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Berkshire Grey, Inc., et al. – ‘SC 13E3’ on 5/2/23 re: Berkshire Grey, Inc. – ‘EX-FILING FEES’

On:  Tuesday, 5/2/23, at 4:53pm ET   ·   Accession #:  1140361-23-22505   ·   File #:  5-91900

Previous ‘SC 13E3’:  None   ·   Next:  ‘SC 13E3/A’ on 6/9/23   ·   Latest:  ‘SC 13E3/A’ on 7/20/23   ·   7 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/02/23  Berkshire Grey, Inc.              SC 13E3                7:43M  Berkshire Grey, Inc.              Broadridge Fin’l So… Inc
          Backgammon Acquisition Corp.
          Backgammon Investment Corp.
          SB Global Advisers Ltd.
          Softbank Group Corp.
          Softbank Vision Fund II-2 L.P.
          SVF II Aggregator (Jersey) L.P.
          SVF II BG (De) LLC
          SVF II Holdings (De) LLC

Tender-Offer Statement by an Issuer – Going-Private Transaction   —   Schedule 13E-3   —   Rule 13e-3

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13E3     Tender-Offer Statement by an Issuer -               HTML    242K 
                Going-Private Transaction                                        
 7: EX-FILING FEES  Filing Fees Table                               HTML     23K 
 2: EX-99.(C)(1)  Exhibit (C)(1)                                    HTML     88K 
 3: EX-99.(C)(2)  Exhibit (C)(2)                                    HTML     89K 
 4: EX-99.(D)(4)  Exhibit (D)(4)                                    HTML     86K 
 5: EX-99.(D)(5)  Exhibit (D)(5)                                    HTML     85K 
 6: EX-99.(D)(6)  Exhibit (D)(6)                                    HTML     95K 


‘EX-FILING FEES’   —   Filing Fees Table


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 C: 
Exhibit 107

Calculation of Filing Fee Tables

Schedule 13E-3
(Form Type)

Berkshire Grey, Inc.
Softbank Group Corp.
Backgammon Acquisition Corp.
Backgammon Investment Corp.
SVF II BG (DE) LLC
SVF II Holdings (DE) LLC
SoftBank Vision Fund II-2 L.P.
SVF II Aggregator (Jersey) L.P.
SB Global Advisers Limited
(Exact Name of Registrant and Name of Persons Filing Statement)

Table 1 - Transaction Valuation

   
Transaction Valuation
   
Fee Rate
   
Amount of Filing Fee
   
Fees to be Paid
 
$
372,860,676
(1)(2)
   
0.0001102
   
$
41,089.25
(2)
 
Fees Previously Paid
 
$
0
             
0
   
Total Transaction Valuation
 
$
372,860,676
                   
Total Fees Due for Filing
                 
$
41,089.25
   
Total Fees Previously Paid
                   
0
   
Total Fee Offsets
                   
41,089.25
(3)
 
Net Fee Due
                 
$
0
   

Table 2 - Fee Offset Claims and Sources

   
Registrant
or Filer
Name
 
Form
or
Filing
Type
 
File
Number
 
Initial
Filing
Date
 
Filing
Date
   
Fee
Offset
Claimed
   
Fee Paid
with Fee
Offset Source
   
Fee Offset Claims
     
PREM 14A
           
$41,089.25
         
Fee Offset Sources
 
Berkshire Grey, Inc.
 
PREM 14A
                 
$41,089.25
   

(1)
Aggregate number of securities to which transaction applies: As of April 10, 2023, the maximum number of securities of Berkshire Grey, Inc. (the “Company”) to which this transaction applies is estimated to be 288,469,825, which consists of (a) 233,893,488 shares of the Company’s class A common stock, par value $0.0001 per share (the “Class A common stock”), entitled to receive the per share merger consideration of $1.40 (the “Merger Consideration”); (b) 5,750,000 shares of the Company’s class C common stock, par value $0.0001 per share (the “Class C common stock”), entitled to receive the Merger Consideration; (c) 2,845,151 shares of Class A common stock underlying outstanding restricted stock, a portion of which are subject to performance-based vesting and a portion of which are subject to time-based vesting, entitled to receive the Merger Consideration (assuming satisfaction of all applicable time-based conditions and maximum achievement of all applicable performance conditions); (d) 13,307,496 shares of Class A common stock underlying outstanding restricted stock units, a portion of which are subject to time-based vesting, entitled to receive the Merger Consideration (assuming satisfaction of all applicable time-based conditions); (e) 17,923,730 shares of Class A common stock underlying outstanding stock options entitled to receive the Merger Consideration minus any applicable exercise price; and (f) 14,749,960 shares of Class A common stock underlying outstanding warrants, which may be entitled to receive approximately $0.38 per warrant.
   
(2)
Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined): Estimated solely for the purposes of calculating the filing fee, as of April 10, 2023, the underlying value of the transaction was calculated based on the sum of (a) the product of 233,893,488 shares of Class A common stock and the Merger Consideration; (b) the product of 5,750,000 shares of Class C common stock and the merger consideration; (c) the product of 2,845,151 shares of Class A common stock underlying outstanding restricted stock and the Merger Consideration (assuming satisfaction of all applicable time-based conditions and maximum achievement of all applicable performance conditions); (d) the product of 13,307,496 shares of Class A common stock underlying outstanding restricted stock units and the Merger Consideration (assuming satisfaction of all applicable time-based conditions); (e) the product of 17,923,730 shares of Class A common stock underlying outstanding stock options and $0.51 per share (which is the difference between the Merger Consideration and the weighted average exercise price of $0.89 per share); and (f) the product of 14,749,960 shares of Class A common stock underlying outstanding warrants and $0.38 (which is the difference between the Merger Consideration of $1.40 and the estimated, as-adjusted exercise price of $1.02). In accordance with Section 14(g) of the Securities Exchange Act of 1934, as amended, the filing fee was determined by multiplying the sum calculated in the preceding sentence by 0.00011020.
   
(3)
The Company previously paid $41,089.25 upon the filing of its Preliminary Proxy Statement on Schedule 14A on May 2, 2023 in connection with the transaction reported hereby.





Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘SC 13E3’ Filing    Date    Other Filings
Filed on:5/2/23PREM14A
4/10/23SC 13D/A
 List all Filings 


5 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 7/20/23  Berkshire Grey, Inc.              SC 13E3/A              1:51K  Berkshire Grey, Inc.              Broadridge Fin’l So… Inc
 6/27/23  Berkshire Grey, Inc.              SC 13E3/A              1:244K Berkshire Grey, Inc.              Broadridge Fin’l So… Inc
 6/22/23  Berkshire Grey, Inc.              SC 13E3/A              1:244K Berkshire Grey, Inc.              Broadridge Fin’l So… Inc
 6/09/23  Berkshire Grey, Inc.              SC 13E3/A              1:244K Berkshire Grey, Inc.              Broadridge Fin’l So… Inc
 6/01/23  SEC                               UPLOAD8/17/23    2:48K  Berkshire Grey, Inc.


2 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/02/23  Berkshire Grey, Inc.              PREM14A     5/02/23    2:5.2M                                   Broadridge Fin’l So… Inc
 3/24/23  Berkshire Grey, Inc.              8-K:1,2,3,8 3/24/23   15:1.4M                                   Donnelley … Solutions/FA
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Filing Submission 0001140361-23-022505   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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