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As Of Filer Filing For·On·As Docs:Size Issuer Agent 3/02/07 Stallion Group S-8 3/02/07 5:133K Filing Svcs Canada/FA |
Document/Exhibit Description Pages Size 1: S-8 The Stallion Group Form S-8 HTML 33K 2: EX-4.1 Stock Option Plan HTML 53K 3: EX-4.2 Form of Stock Option Agreement HTML 29K 4: EX-5.1 Opinion of Counsel HTML 11K 5: EX-23.2 Consent of Author HTML 6K
| CC Filed by Filing Services Canada Inc. 403-717-3898 |
As filed with the Securities and Exchange Commission on March 2, 2007
Registration No. 333-
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549
FORM S-8
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
THE STALLION GROUP
(Exact Name of Registrant as Specified in Its Charter)
Nevada | 98-0429182 |
(State or Other Jurisdiction of Incorporation or Organization) | (I.R.S. Employer Identification No.) |
604 – 700 West Pender Street,
Vancouver, B.C., Canada V6C 1G8
(Address of Principal Executive Offices)
2006 Stock Option Plan
(Full Title of the Plan)
Corporate Advisory Services, Inc.
251 Jeanell Drive, Suite 5
(775) 885-2677
(Name and Address, Telephone Number Including Area Code, of Agent for Service)
CALCULATION OF REGISTRATION FEE
Title of Securities To Be Registered | Amount To Be Registered | Proposed Maximum Offering Price Per Share | Proposed Maximum Aggregate Offering Price (2) | Amount of Registration Fee (2) |
Common Stock, par value $0.001 | 3,000,000(1) | $1.40 | $4,200,000 | $128.94 |
(1)
In addition, pursuant to Rule 416(c) under the Securities Act of 1933, as amended, this Registration Statement also covers (a) an indeterminate amount of interests to be offered or sold pursuant to the employee benefit plan described herein, and (b) any additional shares of common stock which become issuable under the employee benefit plan described herein by reason of any stock dividend, stock split, recapitalization or any other similar transaction effected without the receipt of consideration which results in an increase in the number of the registrant’s outstanding shares of common stock.
(2)
Computed in accordance with Rule 457(h)(1) under the Securities Act of 1933, as amended.
Part I
INFORMATION REQUIRED IN THE SECTION 10(a) PROSPECTUS
EXPLANATORY NOTE
In accordance with the Note to Part I of Form S-8, the information specified by Part I of S-8 has been omitted from this Registration Statement on Form S-8. Such information will be sent or given to participants in the employee benefit plan described herein as specified by Rule 428(b)(1) under the Securities Act of 1933, as amended (the “Securities Act”). Although such documents are not being filed with the Securities and Exchange Commission, they constitute (along with the documents incorporated by reference into this Registration Statement pursuant to Item 3 of Part II hereof) a prospectus that meets the requirements of Section 10(a) of the Securities Act.
Part II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 3. Incorporation of Documents by Reference.
The Stallion Group hereby states that (i) the documents listed in (a) through (b) below are incorporated by reference in this Registration Statement and (ii) all documents subsequently filed by us pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), prior to the filing of a post-effective amendment which indicates that all securities offered have been sold or which deregisters all securities then remaining unsold, shall be deemed to be incorporated by reference in this Registration Statement and to be a part hereof from the date of filing of such documents.
(a)
Our Annual Report filed with the Commission on Form 10-KSB on August 3, 2006 for the fiscal year ended May 31, 2006;
(b)
The description of our common stock contained in the SB-2 Registration Statement, No. 333-118360 filed with the Commission on Form SB-2 on August 19, 2004, as amended on September 29, 2004, January 11, 2005, February 3, 2005 and in a Form 8-K filed with the Commission on September 27, 2006 including without limitation, the Articles of Incorporation and By-laws filed as exhibits thereto respectively.
Item 4. Description of Securities.
Not Applicable
Item 5. Interests of Named Experts and Counsel.
Not Applicable
Item 6. Indemnification of Directors and Officers
As authorized by Section 78.751 of the Nevada Revised Statutes, we may indemnify our officers and directors against expenses incurred by such persons in connection with any threatened, pending or completed action, suit or proceedings, whether civil, criminal, administrative or investigative, involving
such persons in their capacities as officers and directors, so long as such persons acted in good faith and in a manner which they reasonably believed to be in our best interests. If the legal proceeding, however, is by or in our right, the director or officer may not be indemnified in respect of any claim, issue or matter as to which he is adjudged to be liable for negligence or misconduct in the performance of his duty to us unless a court determines otherwise.
Under Nevada law, corporations may also purchase and maintain insurance or make other financial arrangements on behalf of any person who is or was a director or officer (or is serving at our request as a director or officer of another corporation) for any liability asserted against such person and any expenses incurred by him in his capacity as a director or officer. These financial arrangements may include trust funds, self-insurance programs, guarantees and insurance policies.
Our Articles of Incorporation provide that we will indemnify our officers, directors, employees and agents to the full extent permitted by the laws of the State of Nevada.
Our By-laws provide that our officers and directors shall be indemnified and held harmless against all losses, claims, damages, liabilities, expenses (including attorney’s fees), judgments, fines, settlements, and other amounts actually and reasonably incurred in connection with any proceeding, arising by reason of the fact that such person is or was a director or officer, or he or she was serving at our request as a director, officer, partner, trustee, employee or agent.
Such indemnification shall continue as to an indemnitee who has ceased to be a director or officer of the company and shall enure to the benefit of the indemnitee’s heirs, executors and administrators.
The effect of these provisions is potentially to indemnify our directors and officers from all costs and expenses of liability incurred by them in connection with any action, suit or proceeding in which they are involved by reason of their affiliation with our company.
Insofar as indemnification for liabilities arising under the Securities Act may be permitted to our directors, officers and controlling persons pursuant to the foregoing provisions, or otherwise, we have been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the Act and is, therefore, unenforceable.
Item 7. Exemption from Registration Claimed
Not Applicable.
Item 8. Exhibits
3.1
3.2
Bylaws**
4.1
The Stallion Group 2006 Stock Option Plan
4.2
Form of Stock Option Agreement
5.1
Opinion of counsel as to the legality of the securities being registered
23.1
Consent of counsel(included in Exhibit 5.1)
23.2
Consent of Independent Auditor
24.1
Power of Attorney (Contained on the signature page of this Registration Statement)
*Previously filed with the Company’s Registration Statement on Form SB-2 on August 19, 2004, as amended on September 29, 2004, January 11, 2005, February 3, 2005 and on a Form 8-K filed with the Commission on September 27, 2006.
** Previously filed with the Company’s Registration Statement on Form SB-2 on August 19, 2004, as amended on September 29, 2004, January 11, 2005, February 3, 2005.
Item 9. Undertakings
We hereby undertake, except as otherwise specifically provided in the rules of the Commission promulgated under the Securities Act:
(1) To file, during any period in which offers or sales are being made, a post-effective amendment to this registration statement:
(i) To include any prospectus required by section 10(a)(3) of the Securities Act;
(ii) To reflect in the prospectus any facts or events arising after the effective date of the registration statement (or the most recent post-effective amendment thereof) which, individually or in the aggregate, represent a fundamental change in the information set forth in the registration statement. Notwithstanding the foregoing, any increase or decrease in volume of securities offered (if the total dollar value of securities offered would not exceed that which was registered) and any deviation from the low or high end of the estimated maximum offering range may be reflected in the form of prospectus filed with the Commission pursuant to Rule 424(b) if, in the aggregate, the changes in volume and price represent no more than 20% change in the maximum aggregate offering price set forth in the “Calculation of Registration Fee” table in the effective registration statement.
(iii) To include any material information with respect to the plan of distribution not previously disclosed in the registration statement or any material change to such information in the registration statement;
(2) That, for the purpose of determining any liability under the Securities Act, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof.
(3) To remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering.
(4) That, for purposes of determining any liability under the Securities Act, each filing of our annual report pursuant to section 13(a) or section 15(d) of the Exchange Act (and, where applicable, each filing of an employee benefit plan's annual report pursuant to section 15(d) of the Exchange Act) that is incorporated by reference in the registration statement shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the city of Vancouver, British Columbia on February 28, 2007.
By:
Christopher Paton-Gay, Chief Executive Officer
KNOW ALL PERSON BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Christopher Paton-Gay with the power of substitution, his attorney-in-fact, to sign any amendments to this Registration Statement and to file the same, with exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, hereby ratifying and confirming all that his substitute, may do or choose to be done by virtue thereof.
Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed below by the following persons in the capacities indicated.
SIGNATURE | TITLE | DATE |
Chairman, Chief Executive Officer, Director | ||
/s/ Kulwant Sandher | Chief Financial Officer, Secretary, Director | |
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| This ‘S-8’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on / Effective on: | 3/2/07 | |||
| 2/28/07 | 10QSB, 10QSB/A | |||
| 9/27/06 | 8-K | |||
| 8/3/06 | 10KSB | |||
| 5/31/06 | 10KSB | |||
| 2/3/05 | SB-2/A | |||
| 1/11/05 | SB-2/A | |||
| 9/29/04 | SB-2/A | |||
| 8/19/04 | SB-2 | |||
| List all Filings | ||||