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ACM Research, Inc. – ‘NT 10-K’ for 12/31/22

On:  Wednesday, 3/1/23, at 9:02pm ET   ·   As of:  3/2/23   ·   Effective:  3/2/23   ·   For:  12/31/22   ·   Accession #:  1140361-23-9515   ·   File #:  1-38273

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/02/23  ACM Research, Inc.                NT 10-K    12/31/22    1:24K                                    Broadridge Fin’l So… Inc

Notice of a Late Filing of a Form 10-K Annual Report   —   Form 12b-25   —   Rule 12b-25

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: NT 10-K     Notice of a Late Filing of a Form 10-K Annual       HTML     23K 
                Report

This is an HTML Document rendered as filed.  [ Alternative Formats ]

 C: 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 12b-25

NOTIFICATION OF LATE FILING
Commission File Number:  001-40169

(Check One)
  
☒  Form 10-K     ☐  Form 20-F     ☐  Form 11-K     ☐  Form 10-Q
☐  Form 10-D     ☐  Form N-CEN     ☐  Form N-CSR
   
 
   
For Period Ended: December 31, 2022
   
 
   
☐  Transition Report on Form 10-K
   
☐  Transition Report on Form 20-F
   
☐  Transition Report on Form 11-K
   
☐  Transition Report on Form 10-Q
     
   
For the Transition Period Ended:

Read Instruction (on back page) Before Preparing Form. Please Print or Type.
Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.
 
If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:

PART I — REGISTRANT INFORMATION

ACM Research, Inc.
Full Name of Registrant
 
N/A
Former Name if Applicable
 
42307 Osgood Road, Suite I
Address of Principal Executive Office (Street and Number)
 
Fremont, California 94539
City, State and Zip Code

PART II — RULES 12b-25(b) AND (c)

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)

 
(a)
The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense
☒
(b)
The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-CEN or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
 
(c)
The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

PART III — NARRATIVE

State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.

ACM Research, Inc. (the “Company”) had completed its Annual Report on Form 10-K for the fiscal year ended December 31, 2022 (the “10-K”), and instructed its third party filing service to file the 10-K with the Securities and Exchange Commission prior to the submission deadline on March 1, 2023. Due to technical problems with the filing service’s XBRL tagging software, it was unable to timely file the 10-K. The Company filed the 10-K shortly after the submission deadline on March 1, 2023.

PART IV — OTHER INFORMATION

(1)
Name and telephone number of person to contact in regard to this notification
 
 
 
Mark A. McKechnie
 
510
 
445-3700
 
(Name)
  
(Area Code)
  
(Telephone Number)
   
(2)
Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s).
 
 
 
 
 
☒ Yes    ☐ No
 
 
 
 
(3)
Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?
   
 
 
 
☒ Yes    ☐ No

If so: attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.
 
ACM Research, Inc.

(Name of Registrant as Specified in Charter)

has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized.

Date:  March 1, 2023
ACM Research, Inc.
   
 
By:
/s/ Mark A. McKechnie
 
Name: Mark A. McKechnie
 
Title:   Chief Financial Officer, Executive Vice President and Treasurer

INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative’s authority to sign on behalf of the registrant shall be filed with the form.

ATTENTION
Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘NT 10-K’ Filing    Date    Other Filings
Filed as of / Effective on:3/2/23
Filed on:3/1/23
For Period end:12/31/224
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Filing Submission 0001140361-23-009515   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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