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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 12/11/19 YA II PN, Ltd. SC 13G/A 2:124K Cemtrex Inc Toppan Merrill/FA Matthew Beckman Ya Global Investments II (U.S.), LP Yaii GP, LP Yorkville Advisors Global II, LLC Yorkville Advisors Global, LP Yorkville Advisors GP, LLC |
Document/Exhibit Description Pages Size
1: SC 13G/A Amendment to Statement of Acquisition of HTML 66K
Beneficial Ownership by a Passive Investor
2: EX-99.1 Miscellaneous Exhibit HTML 13K
EXHIBIT 99.1
JOINT FILING AGREEMENT
The undersigned hereby agree that the statement on Schedule 13G with respect to the equity securities of Cemtrex, Inc. is, and any amendment thereto signed by each of the undersigned shall be, filed on behalf of each of the undersigned pursuant to and in accordance with the provisions of Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended. The undersigned hereby further agree that this Joint Filing Agreement be included as an exhibit to such statement and any such amendment. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained herein and therein, but shall not be responsible for the completeness and accuracy of the information concerning the others. This Joint Filing Agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument.
| Dated: | 12/12/2019 |
YA II PN, Ltd.
| By: | /s/ Troy J. Rillo, Esq. | Date: | 12/12/2019 | |
| Troy J. Rillo, Esq. | ||||
| Chief Compliance Officer | ||||
| YA Global Investments II (U.S.), Ltd. | ||||
| By: | /s/ Troy J. Rillo, Esq. | Date: | 12/12/2019 | |
| Troy J. Rillo, Esq. | ||||
| Chief Compliance Officer | ||||
| Yorkville Advisors Global, LP | ||||
| By: Yorkville Advisors Global, LLC | ||||
| Its: General Partner | ||||
| By: | /s/ Troy J. Rillo, Esq. | Date: | 12/12/2019 | |
| Troy J. Rillo, Esq. | ||||
| Chief Compliance Officer | ||||
| Yorkville Advisors Global II, LLC | ||||
| By: | /s/ Troy J. Rillo, Esq. | Date: | 12/12/2019 | |
| Troy J. Rillo, Esq. | ||||
| Chief Compliance Officer | ||||
C:
| YAII GP, LP | ||||
| By: Yorkville Advisors GP, LLC | ||||
| Its: General Partner | ||||
| By: | /s/ Troy J. Rillo, Esq. | Date: | 12/12/2019 | |
| Troy J. Rillo, Esq. | ||||
| Chief Compliance Officer | ||||
| Yorkville Advisors GP, LLC | ||||
| By: | /s/ Troy J. Rillo, Esq. | Date: | 12/12/2019 | |
| Troy J. Rillo, Esq. | ||||
| Chief Compliance Officer | ||||
/s/ Matthew Beckman |
Date: | 12/12/2019 | ||
C: