As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/04/19  Boston Trust Walden Funds         POS EX      9/04/19   13:593K                                   Merrill Corp-MD/FA

Document/Exhibit                   Description                      Pages   Size 

 1: POS EX      Post-Effective Amendment Filed Solely to Add        HTML    120K 
                Exhibits                                                         
 2: EX-99.(A)(11)  Miscellaneous Exhibit                            HTML     13K 
 3: EX-99.(D)(5)  Miscellaneous Exhibit                             HTML     37K 
 4: EX-99.(E)(3)  Miscellaneous Exhibit                             HTML     18K 
 5: EX-99.(G)(5)  Miscellaneous Exhibit                             HTML     23K 
 6: EX-99.(G)(8)  Miscellaneous Exhibit                             HTML     19K 
 9: EX-99.(H)(11)  Miscellaneous Exhibit                            HTML     21K 
10: EX-99.(H)(13)  Miscellaneous Exhibit                            HTML     37K 
11: EX-99.(H)(15)  Miscellaneous Exhibit                            HTML     18K 
12: EX-99.(H)(17)  Miscellaneous Exhibit                            HTML     94K 
 7: EX-99.(H)(4)  Miscellaneous Exhibit                             HTML     20K 
 8: EX-99.(H)(8)  Miscellaneous Exhibit                             HTML     27K 
13: EX-99.(J)   Miscellaneous Exhibit                               HTML      7K 

Exhibit 99.(h)(13)

 

AMENDMENT TO

 

EXPENSE LIMITATION AGREEMENT

 

AMENDMENT made as of August 14, 2019, between The Boston Trust & Walden Funds (the “Trust”) and Boston Trust Investment Management, Inc., a corporation organized under the laws of the Commonwealth of Massachusetts (the “Investment Adviser”), to that certain Expense Limitation Agreement (the “Agreement”), dated February 26, 2019, between the Trust and the Investment Adviser. All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.

 

WHEREAS, the parties wish to update the Agreement to reflect changes in the names of the Trust, the Walden Asset Management Fund and the Investment Adviser;

 

NOW, THEREFORE, in consideration of the mutual covenants and promises hereinafter contained and for good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the Trust and the Investment Adviser hereby agree as follows:

 

1.              Trust Name Change

 

Effective September 4, 2019, all references in the Agreement to “The Boston Trust & Walden Funds” are deleted in their entirety and replaced with “Boston Trust Walden Funds”

 

2.              Fund Name Change — Walden Asset Management Fund

 

Effective September 4, 2019, Schedule A to the Agreement, attached hereto, is amended to change all references to the “Walden Asset Management Fund” to the “Walden Balanced Fund”.

 

3.              Investment Adviser Name Change

 

Effective September 4, 2019, all references in the Agreement to “Boston Trust Investment Management Inc.” are deleted in their entirety and replaced with “Boston Trust Walden Inc.”

 

4.              Miscellaneous.

 

(a)                                 This Amendment supplements and amends the Agreement. The provisions set forth in this Amendment supersede all prior negotiations, understandings and agreements bearing upon the subject matter covered herein, including any conflicting provisions of the Agreement or any provisions of the Agreement that directly cover or indirectly bear upon matters covered under this Amendment.

 

(b)                                 Each reference to the Agreement in the Agreement (as it existed prior to this Amendment) and in every other agreement, contract or instrument to which the parties are bound, shall hereafter be construed as a reference to the Agreement as amended by this Amendment. Except as provided in this Amendment, the provisions of the Agreement remain in

 

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full force and effect. No amendment or modification to this Amendment shall be valid unless made in writing and executed by both parties hereto.

 

(c)                                  Paragraph headings in this Amendment are included for convenience only and are not to be used to construe or interpret this Amendment.

 

(d)                                 This Amendment may be executed in counterparts, each of which shall be an original but all of which, taken together, shall constitute one and the same agreement.

 

IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be duly executed as of the day and year first above written.

 

 

	THE BOSTON TRUST & WALDEN FUNDS
	By:	/s/ Lucia Santini
	Name:	Lucia Santini
	Title:	President
	BOSTON TRUST INVESTMENT MANAGEMENT, INC.
	By:	/s/ Lucia Santini
	Name:	Lucia Santini
	Title:	Managing Director

 

 

Dated: August 14, 2019

 

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Effective:  September 4, 2019

 

SCHEDULE A

TO THE

INVESTMENT ADVISORY AGREEMENT

BETWEEN

THE BOSTON TRUST & WALDEN FUNDS

AND

BOSTON TRUST INVESTMENT MANAGEMENT, INC.

 

Name of Fund			Compensation
Boston Trust Asset Management Fund			0.75% of average daily net assets up to $500 million and 0.50% of average daily net assets in excess of $500 million
Boston Trust Equity Fund			0.75% of average daily net assets
Boston Trust Midcap Fund			0.75% of average daily net assets
Boston Trust SMID Cap Fund			0.75% of average daily net assets
Boston Trust Small Cap Fund			0.75% of average daily net assets
Walden Balanced Fund			0.75% of average daily net assets
Walden Equity Fund			0.75% of average daily net assets
Walden Midcap Fund			0.75% of average daily net assets
Walden SMID Cap Fund			0.75% of average daily net assets
Walden Small Cap Fund			0.75% of average daily net assets
Walden International Equity Fund			0.75% of average daily net assets
THE BOSTON TRUST & WALDEN FUNDS			BOSTON TRUST INVESTMENT MANAGEMENT, INC.
By:	/s/ Lucia Santini		By:	/s/ Lucia Santini
Name:	Lucia Santini		Name:	Lucia Santini
Title:	President		Title:	Managing Director

 

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/29/24  Boston Trust Walden Funds         485BPOS     5/01/24   19:7.4M                                   FilePoint/FA
 4/24/23  Boston Trust Walden Funds         485BPOS     5/01/23   41:12M                                    Toppan Merrill/FA
 4/22/22  Boston Trust Walden Funds         485BPOS     5/01/22   41:11M                                    Toppan Merrill/FA
 7/02/21  Boston Trust Walden Funds         485BPOS     7/30/21   34:10M                                    Toppan Merrill/FA
 5/04/21  Boston Trust Walden Funds         485APOS¶    5/04/21    2:2.3M                                   Toppan Merrill/FA
 4/22/21  Boston Trust Walden Funds         485BPOS     5/01/21   38:10M                                    Toppan Merrill/FA
 9/16/20  Boston Trust Walden Funds         POS EX      9/16/20   13:972K                                   Toppan Merrill/FA