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BlackRock TCP Capital Corp. – ‘N-14 8C’ on 10/6/23 – ‘EX-FILING FEES’

On:  Friday, 10/6/23, at 4:16pm ET   ·   Accession #:  1140361-23-47401   ·   File #:  333-274897

Previous ‘N-14 8C’:  None   ·   Next:  ‘N-14 8C/A’ on 11/9/23   ·   Latest:  ‘N-14 8C/A’ on 11/14/23   ·   43 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/06/23  BlackRock TCP Capital Corp.       N-14 8C                9:13M                                    Broadridge Fin’l So… Inc

Registration Statement by a Closed-End Investment Company – Securities for a Merger   —   Form N-14   —   § 8(c) – ICA’40

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: N-14 8C     Registration Statement by a Closed-End Investment   HTML   9.50M 
                Company - Securities for a Merger                                
 9: EX-FILING FEES  Exhibit (18)                                    HTML     23K 
 2: EX-99.(14)(A)  Exhibit (14)(A)                                  HTML      6K 
 3: EX-99.(14)(B)  Exhibit (14)(B)                                  HTML      6K 
 4: EX-99.(16)  Exhibit (16)                                        HTML     10K 
 5: EX-99.(17)(A)  Exhibit (17)(A)                                  HTML      6K 
 6: EX-99.(17)(B)  Exhibit (17)(B)                                  HTML      6K 
 7: EX-99.(17)(C)  Exhibit (17)(C)                                  HTML     10K 
 8: EX-99.(17)(D)  Exhibit (17)(D)                                  HTML      7K 


‘EX-FILING FEES’   —   Exhibit (18)


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 C: 

Exhibit (18)

Calculation of Filing Fee Tables
N-14
(Form Type)

BLACKROCK TCP CAPITAL CORP.
(Exact Name of Registrant as Specified in its Charter)

Table 1: Newly Registered Securities

 
Security
Type
Security
Class Title
Fee
Calculation
Rule
Amount Registered(1)
Proposed Maximum Offering Price Per
Unit
Maximum
Aggregate
Offering
Price(2)
Fee Rate
Amount of
Registration
Fee
Carry Forward Form Type
Carry
Forward
File
Number
Carry Forward Initial effective date
Filing Fee
Previously Paid In
Connection with
Unsold
Securities to be
Carried Forward
Newly Registered Securities
Fees to Be
Paid
Equity
Common Stock, par value $0.001 per share
Rule 457(a)
30,000,000
N/A
$250,373,079
0.0001476
$36,955.06
Fees
Previously
Paid
Total Offering Amounts
 
$250,373,079
 
$36,955.06
       
Total Fees Previously Paid
     
$0.00
       
Total Fee Offsets
     
$0.00
       
Net Fee Due
     
$36,955.06
       


(1)
The number of shares to be registered represents the maximum number of shares of the Registrant’s common stock estimated to be issuable pursuant to the merger agreement described in the enclosed document. Pursuant to Rule 416, this registration statement also covers additional securities that may be issued as a result of stock splits, stock dividends or similar transactions.


(2)
Estimated solely for the purpose of calculating the registration fee and calculated pursuant to Rule 457(c) and Rule 457(f)(1) under the Securities Act of 1933, as amended, the proposed maximum aggregate offering price is equal to: (1) $3.45, the average of the high and low prices per share of BlackRock Capital Investment Corporation’s common stock (the securities to be canceled in the merger) on October 4, 2023, as reported on the Nasdaq Global Select Market, multiplied by (2) 72,571,907, the maximum number of shares of common stock of BlackRock Capital Investment Corporation that may be exchanged for shares of the registrant’s common stock in accordance with the terms of the merger agreement.


Dates Referenced Herein

This ‘N-14 8C’ Filing    Date    Other Filings
Filed on:10/6/23None on these Dates
10/4/23
 List all Filings 


4 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/19/24  BlackRock TCP Capital Corp.       POS 8C      3/18/24    2:95K                                    Broadridge Fin’l So… Inc
 1/11/24  BlackRock TCP Capital Corp.       POS 8C                 7:11M                                    Broadridge Fin’l So… Inc
11/14/23  BlackRock TCP Capital Corp.       N-14 8C/A              7:11M                                    Broadridge Fin’l So… Inc
11/09/23  BlackRock TCP Capital Corp.       N-14 8C/A              3:84K                                    Broadridge Fin’l… Inc/FA


39 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/06/23  BlackRock Capital Inv Corp.       8-K:1,2,8,9 9/06/23   12:295K                                   Broadridge Fin’l So… Inc
 9/06/23  BlackRock Capital Inv Corp.       8-K:1,7,9   9/06/23   13:3.8M                                   Broadridge Fin’l So… Inc
 9/06/23  BlackRock TCP Capital Corp.       8-K:1,7,9   9/06/23   15:4M                                     Broadridge Fin’l So… Inc
 8/08/23  BlackRock TCP Capital Corp.       8-K:1,2,9   8/04/23   11:711K                                   Broadridge Fin’l So… Inc
 8/03/23  BlackRock TCP Capital Corp.       10-Q        6/30/23   82:70M                                    Donnelley … Solutions/FA
 8/02/23  BlackRock Capital Inv Corp.       8-K:2,7,9   8/02/23   11:758K                                   Donnelley … Solutions/FA
 8/02/23  BlackRock Capital Inv Corp.       10-Q        6/30/23   74:38M                                    Donnelley … Solutions/FA
 6/26/23  BlackRock TCP Capital Corp.       8-K:5       6/23/23   10:158K                                   Broadridge Fin’l So… Inc
 5/25/23  BlackRock TCP Capital Corp.       8-K:5       5/24/23   10:164K                                   Broadridge Fin’l So… Inc
 5/24/23  BlackRock Capital Inv Corp.       8-K:7       5/24/23   10:167K                                   Donnelley … Solutions/FA
 5/04/23  BlackRock Capital Inv Corp.       8-K:5       5/03/23   10:162K                                   Broadridge Fin’l So… Inc
 5/04/23  BlackRock TCP Capital Corp.       10-Q        3/31/23   80:56M                                    Donnelley … Solutions/FA
 5/01/23  BlackRock Capital Inv Corp.       8-K:2,7,9   5/01/23   11:655K                                   Donnelley … Solutions/FA
 5/01/23  BlackRock Capital Inv Corp.       10-Q        3/31/23   73:36M                                    Donnelley … Solutions/FA
 4/06/23  BlackRock TCP Capital Corp.       DEF 14A               10:2.4M                                   Donnelley … Solutions/FA
 4/04/23  BlackRock Capital Inv Corp.       8-K:7       4/04/23   10:167K                                   Donnelley … Solutions/FA
 3/31/23  BlackRock TCP Capital Corp.       10-K/A     12/31/22   21:6.5M                                   Donnelley … Solutions/FA
 3/16/23  BlackRock Capital Inv Corp.       8-K:7,9     3/16/23   10:157K                                   Broadridge Fin’l So… Inc
 3/15/23  BlackRock Capital Inv Corp.       DEF 14A               10:1.2M                                   Donnelley … Solutions/FA
 3/01/23  BlackRock Capital Inv Corp.       8-K:2,7,9   3/01/23   12:892K                                   Donnelley … Solutions/FA
 3/01/23  BlackRock Capital Inv Corp.       10-K       12/31/22   82:44M                                    Donnelley … Solutions/FA
 2/28/23  BlackRock TCP Capital Corp.       10-K       12/31/22   86:56M                                    Donnelley … Solutions/FA
 6/24/21  BlackRock TCP Capital Corp.       8-K:1,2,7,9 6/22/21    3:1.5M                                   Skadden/FA
 2/25/21  BlackRock TCP Capital Corp.       10-K       12/31/20    8:7M
 2/09/21  BlackRock TCP Capital Corp.       8-K:1,2,9   2/09/21    3:132K                                   Broadridge Fin’l So… Inc
 8/06/20  BlackRock TCP Capital Corp.       8-K:1,2,5,7 8/06/20    3:2.6M
 5/11/20  BlackRock TCP Capital Corp.       10-Q        3/31/20    5:6.1M
 4/28/20  BlackRock TCP Capital Corp.       8-K:1,7,9   4/25/20    5:1.2M                                   Broadridge Fin’l So… Inc
 2/26/20  BlackRock TCP Capital Corp.       10-K       12/31/19    6:7.3M
 8/23/19  BlackRock TCP Capital Corp.       8-K:1,2,9   8/23/19    3:148K                                   Broadridge Fin’l So… Inc
 5/08/19  BlackRock TCP Capital Corp.       8-K:1,2,7,9 5/08/19    5:3M
 8/02/18  BlackRock TCP Capital Corp.       8-K:1,5,7,8 7/31/18    5:371K                                   Broadridge Fin’l So… Inc
 1/30/18  Special Value Continuation P… LLC 8-K:5,9     1/29/18    2:353K                                   Broadridge Fin’l So… Inc
 8/11/17  BlackRock TCP Capital Corp.       POS EX      8/11/17    5:1.2M                                   Broadridge Fin’l… Inc/FA
 9/06/16  BlackRock TCP Capital Corp.       8-K:1,2,3,8 8/30/16    4:1M                                     Broadridge Fin’l… Inc/FA
 6/17/14  BlackRock TCP Capital Corp.       8-K:1,2,3,8 6/17/14    4:883K                                   Toppan Merrill/FA
 3/05/12  BlackRock TCP Capital Corp.       N-2/A¶                 7:5.1M                                   Toppan Merrill-FA
 5/13/11  BlackRock TCP Capital Corp.       N-2/A¶                12:10M                                    Toppan Merrill/FA
 5/06/11  Special Value Continuation P… LLC 10-12G                 9:1.9M                                   Toppan Merrill/FA
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Filing Submission 0001140361-23-047401   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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