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Farmer Brothers Co – ‘10-K’ for 6/30/17 – ‘EX-10.12’

On:  Thursday, 9/28/17, at 5:12pm ET   ·   For:  6/30/17   ·   Accession #:  34563-17-64   ·   File #:  1-34249

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  As Of               Filer                 Filing    For·On·As Docs:Size

 9/28/17  Farmer Brothers Co                10-K        6/30/17  131:19M

Annual Report   —   Form 10-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        10-K Farm 2017 10K                                  HTML   1.57M 
 2: EX-10.12    Exhibit 10.12 Amended and Restated Esop             HTML     37K 
 3: EX-14.1     Exhibit 14.1 Code of Conduct and Ethics Policy      HTML    102K 
 4: EX-21.1     Exhibit 21.1 Subsidiaries                           HTML     32K 
 5: EX-23.1     Exhibit 23.1 Consent of Independent Registered      HTML     34K 
                Accounting Firm                                                  
 6: EX-31.1     Certification -- §302 - SOA'02                      HTML     39K 
 7: EX-31.2     Certification -- §302 - SOA'02                      HTML     39K 
 8: EX-32.1     Certification -- §906 - SOA'02                      HTML     35K 
 9: EX-32.2     Certification -- §906 - SOA'02                      HTML     35K 
16: R1          Document and Entity Information                     HTML     63K 
17: R2          Consolidated Balance Sheets                         HTML    145K 
18: R3          Consolidated Balance Sheets (Parenthetical)         HTML     52K 
19: R4          Consolidated Statements of Operations               HTML     93K 
20: R5          Consolidated Statements of Comprehensive Income     HTML     52K 
                (Loss)                                                           
21: R6          Consolidated Statements of Cash Flows               HTML    184K 
22: R7          Consolidated Statements of Stockholders' Equity     HTML     87K 
23: R8          Consolidated Statements of Stockholders' Equity     HTML     40K 
                (Parenthetical)                                                  
24: R9          Introduction and Basis of Presentation              HTML     46K 
25: R10         Summary of Significant Accounting Policies          HTML    135K 
26: R11         Acquisitions                                        HTML    110K 
27: R12         Restructuring Plans                                 HTML    109K 
28: R13         New Facility (Notes)                                HTML     39K 
29: R14         Sales of Assets (Notes)                             HTML     46K 
30: R15         Assets Held for Sale (Notes)                        HTML     37K 
31: R16         Derivative Instruments                              HTML    134K 
32: R17         Investments                                         HTML     50K 
33: R18         Fair Value Measurements                             HTML     85K 
34: R19         Accounts and Notes Receivable, net                  HTML     58K 
35: R20         Inventories                                         HTML     68K 
36: R21         Property, Plant and Equipment                       HTML     56K 
37: R22         Goodwill and Intangible Assets                      HTML    104K 
38: R23         Employee Benefit Plans                              HTML    535K 
39: R24         Bank Loan                                           HTML     42K 
40: R25         Employee Stock Ownership Plan                       HTML     57K 
41: R26         Share-Based Compensation                            HTML    303K 
42: R27         Other Current Liabilities                           HTML     48K 
43: R28         Other Long-Term Liabilities Other Long-Term         HTML     47K 
                Liabilities                                                      
44: R29         Income Taxes                                        HTML    130K 
45: R30         Net Income Per Common Share                         HTML     63K 
46: R31         Commitments and Contingencies                       HTML    130K 
47: R32         Unusual and Infrequent Expenses (Notes)             HTML     36K 
48: R33         Selected Quarterly Financial Data (Unaudited)       HTML     92K 
49: R34         Subsequent Events                                   HTML     52K 
50: R35         Summary of Significant Accounting Policies          HTML    192K 
                (Policies)                                                       
51: R36         Summary of Significant Accounting Policies          HTML     57K 
                (Tables)                                                         
52: R37         Acquisitions (Tables)                               HTML     96K 
53: R38         Restructuring Plans (Tables)                        HTML     74K 
54: R39         Derivative Instruments (Tables)                     HTML    155K 
55: R40         Investments (Tables)                                HTML     49K 
56: R41         Fair Value Measurements (Tables)                    HTML     84K 
57: R42         Accounts and Notes Receivable, net (Tables)         HTML     57K 
58: R43         Inventories (Tables)                                HTML     67K 
59: R44         Property, Plant and Equipment (Tables)              HTML     57K 
60: R45         Goodwill and Intangible Assets (Tables)             HTML    110K 
61: R46         Employee Benefit Plans (Tables)                     HTML    517K 
62: R47         Employee Stock Ownership Plan (Tables)              HTML     56K 
63: R48         Share-Based Compensation (Tables)                   HTML    284K 
64: R49         Other Current Liabilities (Tables)                  HTML     48K 
65: R50         Other Long-Term Liabilities (Tables)                HTML     47K 
66: R51         Income Taxes (Tables)                               HTML    129K 
67: R52         Net Income Per Common Share (Tables)                HTML     63K 
68: R53         Commitments and Contingencies (Tables)              HTML    111K 
69: R54         Selected Quarterly Financial Data (Unaudited)       HTML     89K 
                (Tables)                                                         
70: R55         Introduction and Basis of Presentation (Details)    HTML     40K 
71: R56         Summary of Significant Accounting Policies -        HTML    127K 
                Narrative (Details)                                              
72: R57         Acquisitions (Details)                              HTML    175K 
73: R58         Restructuring Plans (Details)                       HTML     97K 
74: R59         Restructuring Plans - Restructuring Activity        HTML     77K 
                (Details)                                                        
75: R60         New Facility (Details)                              HTML     80K 
76: R61         Sales of Assets (Details)                           HTML     71K 
77: R62         Assets Held for Sale (Details)                      HTML     39K 
78: R63         Derivative Instruments - Schedule of Notional       HTML     45K 
                Volumes of Derivative Instruments (Details)                      
79: R64         Derivative Instruments - Fair Value of Derivative   HTML     57K 
                Instruments on the Consolidated Balance Sheets                   
                (Details)                                                        
80: R65         Derivative Instruments - Pretax Effect of           HTML     44K 
                Derivative Instruments on Earnings and OCI                       
                (Details)                                                        
81: R66         Derivative Instruments - Narrative (Details)        HTML     41K 
82: R67         Derivative Instruments - Net Realized and           HTML     46K 
                Unrealized Gains and Losses Recorded in "Other,                  
                net" (Details)                                                   
83: R68         Derivative Instruments - Schedule of Offsetting     HTML     63K 
                Derivative Asset and Liability Positions (Details)               
84: R69         Investments (Details)                               HTML     44K 
85: R70         Fair Value Measurements - Assets and Liabilities    HTML     64K 
                Measured and Recorded at Fair Value on a Recurring               
                Basis (Details)                                                  
86: R71         Accounts and Notes Receivable, net - Schedule of    HTML     48K 
                Accounts Receivable (Details)                                    
87: R72         Accounts and Notes Receivable, net - Narrative      HTML     40K 
                (Details)                                                        
88: R73         Accounts and Notes Receivable, net - Allowance For  HTML     45K 
                Doubtful Accounts (Details)                                      
89: R74         Inventories - Schedule of Inventory (Details)       HTML     49K 
90: R75         Inventories - Narrative (Details)                   HTML     38K 
91: R76         Inventories - Current Costs in Excess of LIFO       HTML     40K 
                (Details)                                                        
92: R77         Property, Plant and Equipment (Details)             HTML     64K 
93: R78         Goodwill and Intangible Assets (Details)            HTML     67K 
94: R79         Goodwill and Intangible Assets Amortization of      HTML     61K 
                Intangible assets (Details)                                      
95: R80         Employee Benefit Plans (Details)                    HTML    107K 
96: R81         Employee Benefit Plans - Change in Projected        HTML    127K 
                Benefit Obligation, Plan Assets and Net Funded                   
                Status (Details)                                                 
97: R82         Employee Benefit Plans - Components of Net          HTML     93K 
                Periodic Benefit Cost and Amounts Recognized in                  
                Other Comprehensive Income (Details)                             
98: R83         Employee Benefit Plans - Description of Investment  HTML     69K 
                Policy (Details)                                                 
99: R84         Employee Benefit Plans - Fair Value of Plan Assets  HTML     56K 
                (Details)                                                        
100: R85         Employee Benefit Plans - Target Plan Asset          HTML     46K  
                Allocation (Details)                                             
101: R86         Employee Benefit Plans - Estimated Future Benefit   HTML     63K  
                Payments (Details)                                               
102: R87         Employee Benefit Plans - Multi-Employer Plan        HTML     99K  
                (Details)                                                        
103: R88         Employee Benefit Plans - Components of Net          HTML     47K  
                Periodic Benefit Costs (Details)                                 
104: R89         Employee Benefit Plans - Amortization Schedule      HTML     70K  
                (Details)                                                        
105: R90         Employee Benefit Plans - Other Changes in Plan      HTML     55K  
                Assets and Benefit Obligations Recognized in OCI                 
                (Details)                                                        
106: R91         Employee Benefit Plans - Sensitivity in Results     HTML     43K  
                (Details)                                                        
107: R92         Bank Loan (Details)                                 HTML     99K  
108: R93         Employee Stock Ownership Plan - Narrative           HTML     42K  
                (Details)                                                        
109: R94         Employee Stock Ownership Plan - ESOP Plan           HTML     36K  
                Contributions (Details)                                          
110: R95         Employee Stock Ownership Plan - Number and Value    HTML     45K  
                of ESOP Shares (Details)                                         
111: R96         Share-Based Compensation - Narrative (Details)      HTML    124K  
112: R97         Share-Based Compensation - Weighted-average         HTML     53K  
                assumptions using Black-Scholes model (Details)                  
113: R98         Share-Based Compensation - Stock Option Activity    HTML    181K  
                (Details)                                                        
114: R99         Share-Based Compensation - Restricted Stock         HTML     99K  
                Activity (Details)                                               
115: R100        Other Current Liabilities (Details)                 HTML     51K  
116: R101        Other Long-Term Liabilities (Details)               HTML     56K  
117: R102        Income Taxes - Current and Deferred Components of   HTML     56K  
                Provision For Income Taxes (Details)                             
118: R103        Income Taxes - Narrative (Details)                  HTML     66K  
119: R104        Income Taxes - Reconciliation to Fedreal Statutory  HTML     64K  
                Rate (Details)                                                   
120: R105        Income Taxes - Components of the Temporary          HTML     70K  
                Differences (Details)                                            
121: R106        Income Taxes - Unrecognized Tax Benefits (Details)  HTML     39K  
122: R107        Net Income Per Common Share (Details)               HTML     62K  
123: R108        Commitments and Contingencies - Narrative           HTML     54K  
                (Details)                                                        
124: R109        Commitments and Contingencies - Contractual         HTML    226K  
                Obligations (Details)                                            
125: R110        Unusual and Infrequent Expenses (Details)           HTML     38K  
126: R111        Selected Quarterly Financial Data (Unaudited) -     HTML     55K  
                Financial Data (Details)                                         
127: R112        Selected Quarterly Financial Data (Unaudited) -     HTML     47K  
                Narrative (Details)                                              
128: R113        Subsequent Events - Narrative (Details)             HTML    108K  
130: XML         IDEA XML File -- Filing Summary                      XML    240K  
129: EXCEL       IDEA Workbook of Financial Reports                  XLSX    177K  
10: EX-101.INS  XBRL Instance -- farm-20170630                       XML   5.88M 
12: EX-101.CAL  XBRL Calculations -- farm-20170630_cal               XML    416K 
13: EX-101.DEF  XBRL Definitions -- farm-20170630_def                XML   1.66M 
14: EX-101.LAB  XBRL Labels -- farm-20170630_lab                     XML   3.16M 
15: EX-101.PRE  XBRL Presentations -- farm-20170630_pre              XML   2.08M 
11: EX-101.SCH  XBRL Schema -- farm-20170630                         XSD    295K 
131: ZIP         XBRL Zipped Folder -- 0000034563-17-000064-xbrl      Zip    511K

‘EX-10.12’   —   Exhibit 10.12 Amended and Restated Esop

This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]

 <!   C:   C: 
  Exhibit  

Exhibit 10.12
ACTION OF THE
ADMINISTRATIVE COMMITTEE OF THE FARMER BROS. CO.
QUALIFIED EMPLOYEE RETIREMENT PLANS

Farmer Bros. Co. Amended and Restated Employee Stock Ownership Plan

The undersigned members of the Administrative Committee, having the authority to act on the matter set forth below, hereby approve the following:

WHEREAS, Section 12.01 of the Farmer Bros. Co. Amended and Restated Employee Stock Ownership Plan (the “Plan”) permits amendments to the Plan from time to time.

WHEREAS, this Committee deems it appropriate to amend the Plan in certain respects as set forth below.

NOW, THEREFORE, BE IT RESOLVED, that the Plan is hereby amended effective as of January 1, 2012, as follows:

1. Section 1.11 is amended by changing the portion of the first sentence that precedes the comma to read as follows: “Compensation” means wages as defined under Section 3401(a) of the Code (for purposes of income tax withholding at the source) paid to a Member while he or she is an Eligible Employee, ….”

2. Section 2.03 is amended in its entirety to read as follows: “Notwithstanding any provision of the Plan to the contrary, a Member who transfers employment from the Employer to an Affiliate that is not participating in the Plan shall continue to be a Member for the Plan Year in which such transfer occurs but shall only be eligible to receive allocations of Employer Contributions with respect to Compensation.”

BE IT FURTHER RESOLVED, that the appropriate officers of the Company, and the individuals who have been properly delegated authority for the administration of the Plan, are hereby authorized to do such other things as may be necessary or advisable to give effect to the foregoing resolution.

Dated: August 8, 2012
 
 
 


 /s/ Pat Quiggle
Title: Vice President of Human Resources


/s/ Hortensia Gomez
Title: Vice President, Controller


/s/ Jeffrey A. Wahba
Title: CFO


_____________________________________
Title: ________________________________




Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-K’ Filing    Date    Other Filings
Filed on:9/28/178-K
For Period end:6/30/17
8/8/12
1/1/12
 List all Filings 

6 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/27/23  Farmer Brothers Co.               10-K/A      6/30/23   14:1.4M                                   Toppan Merrill/FA
 9/12/23  Farmer Brothers Co.               10-K        6/30/23  129:14M
10/27/22  Farmer Brothers Co.               10-K/A      6/30/22   14:1.4M                                   Broadridge Fin’l So… Inc
 9/02/22  Farmer Brothers Co.               10-K        6/30/22  126:15M
 9/10/21  Farmer Brothers Co.               10-K        6/30/21  124:15M
 9/11/20  Farmer Brothers Co.               10-K        6/30/20  140:24M
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Filing Submission 0000034563-17-000064   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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