SEC Info℠ | Home | Search | My Interests | Help | Sign In | Please Sign In | ||||||||||||||||||||
As Of Filer Filing For·On·As Docs:Size 2/11/19 Farmer Brothers Co 10-Q 12/31/18 108:12M |
Document/Exhibit Description Pages Size 1: 10-Q Quarterly Report HTML 821K 2: EX-3.3 Articles of Incorporation/Organization or Bylaws HTML 131K 3: EX-10.15 Material Contract HTML 58K 4: EX-10.35 Material Contract HTML 122K 5: EX-10.43 Material Contract HTML 96K 6: EX-10.45 Material Contract HTML 62K 7: EX-10.46 Material Contract HTML 34K 8: EX-10.52 Material Contract HTML 34K 9: EX-10.53 Material Contract HTML 60K 10: EX-31.1 Certification -- §302 - SOA'02 HTML 34K 11: EX-31.2 Certification -- §302 - SOA'02 HTML 33K 12: EX-32.1 Certification -- §906 - SOA'02 HTML 30K 13: EX-32.2 Certification -- §906 - SOA'02 HTML 30K 20: R1 Document and Entity Information HTML 49K 21: R2 Consolidated Balance Sheets HTML 131K 22: R3 Consolidated Balance Sheets (Parenthetical) HTML 46K 23: R4 Consolidated Statements of Operations HTML 94K 24: R5 Consolidated Statements of Comprehensive Income HTML 50K (Loss) 25: R6 Consolidated Statements of Cash Flows HTML 145K 26: R7 Changes in Accounting Principles and Corrections HTML 251K to Previously Issued Financial Statements 27: R8 Introduction and Basis of Presentation HTML 36K 28: R9 Summary of Significant Accounting Policies HTML 70K 29: R10 Restructuring Plans HTML 43K 30: R11 Acquisition HTML 90K 31: R12 Derivative Instruments HTML 131K 32: R13 Fair Value Measurements HTML 73K 33: R14 Accounts and Notes Receivable, net HTML 43K 34: R15 Inventories HTML 51K 35: R16 Property, Plant and Equipment HTML 47K 36: R17 Goodwill and Intangible Assets HTML 72K 37: R18 Employee Benefit Plans HTML 125K 38: R19 Revolving Credit Facility HTML 40K 39: R20 Employee Stock Ownership Plan HTML 52K 40: R21 Share-Based Compensation HTML 161K 41: R22 Other Current Liabilities HTML 47K 42: R23 Other Long-Term Liabilities HTML 41K 43: R24 Income Taxes HTML 38K 44: R25 Net (Loss) Income Per Common Share HTML 77K 45: R26 Preferred Stock Preferred Stock HTML 44K 46: R27 Revenue Recognition Revenue Recognition HTML 105K 47: R28 Commitments and Contingencies HTML 59K 48: R29 Subsequent Event Subsequent Event HTML 35K 49: R30 Summary of Significant Accounting Policies HTML 89K (Policies) 50: R31 Changes in Accounting Principles and Corrections HTML 246K to Previously Issued Financial Statements (Tables) 51: R32 Acquisition (Tables) HTML 82K 52: R33 Derivative Instruments (Tables) HTML 155K 53: R34 Fair Value Measurements (Tables) HTML 72K 54: R35 Accounts Receivable, net (Tables) HTML 39K 55: R36 Inventories (Tables) HTML 51K 56: R37 Property, Plant and Equipment (Tables) HTML 47K 57: R38 Goodwill and Intangible Assets (Tables) HTML 67K 58: R39 Employee Benefit Plans (Tables) HTML 98K 59: R40 Employee Stock Ownership Plan (Tables) HTML 49K 60: R41 Share-Based Compensation (Tables) HTML 143K 61: R42 Other Current Liabilities (Tables) HTML 46K 62: R43 Other Long-Term Liabilities (Tables) HTML 41K 63: R44 Net (Loss) Income Per Common Share (Tables) HTML 73K 64: R45 Preferred Stock (Tables) HTML 44K 65: R46 Revenue Recognition (Tables) HTML 98K 66: R47 Changes in Accounting Principles and Corrections HTML 149K to Previously Issued Financial Statements - Schedules of Accounting Adjustments (Details) 67: R48 Summary of Significant Accounting Policies - HTML 53K Narrative (Details) 68: R49 Changes in Accounting Principles and Corrections HTML 34K to Previously Issued Financial Statements - Narrative (Details) 69: R50 Restructuring Plans (Details) HTML 86K 70: R51 Acquisition (Details) HTML 123K 71: R52 Derivative Instruments - Schedule of Notional HTML 37K Volumes of Derivative Instruments (Details) 72: R53 Derivative Instruments - Fair Value of Derivative HTML 48K Instruments on the Consolidated Balance Sheets (Details) 73: R54 Derivative Instruments - Pretax Effect of HTML 35K Derivative Instruments on Earnings and OCI (Details) 74: R55 Derivative Instruments - Narrative (Details) HTML 42K 75: R56 Derivative Instruments - Net Realized and HTML 41K Unrealized Gains and Losses Recorded in "Other, net" (Details) 76: R57 Derivative Instruments - Schedule of Offsetting HTML 58K Derivative Asset and Liability Positions (Details) 77: R58 Fair Value Measurements - Assets and Liabilities HTML 50K Measured and Recorded at Fair Value on a Recurring Basis (Details) 78: R59 Accounts Receivable, net - Schedule of Accounts HTML 38K Receivable (Details) 79: R60 Accounts Receivable, net - Narrative (Details) HTML 34K 80: R61 Inventories - Schedule of Inventory (Details) HTML 44K 81: R62 Property, Plant and Equipment (Details) HTML 58K 82: R63 Goodwill and Intangible Assets - Narrative HTML 35K (Details) 83: R64 Goodwill and Intangible Assets - Schedule of HTML 49K Intangible Assets (Details) 84: R65 Employee Benefit Plans - Components of Net HTML 60K Periodic Benefit Cost and Amounts Recognized in Other Comprehensive Income (Details) 85: R66 Employee Benefit Plans - Narrative (Details) HTML 110K 86: R67 Employee Benefit Plans - Multi-Employer Plan HTML 84K (Details) 87: R68 Revolving Credit Facility (Details) HTML 106K 88: R69 Employee Stock Ownership Plan - Narrative HTML 37K (Details) 89: R70 Employee Stock Ownership Plan - ESOP Plan HTML 30K Contributions (Details) 90: R71 Employee Stock Ownership Plan - Number and Value HTML 40K of ESOP Shares (Details) 91: R72 Share-Based Compensation - Narrative (Details) HTML 109K 92: R73 Share-Based Compensation - Stock Option Activity HTML 162K (Details) 93: R74 Share-Based Compensation - Weighted-average HTML 32K assumptions using Black-Scholes model (Details) 94: R75 Share-Based Compensation - Restricted Stock HTML 99K Activity (Details) 95: R76 Share-Based Compensation - Performance-Based RSUs HTML 93K (Details) 96: R77 Share-Based Compensation - Valuation Assumptions HTML 43K (Details) 97: R78 Other Current Liabilities (Details) HTML 55K 98: R79 Other Long-Term Liabilities (Details) HTML 47K 99: R80 Income Taxes - Narrative (Details) HTML 47K 100: R81 Net (Loss) Income Per Common Share (Details) HTML 67K 101: R82 Preferred Stock - Narrative (Details) HTML 43K 102: R83 Preferred Stock - Schedule of Preferred Stock HTML 45K (Details) 103: R84 Revenue Recognition (Details) HTML 61K 104: R85 Commitments and Contingencies - Narrative HTML 76K (Details) 105: R86 Subsequent Event (Details) HTML 39K 107: XML IDEA XML File -- Filing Summary XML 186K 106: EXCEL IDEA Workbook of Financial Reports XLSX 126K 14: EX-101.INS XBRL Instance -- farm-20181231 XML 3.63M 16: EX-101.CAL XBRL Calculations -- farm-20181231_cal XML 266K 17: EX-101.DEF XBRL Definitions -- farm-20181231_def XML 1.14M 18: EX-101.LAB XBRL Labels -- farm-20181231_lab XML 2.06M 19: EX-101.PRE XBRL Presentations -- farm-20181231_pre XML 1.40M 15: EX-101.SCH XBRL Schema -- farm-20181231 XSD 208K 108: ZIP XBRL Zipped Folder -- 0000034563-19-000009-xbrl Zip 343K
Exhibit |
1. | A new Article XIII is added to the Plan to read as follows: |
(a) | If the value of a Remaining Participant’s Accrued Benefit does not exceed $5,000 as of the Termination Date, a lump sum payment equal to the value of such Remaining Participant’s Accrued Benefit shall be paid to the Remaining Participant as of December 1, 2018, subject to such Remaining Participant’s completion of all necessary paperwork in connection with such payment; provided that, if any such
Remaining Participant (1) does not complete the necessary paperwork in connection with the payment of such |
(b) | If the value of a Remaining Participant’s Accrued Benefit exceeds $5,000,
such Remaining Participant may elect to commence payment of such Remaining Participant’s entire Accrued Benefit under the Plan in the form of (1) a lump sum, (2) any of the optional forms of retirement benefit set forth in Section 6.03 of the Plan, or (3) if such Remaining Participant has a spouse, a Qualified Joint and Survivor Annuity; provided that, if any such Remaining Participant elects a lump sum but does not cash the lump sum check within 90 days of the date the check is issued, then such Remaining Participant’s Accrued Benefit shall be sent to the Pension Benefit Guaranty Corporation’s Missing Participants Program. The Plan Administrator will establish procedures governing the election of benefits under Section 13.03(a) and this Section 13.03(b), including procedures for revoking any such elections. Such procedures will comply with applicable Treasury Regulations. |
(c) | Any
lump sum payable pursuant to Sections 13.03(a) or (b) shall be equal to the Present Value of a Remaining Participant’s Accrued Benefit calculated using the Applicable Interest Rate and the Applicable Mortality Table; provided that in no event will a Remaining Participant’s lump sum be less than the balance of such Remaining Participant’s Required Contribution Account and: |
(i) | For any Remaining Participant who is eligible to receive an early retirement benefit, such Remaining Participant’s lump sum will be equal to the greater of (1) the amount described above in Section 13.03(c) and (2) the Present Value of a single life annuity with a 5-year certain period; and |
(ii) | For
any Remaining Participant who is over age 65, such Remaining Participant’s lump sum will be equal to such Remaining Participant’s late retirement benefit, as determined in accordance with Section 4.06 of the Plan. |
(d) | Any optional form of retirement benefit paid pursuant to Section 13.03(b)(2) and any Qualified Joint and Survivor Annuity paid pursuant to Section 13.03(b)(3) will be determined using the same rules that are generally applicable to such forms of payment under the Plan; provided that: |
(i) | For
any Remaining Participant who is at least age 55 but who has not reached age 65 as of the Termination Date, the value of a single life annuity with a 5-year certain period will be equal to such Remaining Participant’s Accrued Benefit on the Termination Date, reduced by 1/3 of 1% for each full calendar month by which the Termination Date precedes such Remaining Participant’s Normal Retirement Date; and |
(ii) | For any Remaining Participant who has not reached age 55 as of the Termination Date, the value of a single life annuity with a 5-year certain period will be equal to such Remaining Participant’s Accrued Benefit on the Termination Date, reduced (1) by 40%, plus (2) further reduced for the period of time between the Termination Date and such Remaining
Participant’s 55th birthday, using the Applicable Interest Rate and Applicable Mortality Table.” |
2. | Section 5.01(b) of the Plan is deleted in its entirety, and all references thereto in the Plan are removed. Section 5.01(c) of the Plan, and all references thereto in the Plan, are redesignated, accordingly. |
3. | Section 6.04(b) of the Plan is deleted in its entirety. |
4. | The
second paragraph of Section 6.04(c)(2) of the Plan is deleted in its entirety. |
5. | The first sentence of Section 6.04(c)(3) of the Plan is revised to read as follows: |
6. | Section
6.05(c) of the Plan is deleted in its entirety. |
7. | A new Section 6.06(f) is added to the Plan to read as follows: |
8. | The following sentence is added at the end of Section 10.02: |
9. | The following sentence is added at the end of Section 10.11: |
10. | Exhibit
A, which follows this signature page, is hereby attached to the Plan. |
FARMER BROS. CO. | |
By: | /s/ David G. Robson |
Title: | Treasurer and Chief Financial Officer |
Dated
as of December 1, 2018 |
ACEVEDO, GUADALUPE | COX, JASON | HANSSEN, RICK | MARBACH, RUSSELL | ROE, ACE |
ADAMS, JEFFERY | CRAVENS,
KJELL | HARVEY, DAVID | MARKS, PAUL | ROGERS, JEFFREY |
AGUIRRE, ADRIAN | CRAWFORD, JOHN | HEATH, BRENT | MAZZI, REIKO | ROSALES, JOSE |
AGUM, CHRISTOPHER | CROW, CHRISTOPHER | HELSING, TERRY | MCKINNIS, BRANDY | ROSS,
DANA |
ALBERTSON, ROBBIE | CRUMP, TIMOTHY | HERNANDEZ, HECTOR | MCKINNON, ROBERT | RUIZ, JOSE |
ALLANSON, RICHARD | CUBBERLEY, CARRIE | HEYDENREICH, ALAN | MEIDINGER, JASON | SACKETT, JOHN |
ARNETT, MICHAEL | DARDIS, MITCHELL | HIXON
MALCZYK, NIKITA | MENA, JUAN | SANCHEZ, ANDRES |
ATWOOD, STEPHEN | DAVIS, ROBERT | HO, HOA | MENDOZA, CHRISTINE | SAPP, MICHAEL |
BARKHURST, JOHN | DE LA PENA, STEVEN | HOOS, DAVID | MERTES, COREY | SAWANT, YATIN |
BARNES,
CELESA | DEGRANDE, BRANDY | HOOVER, CORY | MIKESKA, PAUL | SCHEWE, KATHLEEN |
BARRANCO, KEVIN | DEUTSCH, MICHAEL | HORNE, BRADLEY | MILNES, JOHN | SCOTT, DONALD |
BARRANCO, BRIAN | DOUGHERTY, LORI | HOWARD, BRIAN | MIX,
JUSTICE | SEKULOSKI, LOUIE |
BATEMAN, PARKER | DOWNS, DAVID | HOWARD, ERNEST | MONTOYA, JOSHUA | SHAW, LOUIS |
BELL, JEFFREY | EDWARDS, GARY | HUBER, CRAIG | MORENO, VICTOR | SHAW, JUDD |
BERGERON, DAVID | ERHARD,
DWIGHT | IVANCIK, PAUL | MORGANELLI, NICHOLAS | SIANO, JERRY |
BICKFORD, SEAN | ESSINGER, RAYMOND | JEFFERS, MICHAEL | MORKRID, BERNARD | SIMONTON, MICHAEL |
BJONSKAAS, NICOLAS | ESSLEY III, THOMAS | JOHNSON, KAREN | MORRISON, ALVIN | SNYDER,
RICKY |
BLAIR, TYLER | FITZSIMMONS, DENNIS | JOLLY, JASON | MORTON, DAVID | SOURLOS, NICHOLAS |
BOEHME, BENJAMIN J | FLORES III, EVARISTO | JONES, JEFFREY | MUNRO, JEANINE | SPRAGUE, ALAN |
BOGS, DAVID | FORD, JAY | JOSTMEYER,
DESTRY | NEILSON, CHARLES | STEELE, CRAIG |
BOYCE, JOSEPH | FOWLER, GEORGE | KAELIN, MARK | NIRCHI, PATRICK | STEPHENS, GARY |
BOYCE, GAIL | FRANCIA, MANUEL | KELLY, DENNIS | OLMSCHEID, NEIL | STEPHENS, KARMELLIA |
BRADLEY,
JOSEPH | FRASER, JAMES | KINDELL, MORRIS | OPOKA, SCOTT | STEVENS, CHRISTOPHER |
BREDESON, MICHAEL | FRIEND, DUANE | KING, RONALD | ORMSBEE, KEVIN | STOBER, DEREK |
BRITTAIN, TONY | FRISBY, JAMES | KITE, ELVIN | ORTH,
MICHAEL | SUAREZ JR, ANTONIO L |
BRUNE, ROSS | FULLER, DARNELL | KLASSEN, DAVID | ORTIZ, JUAN | SWAYNE, CHARLES |
BUCHANAN, BRANDON | GALICIA, MIRIAM | KNUTH, WAYNE | OSCARSON, EDWARD | THOMPSON, JOHN |
BURRIS, BRUCE | GARCIA,
THERESA T | KOUBA, DANIEL M | OTERO, JOHNNY | TOLIVER, ANTHONY |
BURTON, DOUGLAS | GILLARD, TODD | KOVATCH, SCOTT | OUBRE, SHAWONNA | TORRES, KENNETH |
BUTTERFIELD, RYAN | GILMORE, JAMES | KRUEGER, THOMAS | PALVIS, KENNETH | TUFF,
JASON |
CALLAWAY, LARRY | GLASCO, GENE | KRUSE, ROBERT | PEREA, ARNOLD | VARNUM, MARTIN |
CALVO, MICHAEL | GOLDEN, CHRISTOPHER | KUHN, DAVID | PETTY, DAVID | VEGA, JOSE |
CARLSON, RODNEY | GOMEZ, JORGE | LABRADOR,
IVAN | PIKE, WILLIAM | VENCILL, TIMOTHY |
CARNRIGHT, DONALD | GORDON, JEFFREY | LANGDON, KEVIN | PLANTE, GREGORY | VERDON, STEVE |
CHRISTIANSON, TRAVIS | GORRELL, SCOTT | LARA, GILBERTO | PORTER, KENNETH | WARD, THOMAS |
CLAPP,
COREY | GORSEK, WILLIAM | LAREAU, JOHN | PRAZAK, JASON | WHITEHEAD, SUSAN |
CLAYTON, ROBERT | GOSLIN, RICHARD | LAWSON, RYAN | QUINN, COLLEEN | WICKS, JOHN |
COLANGELO, STEVEN | GRAHAM, MICHELLE | LEE, KAO | RAJAN,
SOWMYA | WILLIAMS, BEAU |
CONTRERAS BARBOSA, SARA | GREEN, DARRELL | LESLIE, ADAM | RAMBO, ERIC | WIMMER, JAMIE |
COOK, JAMES | GRIFFITH, DUSTY | LUNSFORD, STEVEN | RAMIREZ JR, JOSE | WORSHAM, BRIAN |
CORONADO, JESUS | GRIGGS
II, ALBERT | LUTHER, MICHAEL | RIDER, WILLIAM | YOUNG, KENNETH |
CORREIA, DEOCLECIO | HALL, CHAD | MACIAS, MARIA | ROBINSON, DAMON | ZABILSKI, SARAH |
CORTESE, ROBERT | HANSEN, ERIC | MAECHTLEN, JACOB | RODRIGUEZ, NORBERTO | ZIEGLER,
STANLEY |
COVERT, DAVID R | HANSON, CHAD | MANN, RANDAL | RODRIGUEZ, EFRAIN |
This ‘10-Q’ Filing | Date | Other Filings | ||
---|---|---|---|---|
5/30/19 | 4 | |||
Filed on: | 2/11/19 | 8-K | ||
For Period end: | 12/31/18 | |||
12/1/18 | ||||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 10/27/23 Farmer Brothers Co. 10-K/A 6/30/23 14:1.4M Toppan Merrill/FA 9/12/23 Farmer Brothers Co. 10-K 6/30/23 129:14M 11/04/22 Farmer Brothers Co. 10-Q 9/30/22 96:8.8M 10/27/22 Farmer Brothers Co. 10-K/A 6/30/22 14:1.4M Broadridge Fin’l So… Inc 9/02/22 Farmer Brothers Co. 10-K 6/30/22 126:15M 5/06/22 Farmer Brothers Co. 10-Q 3/31/22 99:10M 2/04/22 Farmer Brothers Co. 10-Q 12/31/21 101:10M 12/28/21 Farmer Brothers Co. S-8 12/28/21 7:8.4M 11/10/21 Farmer Brothers Co. S-3 3:252K Donnelley … Solutions/FA 9/10/21 Farmer Brothers Co. 10-K 6/30/21 124:15M 12/09/20 Farmer Brothers Co. S-8 12/09/20 3:203K 12/09/20 Farmer Brothers Co. S-8 12/09/20 3:187K 9/11/20 Farmer Brothers Co. 10-K 6/30/20 140:24M |