On: Thursday, 3/20/03, at 11:00am ET · For: 3/19/03 · Accession #: 1116679-3-442 · File #: 1-13638
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Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents
Document/Exhibit Description Pages Size
1: 4 Sid Ganis HTML 28K
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| FORM 4 | U.S. SECURITIES AND EXCHANGE COMMISSION | OMB APPROVAL |
----------------------------- Washington, D.C. 20549 |----------------------------
[_] Check this box | OMB Number: 3235-0287 |
if no longer subject STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES | Expires: January 31, 2005 |
to Section 16. Form 4 | Estimated average burden |
or Form 5 obligations Filed pursuant to Section 16(a) of the Securities Exchange | hours per response....0.5 |
may continue. See Act of 1934, Section 17(a) of the Public Utility Holding -----------------------------
Instruction 1(b). Company Act of 1935 or Section 30(h) of the
Investment Company Act of 1940
(Print or Type Responses)
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| 1. Name and Address of | 2. Issuer Name and Ticker or Trading Symbol| 6. Relationship of Reporting Person(s) |
| Reporting Person* | | to Issuer (Check all applicable) |
| | MARVEL ENTERPRISES, INC. (MVL) | |
| GANIS SID | | |X| Director |_| 10% Owner |
| ---------------------------------------------- |_| Officer (give title |_| Other (specify|
--------------------------------------| 3. IRS | 4. Statement for | below) below) |
| (Last) (First) (Middle) | Identification | Month/Day/Year| |
| | Number of | | |
| C/O MARVEL ENTERPRISES, INC. | Reporting | 03/19/2003 | |
| 10 EAST 40TH STREET | Person, if an --------------------------------------------------------------------
| | entity | 5. If Amendment, | 7. Individual or Joint/Group Filing |
--------------------------------------- (voluntary) | Date of Orig- | (Check Applicable Line) |
| (Street) | | inal (Month/ | |
| | | Day/Year) | |X| Form filed by One Reporting Person |
| NEW YORK NY 10016 | | | |_| Form filed by More than One Reporting |
| | | | Person |
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| (City) (State) (Zip) | Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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| 1. | 2. | 2A. | 3. | 4. | 5. | 6. | 7. |
| Title of Security | Trans- | Deemed | Trans- | Securities Acquired (A) | Amount of | Owner- | Nature of|
| (Instr. 3) | action | Execu- | action | or Disposed of (D) | Securities | ship | Indirect |
| | Date | tion | Code | (Instr. 3, 4 and 5) | Beneficially | Form: | Bene- |
| | | Date, | Instr. 8) | | Owned Follow- | Direct | ficial |
| | (Month/ | if any --------------------------------------------------- ing Reported | (D) or | Owner- |
| | Day/ | (Month/ | | | |(A)| | Transaction(s)| Indirect | ship |
| | Year) | Day/ | | | |or | | (Instr. 3 | (I) | (Instr. |
| | | Year) | Code | V | Amount |(D)| Price | and 4) | (Instr.4) | 4) |
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| | | | | | | | | | | |
| COMMON STOCK | 03/19/02| | S | | 10,000 | D | $13.07 | 0 | D | |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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Page 1 of 3 Pages
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| FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned |
| (e.g., puts, calls, warrants, options, convertible securities) |
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|1. |2. |3. |3A. |4. |5. |6. |
|Title of Derivative Security |Conversion |Trans- |Deemed |Trans- |Number of Derivative Securities |Date Exer- |
|(Instr. 3) |or Exercise|action |Execu- |action |Acquired (A) or Disposed of (D) |cisable and |
| |Price of |Date |tion |Code |(Instr. 3, 4 and 5) |Expiration |
| |Derivative |(Month/ |Date, |(Instr.| |Date |
| |Security |Day/ |if any | 8) | |(Month/Day/ |
| | |Year) |(Month/ | | |Year) |
| | | |Day/ | | |------------------
| | | |Year) | | |Date |Expi- |
| | | | |-----------------------------------------------|Exer- |ra- |
| | | | | | | | |cis- |tion |
| | | | | Code|V| (A) | (D) |able |Date |
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Page 2 of 3 Pages
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| FORM 4 (continued) Table II (continued) -- Derivative Securities Acquired, Disposed of, or Beneficially Owned |
| (e.g., puts, calls, warrants, options, convertible securities)
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|1. |7. |8. |9. |10. |11. |
|Title of Derivative Security |Title and Amount of Underlying |Price of |Number of Derivative |Ownership|Nature of |
|(Instr. 3) |Securities (Instr. 3 and 4) |Derivative |Securities Bene- |Form of |Indirect |
| | |Security |ficially Owned |Deriv- |Beneficial |
| | |(Instr. 5) |Following Reported |ative |Ownership |
| | | |Transaction(s) |Security:|(Instr. 4) |
| | | |(Instr. 4) |Direct | |
| | | | |(D) or | |
| |----------------------------------------| | |Indirect | |
| | | Amount or | | |(I) | |
| | | Number of | | |(Instr. | |
| | Title | Shares | | |4) | |
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Explanation of Responses:
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| /S/ JOHN TURITZIN 03/19/2003
** Intentional misstatements or omissions of facts ----------------------------------- -----------------------
constitute Federal Criminal Violations. See 18 U.S.C. **Signature of Reporting Person Date
1001 and 15 U.S.C. 78ff(a). JOHN TURITZIN, attorney-in-fact
for SID GANIS Page 3 of 3 Pages
Dates Referenced Herein and Documents Incorporated by Reference
| Referenced-On Page |
|---|
| This ‘4’ Filing | | Date | | First | | Last | | | Other Filings |
|---|
| |  |
| | 1/31/05 | | 1 |
| Filed on: | | 3/20/03 | | | | | | | 10-K |
| For Period end: | | 3/19/03 | | | | | | | 4 |
| List all Filings |
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Filing Submission 0001116679-03-000442 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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