SEC Info - Janel Corp - ‘10-K’ for 9/30/19

Janel Corp – ‘10-K’ for 9/30/19 – ‘EX-31.1’

On: Tuesday, 1/28/20, at 5:31pm ET · For: 9/30/19 · Accession #: 1140361-20-1614 · File #: 333-60608

As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 1/28/20 Janel Corp 10-K 9/30/19 88:8.1M Broadridge Fin’l So… Inc

Document/Exhibit Description Pages Size 1: 10-K Annual Report HTML 857K 2: EX-4.1 Instrument Defining the Rights of Security Holders HTML 34K 3: EX-21 Subsidiaries List HTML 24K 4: EX-23.1 Consent of Experts or Counsel HTML 25K 5: EX-31.1 Certification -- §302 - SOA'02 HTML 31K 6: EX-31.2 Certification -- §302 - SOA'02 HTML 30K 7: EX-32.1 Certification -- §906 - SOA'02 HTML 26K 8: EX-32.2 Certification -- §906 - SOA'02 HTML 25K 55: R1 Document and Entity Information HTML 61K 24: R2 Consolidated Balance Sheets HTML 132K 33: R3 Consolidated Balance Sheets (Parenthetical) HTML 53K 83: R4 Consolidated Statements of Operations HTML 106K 58: R5 Consolidated Statements of Changes in HTML 114K Stockholders' Equity 27: R6 Consolidated Statements of Cash Flows HTML 141K 36: R7 Consolidated Statements of Cash Flows HTML 26K (Parenthetical) 84: R8 Summary of Business and Significant Accounting HTML 77K Policies 52: R9 Acquisitions HTML 78K 16: R10 Property and Equipment HTML 40K 44: R11 Inventory HTML 34K 75: R12 Intangible Assets HTML 40K 66: R13 Goodwill HTML 33K 15: R14 Notes Payable - Banks HTML 64K 43: R15 Subordinated Promissory Notes HTML 30K 74: R16 Stockholders' Equity HTML 40K 65: R17 Stock-Based Compensation HTML 92K 17: R18 Income Per Common Share HTML 67K 42: R19 Income Taxes HTML 58K 88: R20 PROFIT SHARING AND 401(k) PLANS HTML 30K 60: R21 Business Segment Information HTML 73K 32: R22 Commitments and Contingencies HTML 31K 41: R23 Risks and Uncertainties HTML 31K 87: R24 Subsequent Events HTML 27K 59: R25 Summary of Business and Significant Accounting HTML 122K Policies (Policies) 31: R26 Basis of Presentation and Significant Accounting HTML 30K Policies (Tables) 40: R27 Acquisitions (Tables) HTML 72K 86: R28 Property and Equipment (Tables) HTML 40K 61: R29 Inventory (Tables) HTML 35K 63: R30 Intangible Assets (Tables) HTML 43K 70: R31 Goodwill (Tables) HTML 32K 45: R32 Notes Payable - Banks (Tables) HTML 52K 18: R33 Stock-Based Compensation (Tables) HTML 91K 64: R34 Income Per Common Share (Tables) HTML 68K 71: R35 Income Taxes (Tables) HTML 64K 46: R36 Business Segment Information (Tables) HTML 74K 19: R37 Commitments and Contingencies (Tables) HTML 29K 62: R38 Summary of Business and Significant Accounting HTML 108K Policies (Details) 73: R39 ACQUISITIONS, Global Trading Resources, Inc HTML 63K (Details) 56: R40 ACQUISITIONS, Aves Labs, Inc. (Details) HTML 93K 81: R41 ACQUISITIONS, Antibodies Incorporated (Details) HTML 107K 34: R42 ACQUISITIONS, 2019 Acquisitions (Details) HTML 35K 25: R43 ACQUISITIONS, Honor Worldwide Logistics, LLC HTML 96K (Details) 57: R44 ACQUISITIONS, PhosphoSolutions (Details) HTML 91K 82: R45 ACQUISITIONS, Other Acquisitions (Details) HTML 32K 35: R46 Property and Equipment (Details) HTML 64K 26: R47 Inventory (Details) HTML 40K 53: R48 INTANGIBLE ASSETS, Summary of Intangible Assets HTML 46K (Details) 85: R49 INTANGIBLE ASSETS, Future Amortization of HTML 41K Intangible assets (Details) 78: R50 Goodwill (Details) HTML 33K 68: R51 NOTES PAYABLE - BANKS, Presidential Financial HTML 33K Corporation Facility (Details) 21: R52 NOTES PAYABLE - BANKS, Santander Bank Facility HTML 68K (Details) 48: R53 NOTES PAYABLE - BANKS, First Merchants Bank Credit HTML 94K Facility (Details) 77: R54 NOTES PAYABLE - BANKS, First Northern Bank of HTML 88K Dixon (Details) 67: R55 Subordinated Promissory Notes (Details) HTML 46K 20: R56 STOCKHOLDERS' EQUITY, Shares Authorized and Par HTML 33K Value (Details) 47: R57 STOCKHOLDERS' EQUITY, Preferred Stock (Details) HTML 111K 76: R58 STOCKHOLDERS' EQUITY, Treasury Stock, Stock HTML 63K Warrants and Indco Dividend (Details) 69: R59 STOCK-BASED COMPENSATION, Expense and Authorized HTML 36K (Details) 29: R60 STOCK-BASED COMPENSATION, Assumptions (Details) HTML 52K 39: R61 STOCK-BASED COMPENSATION, Summary of Stock Options HTML 102K (Details) 80: R62 STOCK-BASED COMPENSATION, Restricted Stock HTML 72K (Details) 51: R63 INCOME PER COMMON SHARE, Reconciliation of Basic HTML 88K and Diluted EPS (Details) 28: R64 INCOME PER COMMON SHARE, Potentially Diluted HTML 36K Securities (Details) 38: R65 INCOME TAXES, Reconciliation of Income Tax HTML 43K (Details) 79: R66 INCOME TAXES, Provision for Income Taxes (Details) HTML 33K 50: R67 INCOME TAXES, Components of Net Deferred Tax HTML 56K Assets and Liabilities (Details) 30: R68 INCOME TAXES, Net Operating Loss Carryforwards HTML 32K (Details) 37: R69 Profit Sharing and 401(k) PLANS (Details) HTML 34K 49: R70 Business Segment Information (Details) HTML 70K 23: R71 Commitments and Contingencies (Details) HTML 40K 72: XML IDEA XML File -- Filing Summary XML 152K 54: EXCEL IDEA Workbook of Financial Reports XLSX 98K 9: EX-101.INS XBRL Instance -- janl-20190930 XML 2.13M 11: EX-101.CAL XBRL Calculations -- janl-20190930_cal XML 302K 12: EX-101.DEF XBRL Definitions -- janl-20190930_def XML 1.12M 13: EX-101.LAB XBRL Labels -- janl-20190930_lab XML 2.03M 14: EX-101.PRE XBRL Presentations -- janl-20190930_pre XML 1.52M 10: EX-101.SCH XBRL Schema -- janl-20190930 XSD 201K 22: ZIP XBRL Zipped Folder -- 0001140361-20-001614-xbrl Zip 248K

EXHIBIT 31.1

CERTIFICATION

I, Dominique Schulte, certify that:

1. I have reviewed this Annual Report on Form 10-K of Janel Corporation (the Registrant);

2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the Registrant as of, and for, the periods presented in this report;

4. The Registrant’s other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the Registrant and have:

(a)

Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the Registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

(b)

Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;

(c)	Evaluated the effectiveness of the Registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and

(d)

Disclosed in this report any change in the Registrant’s internal control over financial reporting that occurred during the Registrant’s most recent fiscal quarter (the Registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and

5. The Registrant’s other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the Registrant’s auditors and the audit committee of the Registrant’s board of directors (or persons performing the equivalent function):

(a)	All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the Registrant’s ability to record, process, summarize and report financial information; and

(b)	Any fraud, whether or not material, that involves management or other employees who have a significant role in the Registrant’s internal control over financial reporting.

Date: January 28, 2020	/s/ *Dominique Schulte*
	Dominique Schulte Chairman, President and Chief Executive Officer

	(Principal Executive Officer)

This ‘10-K’ Filing

Date

Other Filings

Filed on:

1/28/20

For Period end:

9/30/19

NT 10-K, NT 10-K/A

List all Filings

As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 1/13/21 Janel Corp. 10-K 9/30/20 96:8.6M Broadridge Fin’l So… Inc

Janel Corp – ‘10-K’ for 9/30/19 – ‘EX-31.1’

On: Tuesday, 1/28/20, at 5:31pm ET · For: 9/30/19 · Accession #: 1140361-20-1614 · File #: 333-60608

Previous ‘10-K’: ‘10-K’ on 7/26/19 for 9/30/18 · Next: ‘10-K’ on 1/13/21 for 9/30/20 · Latest: ‘10-K’ on 12/8/23 for 9/30/23 · 1 Reference: By: Janel Corp. – Next ‘10-K’ on 1/13/21 for 9/30/20

Annual Report — Form 10-K — Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

‘EX-31.1’ — Certification — §302 – SOA’02

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

Dates Referenced Herein and Documents Incorporated by Reference

1 Subsequent Filing that References this Filing

Janel Corp – ‘10-K’ for 9/30/19 – ‘EX-31.1’

On: Tuesday, 1/28/20, at 5:31pm ET · For: 9/30/19 · Accession #: 1140361-20-1614 · File #: 333-60608

Previous ‘10-K’: ‘10-K’ on 7/26/19 for 9/30/18 · Next: ‘10-K’ on 1/13/21 for 9/30/20 · Latest: ‘10-K’ on 12/8/23 for 9/30/23 · 1 Reference: By: Janel Corp. – Next ‘10-K’ on 1/13/21 for 9/30/20

Annual Report — Form 10-K — Sect. 13 / 15(d) – SEA’34Filing Table of Contents

‘EX-31.1’ — Certification — §302 – SOA’02

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

Dates Referenced Herein and Documents Incorporated by Reference

1 Subsequent Filing that References this Filing

Annual Report — Form 10-K — Sect. 13 / 15(d) – SEA’34
Filing Table of Contents