SEC Info - Aviva plc, et al. - ‘4’ for 10/10/12 re: Alco Stores Inc.

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

AVIVA PLC

(Last)

(First)

(Middle)

ST HELENS

1 UNDERSHAFT

(Street)

LONDON

EC3P 3DQ

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
ALCO STORES INC [ ALCS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director	X	10% Owner
Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
10/10/12

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock, par value $0.0001	10/10/12		D		460,158	D	$6.6	0	I	1 ⁽¹⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

1. Name and Address of Reporting Person^*

AVIVA PLC

(Last)

(First)

(Middle)

ST HELENS

1 UNDERSHAFT

(Street)

LONDON

EC3P 3DQ

(City)

(State)

(Zip)

1. Name and Address of Reporting Person^*

Aviva Group Holdings LTD

(Last)

(First)

(Middle)

ST. HELEN'S

1 UNDERSHAFT

(Street)

LONDON

EC3P 3DQ

(City)

(State)

(Zip)

1. Name and Address of Reporting Person^*

Aviva Investors Holdings LTD

(Last)

(First)

(Middle)

AVIVA INVESTORS GLOBAL SERVICES LIMITED

NO. 1 POULTRY

(Street)

LONDON

EC2R 8EJ

(City)

(State)

(Zip)

1. Name and Address of Reporting Person^*

AVIVA INVESTORS GLOBAL SERVICES LTD

(Last)

(First)

(Middle)

NO. 1 POULTRY

LONDON

(Street)

LONDON

EC2R 8EJ

(City)

(State)

(Zip)

Explanation of Responses:

(1) 233,284 shs were disposed of directly by Aviva Insurance (Europe) plc (AIE). 226,874 shs were disposed of directly by Aviva Life & Pensions Ireland Limited (ALPIL). Aviva Investors Global Services Limited (AIGSL) serves as investment manager to AIE and ALPIL. AIGSL is a wholly owned sub. of Aviva Investors Holdings Limited (AIHL), which is a wholly owned sub. of Aviva Group Holdings Limited (AGHL), which is a wholly owned sub. of Aviva plc (APLC). AIGSL, AIHL, AGHL and APLC prior to the reported disposal were deemed to be indirect beneficial owners of the reported securities. Additionally APLC, AGHL, AIHL and AIGSL are deemed to be reporting persons for the purposes of this Form 4, in each case as a 10% owner.The reporting persons disclaim beneficial ownership of these shares except to the extent of each person's pecuniary interest on the shares. The address of APLC and AGHL is St Helen's, 1 Undershaft, London, EC3P 3DQ. The address of AIGSL and AIHL is No.1 Poultry, London, EC2R 8EJ.

	Neil Whittaker	10/12/12
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

____________ Transaction Code:
D	Disposition to the Issuer of Issuer equity securities pursuant to Rule 16b-3(e).

Aviva plc, et al. – ‘4’ for 10/10/12 re: Alco Stores Inc.

On: Friday, 10/12/12, at 8:45am ET · For: 10/10/12 · As: 10% Owner · Accession #: 1140022-12-19 · File #: 0-20269

Previous ‘4’: ‘4’ on 4/8/11 for 4/5/11 · Latest ‘4’: This Filing

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Aviva plc, et al. – ‘4’ for 10/10/12 re: Alco Stores Inc.

On: Friday, 10/12/12, at 8:45am ET · For: 10/10/12 · As: 10% Owner · Accession #: 1140022-12-19 · File #: 0-20269

Previous ‘4’: ‘4’ on 4/8/11 for 4/5/11 · Latest ‘4’: This Filing

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents