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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 8/09/23 STRATA Skin Sciences, Inc. S-3 4:631K Broadridge Fin’l So… Inc |
Document/Exhibit Description Pages Size
1: S-3 Registration Statement - Securities for a HTML 395K
Transaction
2: EX-5.1 Opinion of Counsel re: Legality HTML 12K
3: EX-23.1 Consent of Expert or Counsel HTML 6K
4: EX-FILING FEES Filing Fees Table HTML 26K
|
Security
Type |
Security
Class Title |
Fee
Calculation Rule |
Amount
Registered(1) |
Proposed
Maximum Offering Price Per Share(2) |
Maximum
Aggregate Offering Price |
Fee
Rate |
Amount of
Registration Fee |
Carry
Forward Form Type |
Carry
Forward File Number |
Carry
Forward Initial effective date |
Filing Fee
Previously Paid In Connection with Unsold Securities to be Carried Forward |
|
|
Newly Registered Securities
|
||||||||||||
|
Fees to Be Paid
|
Equity
|
Common Stock, par value $0.001 per share
|
457(c)
|
426,374(3)
|
$0.94
|
$400,791.56
|
0.00011020
|
$44.17
|
||||
|
Carry Forward Securities
|
||||||||||||
|
Carry Forward Securities
|
Equity
|
Common Stock, par value $0.001 per share
|
415(a)(6)
|
373,626(4)
|
$0.94
|
$351,208.44
|
—
|
—
|
S-3
|
$63.04
|
||
|
Total
Registration Fee |
$752,000.00
|
|||||||||||
|
Total Offering Amounts (Newly Registered Securities)
|
$400,791.56
|
$44.17
|
||||||||||
|
Total Offering Amounts (Carry Forward Securities)
|
$351,208.44
|
—
|
||||||||||
|
Total Fees Previously Paid
|
—
|
|||||||||||
|
Total Fee Offsets
|
—
|
|||||||||||
|
Net Fee Due
|
$44.17
|
|||||||||||
|
(1)
|
The shares of common stock will be offered for resale by the selling stockholder pursuant to the prospectus contained herein. Pursuant to Rule 416 under the Securities Act of 1933, as amended (the “Securities Act”), this registration
statement also covers any additional number of shares of common stock issuable upon stock splits, stock dividends, or other distribution, recapitalization or similar events with respect to the shares of common stock being registered pursuant
to this registration statement.
|
|
(2)
|
|
|
(3)
|
This registration statement registers the resale of (i) an aggregate of 373,626 shares of common stock of the registrant issuable upon the exercise of an outstanding warrant to purchase shares of common stock held by the selling
securityholder (the “Carry Forward Resale Warrant Shares”) that are currently registered and remain unsold under the registration statement on Form S-3 (File No. 333-261090) previously filed by the registrant and declared effective by the
Securities and Exchange Commission on November 24, 2021 (the “Prior Registration Statement”), and (ii) 426,374 shares of common stock of the registrant issuable upon the exercise of an outstanding warrant to purchase shares of common stock
held by the selling securityholder that are newly registered hereunder.
|
|
(4)
|
Pursuant to Rule 415(a)(6) of the Securities Act, the securities registered pursuant to this registration statement include, as of the date of filing of this registration statement, the Carry Forward Warrant Shares for which a filing fee
of $63.06 was previously paid (based on fee rates previously in effect), registered for sale by the selling securityholder previously registered on the Prior Registration Statement. Such previously paid registration fees will continue to be
applied to such unsold securities set forth in the preceding sentence. Pursuant to Rule 415(a)(6), the offering of the unsold securities registered under the Prior Registration Statement will be deemed terminated as of the date of
effectiveness of this registration statement. If any of such unsold securities are sold pursuant to the Prior Registration Statement after the date of this filing, and prior to the date of effectiveness of this registration statement, the
registrant will file a pre-effective amendment to this registration statement which will reduce the number of such unsold securities included on this registration statement and reduce the number of Carry Forward Warrant Shares to be
registered hereby for sale by the selling securityholder by an amount equivalent to the amount of shares sold.
|
| This ‘S-3’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 8/9/23 | 10-Q, 8-K | ||
| 8/4/23 | ||||
| 11/24/21 | EFFECT | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 8/16/23 SEC UPLOAD¶ 9/19/23 2:39K STRATA Skin Sciences, Inc. |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 8/09/23 STRATA Skin Sciences, Inc. 10-Q 6/30/23 71:7.8M Broadridge Fin’l So… Inc 7/06/23 STRATA Skin Sciences, Inc. 8-K:1,2,9 6/30/23 15:1.5M Broadridge Fin’l So… Inc 6/30/23 STRATA Skin Sciences, Inc. 8-K:3,7,8,9 6/29/23 11:176K 5/15/23 STRATA Skin Sciences, Inc. 10-Q 3/31/23 69:6.1M Broadridge Fin’l So… Inc 5/01/23 STRATA Skin Sciences, Inc. 10-K/A 12/31/22 12:494K Broadridge Fin’l So… Inc 3/31/23 STRATA Skin Sciences, Inc. 10-K 12/31/22 89:9M Broadridge Fin’l So… Inc 3/21/22 STRATA Skin Sciences, Inc. 10-K 12/31/21 91:9M Broadridge Fin’l So… Inc 8/13/21 STRATA Skin Sciences, Inc. S-3 5:599K 1/08/16 STRATA Skin Sciences, Inc. 8-K:5,9 1/08/16 3:262K |