Annual Report — Form 10-K — Sect. 13 / 15(d) – SEA’34 Filing Table of Contents
Document/ExhibitDescriptionPagesSize
1: 10-K Annual Report HTML 1.91M
2: EX-14.1 Code of Ethics HTML 101K
3: EX-21.1 Subsidiaries List HTML 31K
4: EX-23.1 Consent of Experts or Counsel HTML 33K
9: EX-99.1 Miscellaneous Exhibit HTML 77K
5: EX-31.1 Certification -- §302 - SOA'02 HTML 38K
6: EX-31.2 Certification -- §302 - SOA'02 HTML 38K
7: EX-32.1 Certification -- §906 - SOA'02 HTML 34K
8: EX-32.2 Certification -- §906 - SOA'02 HTML 34K
117: R1 Document and Entity Information HTML 63K
75: R2 Consolidated Balance Sheets HTML 205K
71: R3 Consolidated Balance Sheets (Parenthetical) HTML 58K
24: R4 Consolidated Statements of Operations HTML 106K
73: R5 Consolidated Statements of Comprehensive Income HTML 67K
52: R6 Consolidated Statements of Cash Flows HTML 174K
99: R7 Consolidated Statements of Stockholders Equity HTML 115K
53: R8 Consolidated Statements of Stockholders Equity HTML 38K
(Parenthetical)
56: R9 Summary of Significant Accounting Policies HTML 100K
25: R10 Restatement (Notes) HTML 709K
54: R11 Derivative Financial Instruments (Notes) HTML 126K
98: R12 Investments HTML 63K
89: R13 Fair Value Measurements (Notes) HTML 88K
72: R14 Restricted Cash (Notes) HTML 39K
113: R15 Accounts and Notes Receivable, net HTML 58K
95: R16 Inventories HTML 75K
21: R17 Property, Plant and Equipment HTML 58K
29: R18 Goodwill and Intangible Assets HTML 100K
112: R19 Employee Benefit Plans HTML 647K
116: R20 Bank Loan HTML 52K
119: R21 Employee Stock Ownership Plan HTML 61K
115: R22 Share-Based Compensation HTML 189K
80: R23 Other Current Liabilities HTML 47K
26: R24 Income Taxes HTML 165K
51: R25 Earnings (Loss) Per Share HTML 63K
36: R26 Commitments and Contingencies HTML 98K
35: R27 Quarterly Financial Data (Unaudited) HTML 1.63M
58: R28 Summary of Significant Accounting Policies HTML 141K
(Policies)
79: R29 Income Taxes Classification of Interest and HTML 41K
Penalties (Policies)
92: R30 Summary of Significant Accounting Policies HTML 39K
(Tables)
42: R31 Restatement (Tables) HTML 698K
59: R32 Derivative Financial Instruments (Tables) HTML 112K
104: R33 Investments (Tables) HTML 58K
39: R34 Fair Value Measurements (Tables) HTML 75K
87: R35 Accounts and Notes Receivable, net (Tables) HTML 56K
88: R36 Inventories (Tables) HTML 73K
63: R37 Property, Plant and Equipment (Tables) HTML 39K
34: R38 Goodwill and Intangible Assets (Tables) HTML 99K
86: R39 Employee Benefit Plans (Tables) HTML 629K
40: R40 Employee Stock Ownership Plan (Tables) HTML 60K
57: R41 Share-Based Compensation (Tables) HTML 174K
93: R42 Other Current Liabilities (Tables) HTML 46K
46: R43 Income Taxes (Tables) HTML 154K
82: R44 Earnings (Loss) Per Share (Tables) HTML 60K
70: R45 Commitments and Contingencies (Tables) HTML 87K
38: R46 Quarterly Financial Data (Unaudited) (Tables) HTML 1.35M
102: R47 Summary of Significant Accounting Policies HTML 122K
(Details)
31: R48 Restatement - Narrative (Details) HTML 66K
41: R49 Restatement - Summary of the Impact of Restatement HTML 91K
and Other Immaterial Adjustments (Details)
69: R50 Restatement Balance Sheet (Details) HTML 317K
76: R51 Restatement Statement of Operations (Details) HTML 187K
101: R52 Restatement Statements of Comprehensive Income HTML 78K
(Details)
22: R53 Restatement Statement of Cash Flows (Details) HTML 287K
84: R54 Derivative Financial Instruments - Narrative HTML 62K
(Details)
66: R55 Derivative Financial Instruments - Fair Value of HTML 46K
Derivative Instruments on the Consolidated Balance
Sheets (Details)
28: R56 Derivative Financial Instruments - Pretax Effect HTML 45K
of Derivative Instruments on Earnings and OCI
(Details)
33: R57 Derivative Financial Instruments - Net Realized HTML 64K
and Unrealized Gains and Losses Recorded in
"Other, net" (Details)
74: R58 Investments - Narrative (Details) HTML 38K
110: R59 Investments - Gross Unrealized Losses (Details) HTML 46K
121: R60 Fair Value Measurements - Assets and Liabilities HTML 78K
Measured and Recorded at Fair Value on a Recurring
Basis (Details)
120: R61 Restricted Cash (Details) HTML 45K
90: R62 Accounts and Notes Receivable, net - Narrative HTML 41K
(Details)
45: R63 Accounts and Notes Receivable, net - Schedule of HTML 46K
Accounts Receivable (Details)
43: R64 Accounts and Notes Receivable, net - Allowance For HTML 45K
Doubtful Accounts (Details)
85: R65 Inventories - Narrative (Details) HTML 51K
109: R66 Inventories - Schedule of Inventory (Details) HTML 53K
27: R67 Inventories - Current Costs in Excess of LIFO HTML 37K
(Details)
114: R68 Property, Plant and Equipment (Details) HTML 66K
47: R69 Goodwill and Intangible Assets (Details) HTML 81K
64: R70 Employee Benefit Plans (Details) HTML 157K
60: R71 Employee Benefit Plans - Change in Projected HTML 156K
Benefit Obligation, Plan Assets and Net Funded
Status (Details)
44: R72 Employee Benefit Plans - Components of Net HTML 132K
Periodic Benefit Cost and Amounts Recognized in
Other Comprehensive Income (Details)
55: R73 Employee Benefit Plans - Description of Investment HTML 69K
Policy (Details)
97: R74 Employee Benefit Plans - Fair Value of Plan Assets HTML 52K
(Details)
78: R75 Employee Benefit Plans - Reconciliation of Asset HTML 64K
Balances (Details)
17: R76 Employee Benefit Plans - Target Plan Asset HTML 39K
Allocation (Details)
83: R77 Employee Benefit Plans - Estimated Future Benefit HTML 58K
Payments (Details)
18: R78 Employee Benefit Plans - Multi-Employer Plan HTML 59K
(Details)
77: R79 Employee Benefit Plans - Amortization Schedule HTML 69K
(Details)
32: R80 Employee Benefit Plans - Sensitivity in Results HTML 44K
(Details)
107: R81 Bank Loan (Details) HTML 86K
103: R82 Employee Stock Ownership Plan - Narrative HTML 47K
(Details)
111: R83 Employee Stock Ownership Plan - ESOP Plan HTML 39K
Contributions (Details)
118: R84 Employee Stock Ownership Plan - Number and Value HTML 48K
of ESOP Shares (Details)
122: R85 Share-Based Compensation - Narrative (Details) HTML 71K
16: R86 Share-Based Compensation - Weighted-average HTML 50K
assumptions using Black-Scholes model (Details)
30: R87 Share-Based Compensation - Stock Option Activity HTML 144K
(Details)
108: R88 Share-Based Compensation - Restricted Stock HTML 93K
Activity (Details)
91: R89 Other Current Liabilities (Details) HTML 56K
100: R90 Income Taxes - Narrative (Details) HTML 91K
96: R91 Income Taxes - Current and Deferred Components of HTML 82K
Provision For Income Taxes (Details)
19: R92 Income Taxes - Reconciliation to Fedreal Statutory HTML 71K
Rate (Details)
48: R93 Income Taxes - Components of the Temporary HTML 82K
Differences (Details)
49: R94 Income Taxes - Unrecognized Tax Benefits (Details) HTML 52K
65: R95 Earnings (Loss) Per Share (Details) HTML 69K
50: R96 Commitments and Contingencies - Narrative HTML 48K
(Details)
106: R97 Commitments and Contingencies - Contractual HTML 178K
Obligations (Details)
37: R98 Quarterly Financial Data (Unaudited) - Narrative HTML 51K
(Details)
20: R99 Quarterly Financial Data (Unaudited) - Financial HTML 56K
Data (Details)
105: R100 Quarterly Financial Data (Unaudited) - HTML 310K
Consolidated Balance Sheets (Details)
61: R101 Quarterly Financial Data (Unaudited) - HTML 181K
Consolidated Statements of Operations (Details)
94: R102 Quarterly Financial Data (Unaudited) - HTML 84K
Consolidated Statements of Comprehensive Income
(Details)
81: R103 Quarterly Financial Data (Unaudited) - HTML 258K
Consolidated Statements of Cash Flows (Details)
68: XML IDEA XML File -- Filing Summary XML 194K
23: EXCEL IDEA Workbook of Financial Reports XLSX 863K
67: EXCEL IDEA Workbook of Financial Reports (.xls) XLS 9.15M
10: EX-101.INS XBRL Instance -- farm-20130630 XML 12.45M
12: EX-101.CAL XBRL Calculations -- farm-20130630_cal XML 355K
13: EX-101.DEF XBRL Definitions -- farm-20130630_def XML 1.37M
14: EX-101.LAB XBRL Labels -- farm-20130630_lab XML 2.61M
15: EX-101.PRE XBRL Presentations -- farm-20130630_pre XML 1.85M
11: EX-101.SCH XBRL Schema -- farm-20130630 XSD 267K
62: ZIP XBRL Zipped Folder -- 0000034563-13-000038-xbrl Zip 665K
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
I, Michael H. Keown certify that:
1. I have reviewed this Annual Report on Form 10-K of Farmer Bros. Co.;
2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly
present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;
4. The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:
(a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure
that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
(b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
(c) Evaluated the effectiveness of the registrant’s disclosure
controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation;
(d) Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and
5.
The registrant’s other certifying officer(s) and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):
(a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and
(b)
Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.
