Annual Report — Form 10-K — Sect. 13 / 15(d) – SEA’34 Filing Table of Contents
Document/ExhibitDescriptionPagesSize
1: 10-K 10-K Farm 2018 10K HTML 1.72M
2: EX-10.6 Exhibit 10.6 Amendment to Bank Loan HTML 71K
4: EX-21.1 Exhibit 21.1 Subsidiaries HTML 34K
5: EX-23.1 Exhibit 23.1 Consent of Independent Registered HTML 36K
Accounting Firm
3: EX-18.1 Exhibit 18.1 Preferability Letter HTML 37K
6: EX-31.1 Certification -- §302 - SOA'02 HTML 41K
7: EX-31.2 Certification -- §302 - SOA'02 HTML 41K
8: EX-32.1 Certification -- §906 - SOA'02 HTML 37K
9: EX-32.2 Certification -- §906 - SOA'02 HTML 37K
16: R1 Document and Entity Information HTML 65K
17: R2 Consolidated Balance Sheets HTML 138K
18: R3 Consolidated Balance Sheets (Parenthetical) HTML 58K
19: R4 Consolidated Statements of Operations HTML 101K
20: R5 Consolidated Statements of Comprehensive Income HTML 58K
(Loss)
21: R6 Consolidated Statements of Cash Flows HTML 202K
22: R7 Consolidated Statements of Stockholders' Equity HTML 97K
23: R8 Consolidated Statements of Stockholders' Equity HTML 42K
(Parenthetical)
24: R9 Introduction and Basis of Presentation HTML 49K
25: R10 Summary of Significant Accounting Policies HTML 129K
26: R11 Changes in Accounting Principles and Corrections HTML 249K
to Previously Issued Financial Statements Changes
in Accounting Principles and Corrections to
Previously Issued Financial Statements
27: R12 Acquisitions HTML 150K
28: R13 Restructuring Plans HTML 73K
29: R14 New Facility (Notes) HTML 37K
30: R15 Sales of Assets (Notes) HTML 48K
31: R16 Derivative Instruments HTML 140K
32: R17 Investments HTML 52K
33: R18 Fair Value Measurements HTML 82K
34: R19 Accounts and Notes Receivable, net HTML 61K
35: R20 Inventories HTML 60K
36: R21 Property, Plant and Equipment HTML 58K
37: R22 Goodwill and Intangible Assets HTML 105K
38: R23 Employee Benefit Plans HTML 540K
39: R24 Bank Loan HTML 44K
40: R25 Employee Stock Ownership Plan HTML 59K
41: R26 Share-Based Compensation HTML 315K
42: R27 Other Current Liabilities HTML 52K
43: R28 Other Long-Term Liabilities Other Long-Term HTML 52K
Liabilities
44: R29 Income Taxes HTML 132K
45: R30 Net Income Per Common Share HTML 73K
46: R31 Preferred Stock HTML 58K
47: R32 Commitments and Contingencies HTML 146K
48: R33 Unusual and Infrequent Expenses Unusual and HTML 38K
Infrequent Expenses
49: R34 Selected Quarterly Financial Data (Unaudited) HTML 163K
50: R35 Summary of Significant Accounting Policies HTML 200K
(Policies)
51: R36 Summary of Significant Accounting Policies HTML 59K
(Tables)
52: R37 Changes in Accounting Principles and Corrections HTML 238K
to Previously Issued Financial Statements (Tables)
53: R38 Acquisitions (Tables) HTML 130K
54: R39 Restructuring Plans (Tables) HTML 61K
55: R40 Derivative Instruments (Tables) HTML 134K
56: R41 Investments (Tables) HTML 50K
57: R42 Fair Value Measurements (Tables) HTML 81K
58: R43 Accounts and Notes Receivable, net (Tables) HTML 61K
59: R44 Inventories (Tables) HTML 59K
60: R45 Property, Plant and Equipment (Tables) HTML 58K
61: R46 Goodwill and Intangible Assets (Tables) HTML 110K
62: R47 Employee Benefit Plans (Tables) HTML 511K
63: R48 Employee Stock Ownership Plan (Tables) HTML 57K
64: R49 Share-Based Compensation (Tables) HTML 271K
65: R50 Other Current Liabilities (Tables) HTML 51K
66: R51 Other Long-Term Liabilities (Tables) HTML 52K
67: R52 Income Taxes (Tables) HTML 124K
68: R53 Net Income Per Common Share (Tables) HTML 70K
69: R54 Preferred Stock (Tables) HTML 56K
70: R55 Commitments and Contingencies (Tables) HTML 122K
71: R56 Selected Quarterly Financial Data (Unaudited) HTML 161K
(Tables)
72: R57 Introduction and Basis of Presentation (Details) HTML 46K
73: R58 Summary of Significant Accounting Policies - HTML 131K
Narrative (Details)
74: R59 Changes in Accounting Principles and Corrections HTML 201K
to Previously Issued Financial Statements
Schedules of Accounting Adjustments (Details)
75: R60 Changes in Accounting Principles and Corrections HTML 119K
to Previously Issued Financial Statements
Narrative (Details)
76: R61 Acquisitions (Details) HTML 259K
77: R62 Restructuring Plans (Details) HTML 93K
78: R63 Restructuring Plans - Restructuring Activity HTML 71K
(Details)
79: R64 New Facility (Details) HTML 61K
80: R65 Sales of Assets (Details) HTML 72K
81: R66 Derivative Instruments - Schedule of Notional HTML 46K
Volumes of Derivative Instruments (Details)
82: R67 Derivative Instruments - Fair Value of Derivative HTML 59K
Instruments on the Consolidated Balance Sheets
(Details)
83: R68 Derivative Instruments - Pretax Effect of HTML 46K
Derivative Instruments on Earnings and OCI
(Details)
84: R69 Derivative Instruments - Narrative (Details) HTML 45K
85: R70 Derivative Instruments - Net Realized and HTML 51K
Unrealized Gains and Losses Recorded in "Other,
net" (Details)
86: R71 Derivative Instruments - Schedule of Offsetting HTML 65K
Derivative Asset and Liability Positions (Details)
87: R72 Investments (Details) HTML 46K
88: R73 Fair Value Measurements - Assets and Liabilities HTML 63K
Measured and Recorded at Fair Value on a Recurring
Basis (Details)
89: R74 Accounts and Notes Receivable, net - Schedule of HTML 49K
Accounts Receivable (Details)
90: R75 Accounts and Notes Receivable, net - Narrative HTML 41K
(Details)
91: R76 Accounts and Notes Receivable, net - Allowance For HTML 45K
Doubtful Accounts (Details)
92: R77 Inventories - Schedule of Inventory (Details) HTML 51K
93: R78 Property, Plant and Equipment (Details) HTML 66K
94: R79 Goodwill and Intangible Assets - Goodwill HTML 77K
(Details)
95: R80 Goodwill and Intangible Assets - Amortization of HTML 63K
Intangible assets (Details)
96: R81 Employee Benefit Plans (Details) HTML 105K
97: R82 Employee Benefit Plans - Change in Projected HTML 124K
Benefit Obligation, Plan Assets and Net Funded
Status (Details)
98: R83 Employee Benefit Plans - Components of Net HTML 94K
Periodic Benefit Cost and Amounts Recognized in
Other Comprehensive Income (Details)
99: R84 Employee Benefit Plans - Description of Investment HTML 71K
Policy (Details)
100: R85 Employee Benefit Plans - Fair Value of Plan Assets HTML 63K
(Details)
101: R86 Employee Benefit Plans - Target Plan Asset HTML 48K
Allocation (Details)
102: R87 Employee Benefit Plans - Estimated Future Benefit HTML 64K
Payments (Details)
103: R88 Employee Benefit Plans - Multi-Employer Plan HTML 86K
(Details)
104: R89 Employee Benefit Plans - Components of Net HTML 49K
Periodic Benefit Costs (Details)
105: R90 Employee Benefit Plans - Amortization Schedule HTML 72K
(Details)
106: R91 Employee Benefit Plans - Other Changes in Plan HTML 57K
Assets and Benefit Obligations Recognized in OCI
(Details)
107: R92 Employee Benefit Plans - Sensitivity in Results HTML 45K
(Details)
108: R93 Bank Loan (Details) HTML 94K
109: R94 Employee Stock Ownership Plan - Narrative HTML 44K
(Details)
110: R95 Employee Stock Ownership Plan - ESOP Plan HTML 37K
Contributions (Details)
111: R96 Employee Stock Ownership Plan - Number and Value HTML 47K
of ESOP Shares (Details)
112: R97 Share-Based Compensation - Narrative (Details) HTML 146K
113: R98 Share-Based Compensation - Weighted-average HTML 55K
assumptions using Black-Scholes model (Details)
114: R99 Share-Based Compensation - Stock Option Activity HTML 181K
(Details)
115: R100 Share-Based Compensation - Restricted Stock HTML 111K
Activity (Details)
116: R101 Other Current Liabilities (Details) HTML 61K
117: R102 Other Long-Term Liabilities (Details) HTML 61K
118: R103 Income Taxes - Current and Deferred Components of HTML 58K
Provision For Income Taxes (Details)
119: R104 Income Taxes - Narrative (Details) HTML 77K
120: R105 Income Taxes - Reconciliation to Fedreal Statutory HTML 63K
Rate (Details)
121: R106 Income Taxes - Components of the Temporary HTML 68K
Differences (Details)
122: R107 Net Income Per Common Share (Details) HTML 80K
123: R108 Preferred Stock - Narrative (Details) HTML 61K
124: R109 Preferred Stock - Schedule of Series A Preferred HTML 53K
Stock (Details)
125: R110 Commitments and Contingencies - Narrative HTML 69K
(Details)
126: R111 Commitments and Contingencies - Contractual HTML 206K
Obligations (Details)
127: R112 Unusual and Infrequent Expenses (Details) HTML 40K
128: R113 Selected Quarterly Financial Data (Unaudited) - HTML 70K
Financial Data (Details)
129: R114 Selected Quarterly Financial Data (Unaudited) - HTML 44K
Narrative (Details)
130: R9999 Uncategorized Items - farm-20180630.xml HTML 41K
132: XML IDEA XML File -- Filing Summary XML 247K
131: EXCEL IDEA Workbook of Financial Reports XLSX 191K
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133: ZIP XBRL Zipped Folder -- 0000034563-18-000049-xbrl Zip 552K
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
I, Michael H. Keown certify that:
1. I have reviewed this Annual Report on Form 10-K of Farmer Bros. Co.;
2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
3. Based on my knowledge, the financial statements, and other financial information included
in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;
4. The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:
(a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under
our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
(b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
(c) Evaluated the effectiveness of the
registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation;
(d) Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial
reporting; and
5. The registrant’s other certifying officer(s) and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):
(a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information;
and
(b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.