Quarterly Report — Form 10-Q — Sect. 13 / 15(d) – SEA’34 Filing Table of Contents
Document/ExhibitDescriptionPagesSize
1: 10-Q 10-Q Farm 2016.12.31 HTML 738K
2: EX-10.2 Exhibit 10.2 Joinder to Credit Agreement HTML 39K
3: EX-10.4 Exhibit 10.4 Joinder to Pledge and Security HTML 42K
Agreement
4: EX-31.1 Certification -- §302 - SOA'02 HTML 29K
5: EX-31.2 Certification -- §302 - SOA'02 HTML 29K
6: EX-32.1 Certification -- §906 - SOA'02 HTML 26K
7: EX-32.2 Certification -- §906 - SOA'02 HTML 26K
14: R1 Document and Entity Information HTML 51K
15: R2 Consolidated Balance Sheets HTML 139K
16: R3 Consolidated Balance Sheets (Parenthetical) HTML 42K
17: R4 Consolidated Statements of Operations HTML 86K
18: R5 Consolidated Statements of Comprehensive Income HTML 41K
(Loss)
19: R6 Consolidated Statements of Cash Flows HTML 161K
20: R7 Consolidated Statements of Stockholders' Equity HTML 30K
21: R8 Introduction and Basis of Presentation (Notes) HTML 35K
22: R9 Summary of Significant Accounting Policies HTML 62K
23: R10 Acquisition HTML 49K
24: R11 Corporate Relocation Plan HTML 95K
25: R12 New Facility (Notes) HTML 40K
26: R13 Sales of Assets (Notes) HTML 40K
27: R14 Assets Held for Sale (Notes) HTML 28K
28: R15 Derivative Instruments HTML 134K
29: R16 Investments HTML 45K
30: R17 Fair Value Measurements HTML 71K
31: R18 Accounts and Notes Receivable, net HTML 39K
32: R19 Inventories HTML 50K
33: R20 Property, Plant and Equipment HTML 49K
34: R21 Employee Benefit Plans HTML 101K
35: R22 Bank Loan HTML 32K
36: R23 Share-Based Compensation HTML 122K
37: R24 Other Long-Term Liabilities Other Long-Term HTML 36K
Liabilities
38: R25 Income Taxes HTML 33K
39: R26 Net Income Per Common Share HTML 64K
40: R27 Commitments and Contingencies HTML 113K
41: R28 Subsequent Events HTML 27K
42: R29 Summary of Significant Accounting Policies HTML 97K
(Policies)
43: R30 Acquisition (Tables) HTML 37K
44: R31 Corporate Relocation Plan (Tables) HTML 88K
45: R32 Derivative Instruments (Tables) HTML 149K
46: R33 Investments (Tables) HTML 43K
47: R34 Fair Value Measurements (Tables) HTML 68K
48: R35 Accounts and Notes Receivable, net (Tables) HTML 37K
49: R36 Inventories (Tables) HTML 46K
50: R37 Property, Plant and Equipment (Tables) HTML 48K
51: R38 Employee Benefit Plans (Tables) HTML 87K
52: R39 Share-Based Compensation (Tables) HTML 112K
53: R40 Other Long-Term Liabilities (Tables) HTML 36K
54: R41 Net Income Per Common Share (Tables) HTML 62K
55: R42 Commitments and Contingencies (Tables) HTML 99K
56: R43 Introduction and Basis of Presentation (Details) HTML 29K
57: R44 Summary of Significant Accounting Policies - HTML 105K
Narrative (Details)
58: R45 Acquisition (Details) HTML 62K
59: R46 Corporate Relocation Plan (Details) HTML 56K
60: R47 Corporate Relocation Plan - Restructuring Activity HTML 63K
(Details)
61: R48 New Facility (Details) HTML 61K
62: R49 Sales of Assets (Details) HTML 68K
63: R50 Assets Held for Sale (Details) HTML 35K
64: R51 Derivative Instruments - Schedule of Notional HTML 37K
Volumes of Derivative Instruments (Details)
65: R52 Derivative Instruments - Fair Value of Derivative HTML 44K
Instruments on the Consolidated Balance Sheets
(Details)
66: R53 Derivative Instruments - Pretax Effect of HTML 34K
Derivative Instruments on Earnings and OCI
(Details)
67: R54 Derivative Instruments - Narrative (Details) HTML 31K
68: R55 Derivative Instruments - Net Realized and HTML 38K
Unrealized Gains and Losses Recorded in "Other,
net" (Details)
69: R56 Derivative Instruments - Schedule of Offsetting HTML 54K
Derivative Asset and Liability Positions (Details)
70: R57 Investments (Details) HTML 33K
71: R58 Fair Value Measurements - Assets and Liabilities HTML 52K
Measured and Recorded at Fair Value on a Recurring
Basis (Details)
72: R59 Accounts and Notes Receivable, net - Schedule of HTML 33K
Accounts Receivable (Details)
73: R60 Accounts and Notes Receivable, net - Narrative HTML 29K
(Details)
74: R61 Accounts and Notes Receivable, net - Allowance For HTML 27K
Doubtful Accounts (Details)
75: R62 Inventories - Schedule of Inventory (Details) HTML 39K
76: R63 Inventories - Narrative (Details) HTML 28K
77: R64 Property, Plant and Equipment (Details) HTML 60K
78: R65 Employee Benefit Plans - Components of Net HTML 59K
Periodic Benefit Cost and Amounts Recognized in
Other Comprehensive Income (Details)
79: R66 Employee Benefit Plans Narrative (Details) HTML 74K
80: R67 Bank Loan (Details) HTML 81K
81: R68 Share-Based Compensation - Narrative (Details) HTML 84K
82: R69 Share-Based Compensation - Stock Option Activity HTML 150K
(Details)
83: R70 Share-Based Compensation - Weighted-average HTML 40K
assumptions using Black-Scholes model (Details)
84: R71 Share-Based Compensation - Restricted Stock HTML 89K
Activity (Details)
85: R72 Other Long-Term Liabilities (Details) HTML 31K
86: R73 Income Taxes - Narrative (Details) HTML 36K
87: R74 Net Income Per Common Share (Details) HTML 50K
88: R75 Commitments and Contingencies - Narrative HTML 44K
(Details)
89: R76 Commitments and Contingencies - Contractual HTML 149K
Obligations (Details)
90: R77 Subsequent Events - Narrative (Details) HTML 34K
92: XML IDEA XML File -- Filing Summary XML 164K
91: EXCEL IDEA Workbook of Financial Reports XLSX 105K
8: EX-101.INS XBRL Instance -- farm-20161231 XML 2.53M
10: EX-101.CAL XBRL Calculations -- farm-20161231_cal XML 295K
11: EX-101.DEF XBRL Definitions -- farm-20161231_def XML 1.09M
12: EX-101.LAB XBRL Labels -- farm-20161231_lab XML 2.37M
13: EX-101.PRE XBRL Presentations -- farm-20161231_pre XML 1.44M
9: EX-101.SCH XBRL Schema -- farm-20161231 XSD 220K
93: ZIP XBRL Zipped Folder -- 0000034563-17-000012-xbrl Zip 307K
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
I, Rene E. Peth, certify that:
1. I have reviewed this Quarterly Report on Form 10-Q of Farmer Bros. Co.;
2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
3. Based on my knowledge, the financial statements, and other financial information included
in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;
4. The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:
(a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under
our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
(b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
(c) Evaluated the effectiveness of the
registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation;
(d) Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial
reporting; and
5. The registrant’s other certifying officer(s) and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):
(a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information;
and
(b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.
