADS representing 100 ordinary shares

(Title of each class of securities covered by this Form)

N/A

(Titles of all other classes of securities for which a duty to ﬁle reports under section 13(a) or 15(d) remains)

Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to ﬁle reports:

Rule 12g-4(a)(1) ☒

Rule 12g-4(a)(2) ☐

Rule 12h-3(b)(1)(i) ☒

Rule 12h-3(b)(1)(ii) ☐

Rule 15d-6 ☐

Rule 15d-22(b) ☐

Approximate number of holders of record as of the certiﬁcation or notice date:

< 100

Pursuant to the requirements of the Securities Exchange Act of 1934 (Name of registrant as speciﬁed in charter) has caused this certiﬁcation/notice to be signed on its behalf by the undersigned duly authorized person.

Date:

October 29, 2020

By:

/s/ Greg Swan, Company Secretary

Instruction: This form is required by Rules 12g-4, 12h-3, 15d-6 and 15d-22 of the General Rules and Regulations under the Securities Exchange Act of 1934. The registrant shall ﬁle with the Commission three copies of Form 15, one of which shall be manually signed. It may be signed by an ofﬁcer of the registrant, by counsel or by any other duly authorized person. The name and title of the person signing the form shall be typed or printed under the signature.

This ‘15-12B’ Filing	Date	Other Filings

Filed on / Effective on:	10/30/20	S-8 POS
	10/29/20
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Paringa Resources Ltd. – ‘15-12B’ on 10/30/20

On: Friday, 10/30/20, at 1:14pm ET · Effective: 10/30/20 · Accession #: 1140361-20-24176 · File #: 1-38642

Certification of a Termination of Registration of a Class of Securities — Form 15 — Sect. 12(b) – SEA’34
Filing Table of Contents

This is an HTML Document rendered as filed. [ Alternative Formats ]

Dates Referenced Herein and Documents Incorporated by Reference

Paringa Resources Ltd. – ‘15-12B’ on 10/30/20

On: Friday, 10/30/20, at 1:14pm ET · Effective: 10/30/20 · Accession #: 1140361-20-24176 · File #: 1-38642

Certification of a Termination of Registration of a Class of Securities — Form 15 — Sect. 12(b) – SEA’34Filing Table of Contents

This is an HTML Document rendered as filed. [ Alternative Formats ]

Dates Referenced Herein and Documents Incorporated by Reference

Certification of a Termination of Registration of a Class of Securities — Form 15 — Sect. 12(b) – SEA’34
Filing Table of Contents