SEC Info - Farmer Brothers Co - ‘10-Q’ for 3/31/18

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Farmer Brothers Co – ‘10-Q’ for 3/31/18 – ‘EX-10.10’

On: Wednesday, 5/9/18, at 4:48pm ET · For: 3/31/18 · Accession #: 34563-18-37 · File #: 1-34249

  As Of               Filer                 Filing    For·On·As Docs:Size

 5/09/18  Farmer Brothers Co                10-Q        3/31/18   93:10M

Quarterly Report — Form 10-Q — Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report                                    HTML    836K 
 2: EX-10.10    Material Contract                                   HTML     29K 
 3: EX-10.39    Material Contract                                   HTML     90K 
 4: EX-10.41    Material Contract                                   HTML     57K 
 5: EX-31.1     Certification -- §302 - SOA'02                      HTML     30K 
 6: EX-31.2     Certification -- §302 - SOA'02                      HTML     30K 
 7: EX-32.1     Certification -- §906 - SOA'02                      HTML     26K 
 8: EX-32.2     Certification -- §906 - SOA'02                      HTML     27K 
15: R1          Document and Entity Information                     HTML     45K 
16: R2          Consolidated Balance Sheets                         HTML    130K 
17: R3          Consolidated Balance Sheets (Parenthetical)         HTML     42K 
18: R4          Consolidated Statements of Operations               HTML     91K 
19: R5          Consolidated Statements of Comprehensive Income     HTML     40K 
                (Loss)                                                           
20: R6          Consolidated Statements of Cash Flows               HTML    168K 
21: R7          Introduction and Basis of Presentation              HTML     33K 
22: R8          Summary of Significant Accounting Policies          HTML     69K 
23: R9          Acquisition                                         HTML    150K 
24: R10         Restructuring Plans                                 HTML     38K 
25: R11         New Facility                                        HTML     42K 
26: R12         Sales of Assets                                     HTML     33K 
27: R13         Derivative Instruments                              HTML    140K 
28: R14         Investments                                         HTML     43K 
29: R15         Fair Value Measurements                             HTML     80K 
30: R16         Accounts and Notes Receivable, net                  HTML     39K 
31: R17         Inventories                                         HTML     49K 
32: R18         Property, Plant and Equipment                       HTML     43K 
33: R19         Goodwill and Intangible Assets                      HTML     73K 
34: R20         Employee Benefit Plans                              HTML    104K 
35: R21         Bank Loan                                           HTML     32K 
36: R22         Share-Based Compensation                            HTML    157K 
37: R23         Other Long-Term Liabilities                         HTML     39K 
38: R24         Income Taxes                                        HTML     35K 
39: R25         Net (Loss) Income Per Common Share                  HTML     71K 
40: R26         Preferred Stock (Notes)                             HTML     32K 
41: R27         Commitments and Contingencies                       HTML     44K 
42: R28         Summary of Significant Accounting Policies          HTML     65K 
                (Policies)                                                       
43: R29         Acquisition (Tables)                                HTML    128K 
44: R30         Derivative Instruments (Tables)                     HTML    163K 
45: R31         Investments (Tables)                                HTML     43K 
46: R32         Fair Value Measurements (Tables)                    HTML     79K 
47: R33         Accounts Receivable, net (Tables)                   HTML     37K 
48: R34         Inventories (Tables)                                HTML     47K 
49: R35         Property, Plant and Equipment (Tables)              HTML     43K 
50: R36         Goodwill and Intangible Assets (Tables)             HTML     64K 
51: R37         Employee Benefit Plans (Tables)                     HTML     88K 
52: R38         Share-Based Compensation (Tables)                   HTML    130K 
53: R39         Other Long-Term Liabilities (Tables)                HTML     38K 
54: R40         Net (Loss) Income Per Common Share (Tables)         HTML     68K 
55: R41         Preferred Stock (Tables)                            HTML     36K 
56: R42         Summary of Significant Accounting Policies -        HTML     50K 
                Narrative (Details)                                              
57: R43         Acquisition (Details)                               HTML    188K 
58: R44         Restructuring Plans (Details)                       HTML     72K 
59: R45         New Facility (Details)                              HTML     59K 
60: R46         Sales of Assets (Details)                           HTML     49K 
61: R47         Derivative Instruments - Schedule of Notional       HTML     38K 
                Volumes of Derivative Instruments (Details)                      
62: R48         Derivative Instruments - Fair Value of Derivative   HTML     48K 
                Instruments on the Consolidated Balance Sheets                   
                (Details)                                                        
63: R49         Derivative Instruments - Pretax Effect of           HTML     35K 
                Derivative Instruments on Earnings and OCI                       
                (Details)                                                        
64: R50         Derivative Instruments - Narrative (Details)        HTML     32K 
65: R51         Derivative Instruments - Net Realized and           HTML     38K 
                Unrealized Gains and Losses Recorded in "Other,                  
                net" (Details)                                                   
66: R52         Derivative Instruments - Schedule of Offsetting     HTML     54K 
                Derivative Asset and Liability Positions (Details)               
67: R53         Investments (Details)                               HTML     32K 
68: R54         Fair Value Measurements - Assets and Liabilities    HTML     55K 
                Measured and Recorded at Fair Value on a Recurring               
                Basis (Details)                                                  
69: R55         Accounts Receivable, net - Schedule of Accounts     HTML     34K 
                Receivable (Details)                                             
70: R56         Accounts Receivable, net - Narrative (Details)      HTML     28K 
71: R57         Inventories - Schedule of Inventory (Details)       HTML     40K 
72: R58         Inventories - Narrative (Details)                   HTML     28K 
73: R59         Property, Plant and Equipment (Details)             HTML     48K 
74: R60         Goodwill and Intangible Assets - Narrative          HTML     42K 
                (Details)                                                        
75: R61         Goodwill and Intangible Assets - Schedule of        HTML     54K 
                Intangible Assets (Details)                                      
76: R62         Employee Benefit Plans - Components of Net          HTML     56K 
                Periodic Benefit Cost and Amounts Recognized in                  
                Other Comprehensive Income (Details)                             
77: R63         Employee Benefit Plans Narrative (Details)          HTML     70K 
78: R64         Employee Benefit Plans - Multi-Employer Plan        HTML     58K 
                (Details)                                                        
79: R65         Bank Loan (Details)                                 HTML     82K 
80: R66         Share-Based Compensation - Narrative (Details)      HTML    113K 
81: R67         Share-Based Compensation - Stock Option Activity    HTML    174K 
                (Details)                                                        
82: R68         Share-Based Compensation - Weighted-average         HTML     40K 
                assumptions using Black-Scholes model (Details)                  
83: R69         Share-Based Compensation - Restricted Stock         HTML    116K 
                Activity (Details)                                               
84: R70         Share-Based Compensation - Performance-Based RSUs   HTML     90K 
                (Details)                                                        
85: R71         Other Long-Term Liabilities (Details)               HTML     45K 
86: R72         Income Taxes - Narrative (Details)                  HTML     48K 
87: R73         Net (Loss) Income Per Common Share (Details)        HTML     61K 
88: R74         Preferred Stock - Narrative (Details)               HTML     59K 
89: R75         Preferred Stock - Schedule of Preferred Stock       HTML     40K 
                (Details)                                                        
90: R76         Commitments and Contingencies - Narrative           HTML     47K 
                (Details)                                                        
92: XML         IDEA XML File -- Filing Summary                      XML    163K 
91: EXCEL       IDEA Workbook of Financial Reports                  XLSX    112K 
 9: EX-101.INS  XBRL Instance -- farm-20180331                       XML   2.83M 
11: EX-101.CAL  XBRL Calculations -- farm-20180331_cal               XML    243K 
12: EX-101.DEF  XBRL Definitions -- farm-20180331_def                XML   1.16M 
13: EX-101.LAB  XBRL Labels -- farm-20180331_lab                     XML   2.13M 
14: EX-101.PRE  XBRL Presentations -- farm-20180331_pre              XML   1.37M 
10: EX-101.SCH  XBRL Schema -- farm-20180331                         XSD    202K 
93: ZIP         XBRL Zipped Folder -- 0000034563-18-000037-xbrl      Zip    311K

‘EX-10.10’ — Material Contract

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

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Exhibit

Exhibit 10.10

ACTION OF THE

ADMINISTRATIVE COMMITTEE OF THE FARMER BROS. CO.

QUALIFIED EMPLOYEE RETIREMENT PLANS

Farmer Bros. Co. Retirement Plan

The undersigned members of the Administrative Committee, having the authority to act on the matter set forth below, hereby approve the following:

WHEREAS, Section 10.01 of the Farmer Bros. Co. Retirement Plan (the “Plan”) permits amendments to the Plan from time to time.

WHEREAS, this Committee deems it appropriate to amend the Plan as set forth below.

NOW, THEREFORE, BE IT RESOLVED, that the Plan is hereby amended effective as of December 6, 2012, as follows:

The definition of the term “Compensation” in Section 1.02 is amended by changing the ninth paragraph to read as follows: “Compensation shall exclude imputed income for auto allowance or company-paid life insurance; provided that such exclusion shall not apply to, and therefore such imputed income shall be included in the Compensation of, any Participant whose Annuity Starting Date is on or before October 1, 2013.”

BE IT FURTHER RESOLVED, that this Amendment replaces the earlier amendment to Section 1.2 of the Plan dated December 6, 2012.

BE IT FURTHER RESOLVED, that the appropriate officers of the Company, and the individuals who have been properly delegated authority for the administration of the Plan, are hereby authorized to do such other things as may be necessary or advisable to give effect to the foregoing resolutions.

Dated: March 18, 2013



/s/ *H. Gomez* Title: VP & Controller	/s/ *Tom Mattei, Jr* Title: VP & Corporate Counsel
/s/ L.P. Quiggle Title: VP Human Resources	/s/ *Mike H. Keown* Title: President & CEO

Dates Referenced Herein and Documents Incorporated by Reference

This ‘10-Q’ Filing	Date	Other Filings

Filed on:	5/9/18
For Period end:	3/31/18
	10/1/13
	3/18/13	8-K
	12/6/12	3, 8-K
		List all Filings

6 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/27/23  Farmer Brothers Co.               10-K/A      6/30/23   14:1.4M                                   Toppan Merrill/FA
 9/12/23  Farmer Brothers Co.               10-K        6/30/23  129:14M
10/27/22  Farmer Brothers Co.               10-K/A      6/30/22   14:1.4M                                   Broadridge Fin’l So… Inc
 9/02/22  Farmer Brothers Co.               10-K        6/30/22  126:15M
 9/10/21  Farmer Brothers Co.               10-K        6/30/21  124:15M
 9/11/20  Farmer Brothers Co.               10-K        6/30/20  140:24M

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Filing Submission 0000034563-18-000037 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)