As filed with the Securities and Exchange Commission on June 9, 2021
Registration No. 333-
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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 6/09/21 Livent Corp. S-3ASR 6/09/21 4:773K Edgarfilings Ltd. |
Document/Exhibit Description Pages Size 1: S-3ASR Automatic Shelf Registration Statement by a HTML 283K Well-Known Issuer 2: EX-4.3 Instrument Defining the Rights of Security Holders HTML 282K 3: EX-5.1 Opinion of Counsel re: Legality HTML 30K 4: EX-23.2 Consent of Expert or Counsel HTML 7K
Delaware | | | 82-4699376 |
(State
or other jurisdiction of incorporation or organization) | | | (I.R.S. Employer Identification Number) |
Andrew T. Budreika, Esq. Morgan, Lewis & Bockius
LLP 1701 Market Street (215) 963-5493 | | | Justin
W. Chairman, Esq. Morgan, Lewis & Bockius LLP 1701 Market Street (215)
963-5193 |
Large
accelerated filer | | | ☒ | | | Accelerated filer | | | ☐ |
Non-accelerated
filer | | | ☐ | | | Smaller reporting company | | | ☐ |
| | | | Emerging
growth company | | | ☐ |
Title
of each class of securities to be registered | | | Amount to be registered(1)(2) | | | Proposed
maximum offering price per unit(1)(2) | | | Proposed maximum aggregate offering price(1)(2) | | | Amount
of registration fee |
Common Stock | | | | | | | (3) | | | $(4) | ||
Preferred
Stock | | | | | | | (3) | | | $(4) | ||
Debt
Securities | | | | | | | | | $(4) | |||
Depositary
Shares | | | | | | | | | $(4) | |||
Warrants | | | | | | | | | $(4) | |||
Purchase
Contracts | | | | | | | | | $(4) | |||
Rights | | | | | | | | | $(4) | |||
Units | | | | | | | | | $(4) |
(1) | Omitted pursuant to Form S-3 General Instruction II.E. |
(2) | An unspecified number of securities or aggregate principal amount, as applicable, is being registered as may from time to time be offered at unspecified prices. Securities registered hereunder may be issued in primary offerings, by selling stockholders, or upon exercise, conversion or exchange of other securities registered hereunder. Separate consideration may or may not be received for securities that are issuable on exercise, conversion or exchange of other securities or that are represented by depositary shares. |
(3) | Includes
rights to acquire common stock or preferred stock of the Company under any shareholder rights plan then in effect, if applicable under the terms of any such plan. |
(4) | In accordance with Rules 456(b) and 457(r) under the Securities Act of 1933, as amended, the registrant is deferring payment of the entire registration fee. |
• | Our Annual Report on Form 10-K for the fiscal year ended December 31, 2020, filed with the SEC on February 26, 2021; |
• | Our
Quarterly Report on Form 10-Q for the three months ended March 31, 2021, filed with the SEC on May 6, 2021; |
• | Our Current Report on Form 8-K, filed with the SEC on June 9, 2021; |
• | The portions of our Definitive Proxy Statement on Schedule 14A for our 2021 Annual Meeting of Stockholders, filed with the SEC on March 18,
2021 that were incorporated by reference into our Annual Report on Form 10-K for the fiscal year ended December 31, 2020; and |
• | The description of our capital stock which is contained in our Registration Statement on Form 8-A, dated October 9, 2018, as amended by Exhibit 4.2 to our Annual Report on Form 10-K for the fiscal year ended December 31, 2020, filed with the SEC on February 26, 2021 and any amendment or report filed with the SEC for the purpose of updating the description. |
• | the board of directors of the corporation had previously approved either the business combination or the transaction that resulted in the stockholder’s becoming an interested stockholder; |
• | upon completion of the transaction that resulted in the stockholder’s becoming an interested stockholder, that person owned at least 85% of the voting stock of the corporation outstanding at the time the transaction commenced, other than statutorily excluded shares; or |
• | following
the transaction in which that person became an interested stockholder, the business combination is approved by the board of directors of the corporation and holders of at least two-thirds of the outstanding voting stock not owned by the interested stockholder. |
• | any merger or consolidation involving the corporation and the interested stockholder; |
• | any sale, transfer, pledge or other disposition of 10% or more of the assets of the corporation involving the interested
stockholder; |
• | any transaction that results in the issuance or transfer by the corporation of any stock of the corporation to the interested stockholder, subject to limited exceptions; |
• | any transaction involving the corporation that has the effect of increasing the proportionate share of the stock of any class or series of the corporation beneficially owned by the interested stockholder; or |
• | the receipt by the interested stockholder of the benefit of any loans, advances, guarantees, pledges or other financial
benefits provided by or through the corporation. |
• | the title or designation; |
• | the aggregate principal amount offered and authorized denominations; |
• | the maturity
date or dates; |
• | any sinking fund or other provision for payment of the debt securities prior to their stated maturity; |
• | whether the debt securities are fixed rate debt securities, floating rate debt securities or original issue discount debt securities; |
• | if the debt securities are fixed rate debt securities, the yearly rate at which the debt security will bear interest, if any; |
• | if
the debt securities are floating rate debt securities, the method of calculating the interest rate; |
• | if the debt securities are original issue discount debt securities, their yield to maturity; |
• | the date or dates from which any interest will accrue, or how such date or dates will be determined, and the interest payment dates and any related record dates; |
• | if other than in U.S. Dollars, the currency or currency unit in which payment will be made; |
• | any
provisions for the payment of additional amounts for taxes; |
• | the denominations in which the currency or currency unit of the debt securities will be issuable if other than denominations of $2,000 and integral multiples of $1,000 in excess thereof; |
• | whether the debt securities will be convertible into or exchangeable for other securities and, if so, the terms and conditions upon which such debt securities will be convertible; |
• | the terms and conditions on which the debt securities may be redeemed at our option; |
• | any
obligation we may have to redeem, purchase or repay the debt securities at the option of a holder upon the happening of any event and the terms and conditions of redemption, purchase or repayment; |
• | the names and duties of any co-indenture trustees, depositaries, auction agents, authenticating agents, calculation agents, paying agents, transfer agents or registrars for the debt securities; |
• | any material provisions of the applicable indenture described in this prospectus that do not apply
to the debt securities; |
• | the place where we will pay principal and interest; |
• | additional provisions, if any, relating to the defeasance of the debt securities; |
• | any United States federal income tax consequences relating to the offered securities, if material; |
• | the dates on which premiums, if any, will be paid; |
• | our
right, if any, to defer payment of interest and the maximum length of this deferral period; and |
• | any other specific terms of the debt securities. |
• | consolidate or merge with or into any other person or permit any other person to consolidate or merge with or into us; or |
• | transfer, sell, lease or otherwise dispose of all or substantially all of our assets, |
• | unless, in either such case: |
○ | in
a transaction in which we do not survive or in which we sell, lease or otherwise dispose of all or substantially all of our assets, the successor entity to us is organized under the laws of the United States, or any state thereof or the District of Columbia, and expressly assumes, by supplemental indenture(s), all of our obligations under the indenture(s); |
○ | immediately after giving effect to the transaction, no default on the debt securities exists; and |
○ | an
officer’s certificate and an opinion of counsel concerning certain matters are delivered to the trustee. (Section 8.01) |
• | our failure to pay interest on any debt security of such series for 30 days after such payment is due; |
• | our failure to pay principal on any debt security of such series when due; |
• | our failure to make any deposit of any sinking fund payment when due on debt securities of such series; |
• | our failure to perform for 90 days after notice is given by the trustee or the holders of at least 25% in principal amount of the outstanding debt securities of such series any other covenant in the indenture other than a covenant (i) included in the indenture solely for the benefit of a series of debt securities other than such series or (ii) expressly
excluded from events giving rise to a default with respect to such series; |
• | our failure to pay beyond any applicable grace period, or the acceleration of, indebtedness in excess of $50,000,000, which failure to pay or acceleration is not rescinded or cured within 30 days of notice of such failure to pay or acceleration given by the trustee or the holders of at least 25% in principal amount of the outstanding debt securities of such series; or |
• | certain events of bankruptcy or insolvency, whether voluntary or not, with respect to us or any material subsidiary. (Section 5.01) |
• | evidence the succession of another obligor to the Company and the assumption of the covenants in the indenture and in the debt securities by such successor; |
• | add to our covenants for the benefit of the holders of all or any series of debt securities (and if such covenants are to be for the benefit of less than all series of debt securities, stating that such covenants are expressly being included for the benefit of such series) or to surrender any rights or power conferred upon us; |
• | add any additional events of default for the
benefit of the holders of all or any series of debt securities (and if such events of default are to be for the benefit of less than all series of debt securities, stating that such additional events of default are expressly being included for the benefit of such series); |
• | add or change any provision of the indenture to permit the issuance of the debt securities in bearer form, registrable or not registrable as to principal, with or without interest coupons; |
• | add to, change or eliminate any of the provisions of the indenture
in respect of one or more series of debt securities, provided that any such addition, change or elimination (i) will neither apply to any debt security created prior to the execution of the supplemental indenture nor adversely affect the rights of the holders thereof in any material respect as evidenced by an officer’s certificate to the trustee or (ii) will become effective only when no such debt securities are outstanding; |
• | secure the debt securities; |
• | establish the form or terms of debt securities of any series as permitted in the indenture; |
• | reflect
our consolidation or merger with or into any other person or permit the consolidation or merger of any other person with or into us, or the transfer, sale, lease or other disposition of all or substantially all of our assets, in conformity with the limitations set forth in the indenture; |
• | permit the issuance of uncertificated debt securities in addition to, or in place of, certificated debt securities; |
• | appoint a successor trustee under the indenture; |
• | cure
ambiguities, omissions, mistakes, defects or inconsistencies; |
• | conform any provisions of the indenture to the “Description of Debt Securities” contained in this prospectus or any similar provision in an applicable prospectus supplement; |
• | make provisions with respect to the conversion rights of the holders of any debt securities; |
• |
• | make any change that does not adversely affect the rights of the holders of any debt securities in any material respect. (Section 9.01) |
• | change the fixed maturity of any such debt securities or the date on which any payment of interest on the debt securities is due and payable; |
• | reduce the principal amount or interest rate on any debt security; |
• | reduce the premium payable upon any redemption of the debt securities; |
• | reduce
the amount of principal payable on the acceleration of any debt securities issued originally at a discount; |
• | change the place of payment of, or type of currency for payment of, debt securities; |
• | impair the right to sue for the enforcement of any payment of principal, any installment of interest or premium on or after the maturity (including in connection with a redemption, on or after the redemption date) of the debt securities; |
• | adversely affect the right, if any, to convert such debt securities, or modify the
provisions of the indenture with respect to the ranking of the debt securities in a manner adverse to the holder thereof; |
• | reduce the percentage of debt securities of a series whose holders need to consent to a modification or a waiver; |
• | modify any of the provisions in the indenture related to modifications that require the consent of the holders of at least a majority in aggregate principal amount of the
debt securities of a series or provisions in the indenture related to the waiver of past defaults by the holders of debt securities, except to increase any such percentage or provide that certain other provisions may not be modified without the consent of each holder of the debt securities; |
• | adversely affect any right of repayment or repurchase at the option of the holder of debt securities; or |
• | reduce or postpone any sinking fund. (Section 9.02) |
• | the rights of holders of the debt securities to receive principal, interest and any premium when due from amounts deposited with the trustee, which will be held in trust funds for the purpose of such payments; |
• | our obligations with respect to the debt securities concerning issuing temporary debt securities, registration of transfer of debt securities, mutilated, destroyed, lost or stolen debt securities and the maintenance of an office or agency where securities may be presented for payment, transfer, exchange or, if applicable, conversion for security payments held
in trust; |
• | the rights, powers, trusts, duties and immunities of the trustee; and |
• | the defeasance provisions of the indenture. |
• | our
obligations relating to a merger, consolidation or sale of all or substantially all of our assets; |
• | our obligations to present and keep in full force and effect our corporate existence; and |
• | any other covenants applicable to a series of debt securities as described in the applicable prospectus supplement. |
• | in the case of legal defeasance, we must have delivered to the trustee an opinion of counsel confirming that (i) we have received from, or there has been published by, the Internal Revenue Service, a ruling or (ii) since the date of the indenture, there has been a change in the applicable federal income tax law, in either case, to the effect that the holders of the debt securities of that series will not recognize gain or loss for federal income tax purposes as a result of the deposit, defeasance and discharge to be effected and will be subject to the same federal income tax as would be the case if the deposit, defeasance and discharge did not occur; |
• | in the case of covenant defeasance and discharge, we must have delivered to the trustee an opinion of counsel stating that, under then applicable federal income tax law, the holders of the debt securities of that series will not recognize gain or loss for United States federal income tax purposes as a result of the deposit and covenant defeasance to be effected and will be subject to the same federal income tax as would be the case if the deposit and covenant defeasance did not occur; |
• | no
default with respect to the outstanding debt securities of that series may have occurred and be continuing at the time of such deposit after giving effect to the deposit or, in the case of legal defeasance and discharge, no default relating to bankruptcy or insolvency may have occurred and be continuing at any time on or before the 90th day after the date of such deposit, it being understood that this condition is not deemed satisfied until after the 90th day; |
• |
• | the legal defeasance and discharge or covenant defeasance must not result in a breach or violation of, or constitute a default under, any other agreement or instrument to which we are a party; |
• | we must deliver to the trustee an opinion of counsel that any trust arising from such deposit does not require registration under the Investment Company Act of 1940, as amended; |
• | if the debt securities of such series are to be redeemed, we must have given notice of the redemption or have given the trustee irrevocable
directions to give the notice of redemption in our name and at our expense under arrangements satisfactory to the trustee; and |
• | we must deliver to the trustee an officer’s certificate and an opinion of counsel stating that all conditions precedent with respect to the legal defeasance and discharge or covenant defeasance have been complied with. (Article XIII) |
• | to or through underwriters, brokers or dealers; |
• | directly
to one or more other purchasers; |
• | through a block trade in which the broker or dealer engaged to handle the block trade will attempt to sell the securities as agent, but may position and resell a portion of the block as principal to facilitate the transaction; |
• | through agents on a best-efforts basis; |
• | otherwise through a combination of any of the above methods of sale; or |
• | through
any other methods described in a prospectus supplement. |
• | the purchase price of the securities and the proceeds we will receive from the sale of the securities; |
• | any underwriting discounts and other items constituting underwriters’ compensation; |
• | any
public offering or purchase price and any discounts or commissions allowed or re-allowed or paid to dealers; |
• | any commissions allowed or paid to agents; |
• | any securities exchanges on which the securities may be listed; |
• | the method of distribution of the securities; |
• | the terms of any agreement, arrangement or understanding entered into with the underwriters, brokers
or dealers; and |
• | any other information we consider to be important. |
• | at a fixed price or prices, which may be changed; |
• | at market prices prevailing at the time
of sale; |
• | at prices related to such prevailing market prices; |
• | at varying prices determined at the time of sale; or |
• | at negotiated prices. |
• | in transactions on any national securities exchange
or quotation service on which the securities may be listed or quoted at the time of sale; |
• | in transactions in the over-the-counter market; |
• | in block transactions in which the broker or dealer so engaged will attempt to sell the securities as agent but may position and resell a portion of the block as principal to facilitate the transaction, or in crosses, in which the same broker acts as an agent on both sides of the trade; |
• | through the writing of options; or |
• | through
other types of transactions. |
Item 14. | Other Expenses of Issuance
and Distribution |
SEC registration fee | | | $(1) |
FINRA
filing fee | | | $(2) |
The New York Stock Exchange supplemental listing fee | | | $(2) |
Printing
expenses | | | $(2) |
Legal fees and expenses | | | $(2) |
Accounting
fees and expenses | | | $(2) |
Blue Sky, qualification fees and expenses | | | $(2) |
Transfer
agent fees and expenses | | | $(2) |
Trustee fees and expenses | | | $(2) |
Depositary
fees and expenses | | | $(2) |
Warrant agent fees and expenses | | | $(2) |
Rights
agent fees and expenses | | | $(2) |
Rating Agency fees | | | $(2) |
Miscellaneous | | | $ (2) |
Total | | | $ (2) |
(1) | Pursuant to Rules 456(b) and 457(r) under the Securities Act, the SEC registration fee will be paid at the time of any particular offering of securities under the registration statement, and is therefore not currently determinable. |
(1)(2) | These fees are calculated based on the securities offered and the number of issuances and accordingly cannot be estimated at this time. The foregoing sets forth the general categories of fees and expenses (other than underwriting discounts and commissions) that we anticipate we will incur in connection with the offering of securities under this registration statement. |
Item
15. | Indemnification of Directors and Officers |
Item 16. | Exhibits |
Exhibit
Number | | | Description |
1.1* | | | Form
of Underwriting Agreement. |
| | ||
| | Amended
and Restated Certificate of Incorporation of Livent Corporation (incorporated by reference to Exhibit 3.1 to the Company’s Registration Statement on Form S-1/A filed on October 1, 2018 (the “2018 Form S-1/A”)). | |
| | ||
| | Amended
and Restated Bylaws of Livent Corporation effective as of September 26, 2018 (incorporated by reference to Exhibit 3.2 to the 2018 Form S-1/A). | |
| | ||
| | Form
of Specimen Certificate Representing Common Stock (incorporated by reference to Exhibit 4.1 to the 2018 Form S-1/A). | |
| | ||
4.2* | | | Form
of Certificate of Designations of Preferred Stock. |
| | ||
| | Form
of Indenture. | |
| | ||
4.4* | | | Form
of Depositary Agreement. |
| | ||
4.5* | | | Form
of Depositary Receipt. |
Exhibit Number | | | Description |
4.6* | | | Form
of Warrant Agreement (including Form of Warrant). |
| | ||
4.7* | | | Form
of Purchase Contract Agreement. |
| | ||
4.8* | | | Form
of Agreement for Rights. |
| | ||
4.9* | | | Form
of Unit Agreement. |
| | ||
| | Opinion
of Morgan, Lewis & Bockius LLP. | |
| | ||
| | Consent
of Morgan, Lewis & Bockius LLP (included in Exhibit 5.1). | |
| | ||
| | Consent
of KPMG LLP, independent registered public accounting firm. | |
| | ||
| | Powers
of Attorney (incorporated by reference to the signature page hereto). | |
| | ||
25.1* | | | Statement
of Eligibility on Form T-1 under the Trust Indenture Act of 1939, as amended, of trustee. |
* | To be filed by amendment or incorporated by reference in connection with the offering of the securities. |
Item 17. | Undertakings |
(a) | The
undersigned registrant hereby undertakes: |
(1) | To file, during any period in which offers or sales are being made, a post-effective amendment to this registration statement: |
(i) | To include any prospectus required by Section 10(a)(3) of the Securities Act; |
(ii) | To reflect in the prospectus any facts or events arising after the effective date of the registration statement (or the most recent post-effective amendment thereof) which, individually or in the aggregate, represent a fundamental change in the
information set forth in the registration statement. Notwithstanding the foregoing, any increase or decrease in volume of securities offered (if the total dollar value of securities offered would not exceed that which was registered) and any deviation from the low or high end of the estimated maximum offering range may be reflected in the form of prospectus filed with the SEC pursuant to Rule 424(b) if, in the aggregate, the changes in volume and price represent no more than 20 percent change in the maximum aggregate offering price set forth in the “Calculation of Registration Fee” table in the effective registration statement; and |
(iii) | To include any material information with respect to the plan of distribution not previously disclosed in the registration statement or any material change to such information
in the registration statement; |
(2) | That,
for the purpose of determining any liability under the Securities Act, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof. |
(3) | To remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering. |
(4) | That, for the purpose of determining liability under the Securities Act to any purchaser: |
(A) | Each prospectus filed by the registrant pursuant to Rule 424(b)(3) shall be deemed to be part of the registration statement as of the date the filed prospectus was deemed part of and included
in the registration statement; and |
(B) | Each prospectus required to be filed pursuant to Rule 424(b)(2), (b)(5), or (b)(7) as part of a registration statement in reliance on Rule 430B relating to an offering made pursuant to Rule 415(a)(1)(i), (vii), or (x) for the purpose of providing the information required by section 10(a) of the Securities Act shall be deemed to be part of and included in the registration statement as of the earlier of the date such form of prospectus is first used after effectiveness or the date of the first contract of sale of securities in the offering described in the prospectus. As provided in Rule 430B, for liability purposes of the issuer and any person that is at that date an underwriter, such
date shall be deemed to be a new effective date of the registration statement relating to the securities in the registration statement to which that prospectus relates, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof. Provided, however, that no statement made in a registration statement or prospectus that is part of the registration statement or made in a document incorporated or deemed incorporated by reference into the registration statement or prospectus that is part of the registration statement will, as to a purchaser with a time of contract of sale prior to such effective date, supersede or modify any statement that was made in the registration statement or prospectus that was part of the registration statement or
made in any such document immediately prior to such effective date. |
(5) | That, for the purpose of determining liability of the registrant under the Securities Act to any purchaser in the initial distribution of securities: |
(i) | Any preliminary prospectus or prospectus of the undersigned registrant relating to the offering required to be filed pursuant to Rule 424; |
(ii) | Any free writing prospectus relating to the offering prepared by or on behalf of the undersigned registrant or used or referred to by the undersigned registrant; |
(iii) | The portion of any other free writing prospectus relating to the offering prepared by
or on behalf of the undersigned registrant or its securities provided by or on behalf of the undersigned registrant; and |
(iv) | Any other communications that is an offer in the offering made by the undersigned registrant to the purchaser. |
(b) | The undersigned registrant hereby undertakes that, for purposes of determining any liability under the Securities Act, each filing of the registrant’s annual report pursuant to Section 13(a) or Section 15(d) of the Exchange Act (and, where applicable, each filing of an employee benefit plan’s annual report pursuant to section 15(d) of
the Exchange Act) that is incorporated by reference in the registration statement shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof. |
(c) | Insofar as indemnification for liabilities arising under the Securities Act may be permitted to directors, officers and controlling persons of the registrant pursuant to the foregoing provisions, or otherwise, the registrant has been advised that in the opinion of the SEC such indemnification is against public
policy as expressed in the Securities Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the registrant of expenses incurred or paid by a director, officer or controlling person of the registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the registrant will, |
(d) | The undersigned registrant hereby undertakes to file an application for
the purpose of determining the eligibility of the trustee to act under subsection (a) of Section 310 of the Trust Indenture Act (the “Act”) in accordance with the rules and regulations prescribed by the SEC under section 305(b)(2) of the Act. |
| | LIVENT CORPORATION | ||||
| | | | |||
| | By: | | | /s/
Paul W. Graves | |
| | | | |||
| | | | President, Chief Executive Officer and Director |
SIGNATURE | | | TITLE | | | DATE |
| | | | |||
/s/
Paul W. Graves | | | President, Chief Executive Officer and Director (Principal Executive Officer) | | | |
| ||||||
| | | | |||
| | Vice President and Chief Financial Officer (Principal Financial Officer) | | | ||
| ||||||
| | | | |||
/s/
Ronald Stark | | | Chief Accounting Officer (Principal Accounting Officer) | | | |
| ||||||
| | | | |||
| | Chairman of the Board and Director | | | ||
| ||||||
| | | | |||
| | Director | | | ||
| ||||||
| | | | |||
/s/
G. Peter D’Aloia | | | Director | | | |
| ||||||
| | | | |||
/s/
Michael F. Barry | | | Director | | | |
| ||||||
| | | | |||
/s/
Steven T. Merkt | | | Director | | | |
| ||||||
| | | | |||
/s/
Andrea E. Utecht | | | Director | | | |
| ||||||
| | | | |||
| | Director | | | ||
| ||||||
| | | | |||
/s/
Pablo Marcet | | | Director | | | |
|
This ‘S-3ASR’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on / Effective on: | 6/9/21 | 424B5, 8-K | ||
6/8/21 | ||||
3/31/21 | 10-Q | |||
2/26/21 | 10-K, 4 | |||
1/1/21 | ||||
12/31/20 | 10-K | |||
12/31/19 | 10-K | |||
3/1/19 | 3, 4, 8-K, S-8 | |||
2/25/19 | ||||
1/1/19 | ||||
10/15/18 | 4, 8-K | |||
10/1/18 | CORRESP, S-1/A | |||
9/26/18 | UPLOAD | |||
2/27/18 | ||||
3/31/17 | ||||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 6/09/21 Livent Corp. 8-K:8,9 6/09/21 98:12M 5/06/21 Livent Corp. 10-Q 3/31/21 77:6.5M 3/18/21 Livent Corp. DEF 14A 4/29/21 1:1.6M Labrador Co./FA 2/26/21 Livent Corp. 10-K 12/31/20 112:47M 10/09/18 Livent Corp. 8-A12B 1:15K Davis Polk & … LLP 01/FA 10/01/18 Livent Corp. S-1/A 27:7.7M Donnelley … Solutions/FA |