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Golden State Water Co, et al. – ‘10-K’ for 12/31/12 – ‘EX-32.1’

On:  Friday, 3/1/13, at 4:37pm ET   ·   For:  12/31/12   ·   Accession #:  1104659-13-16827   ·   File #s:  1-12008, 1-14431

Previous ‘10-K’:  ‘10-K’ on 3/12/12 for 12/31/11   ·   Next:  ‘10-K’ on 2/26/14 for 12/31/13   ·   Latest:  ‘10-K’ on 2/21/24 for 12/31/23   ·   12 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/01/13  Golden State Water Co             10-K       12/31/12  108:26M                                    Toppan Merrill/FA
          American States Water Co

Annual Report   —   Form 10-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   2.83M 
 2: EX-10.35    Material Contract                                   HTML     66K 
 3: EX-21       Subsidiaries List                                   HTML     26K 
 4: EX-23.1     Consent of Experts or Counsel                       HTML     27K 
 5: EX-23.1.1   Consent of Experts or Counsel                       HTML     26K 
 6: EX-31.1     Certification -- §302 - SOA'02                      HTML     33K 
 7: EX-31.1.1   Certification -- §302 - SOA'02                      HTML     33K 
 8: EX-31.2     Certification -- §302 - SOA'02                      HTML     33K 
 9: EX-31.2.1   Certification -- §302 - SOA'02                      HTML     33K 
10: EX-32.1     Certification -- §906 - SOA'02                      HTML     29K 
11: EX-32.2     Certification -- §906 - SOA'02                      HTML     29K 
73: R1          Document and Entity Information                     HTML     55K 
60: R2          Consolidated Balance Sheets                         HTML    246K 
71: R3          Consolidated Statements of Capitalization           HTML     90K 
76: R4          Consolidated Statements of Capitalization           HTML     48K 
                (Parenthetical)                                                  
97: R5          Consolidated Statements of Income                   HTML    166K 
62: R6          Consolidated Statements of Changes in Common        HTML     96K 
                Shareholders' Equity                                             
70: R7          Consolidated Statements of Cash Flows               HTML    206K 
54: R8          Summary of Significant Accounting Policies          HTML     95K 
44: R9          Regulatory Matters                                  HTML     94K 
99: R10         Utility Plant and Intangible Assets                 HTML    160K 
78: R11         Derivative Instruments                              HTML     51K 
77: R12         Military Privatization                              HTML     70K 
84: R13         Earnings Per Share and Capital Stock                HTML    118K 
85: R14         Dividend Limitations                                HTML     32K 
82: R15         Bank Debt                                           HTML     51K 
86: R16         Long-Term Debt                                      HTML     46K 
72: R17         Taxes on Income                                     HTML    276K 
74: R18         Employee Benefit Plans                              HTML    603K 
80: R19         Stock-Based Compensation Plans                      HTML    122K 
108: R20         Business Risks and Commitments                      HTML     56K  
93: R21         Contingencies                                       HTML     42K 
66: R22         Construction Program                                HTML     30K 
79: R23         Business Segments                                   HTML    165K 
68: R24         Allowance for Doubtful Accounts                     HTML     81K 
35: R25         Supplemental Cash Flow Information                  HTML     63K 
94: R26         Discontinued Operations                             HTML     66K 
103: R27         Schedule I - Condensed Financial Information of     HTML    167K  
                Parent                                                           
49: R28         Summary of Significant Accounting Policies          HTML    168K 
                (Policies)                                                       
48: R29         Summary of Significant Accounting Policies          HTML     60K 
                (Tables)                                                         
52: R30         Regulatory Matters (Tables)                         HTML     52K 
53: R31         Utility Plant and Intangible Assets (Tables)        HTML    147K 
55: R32         Derivative Instruments (Tables)                     HTML     39K 
25: R33         Military Privatization (Tables)                     HTML     54K 
91: R34         Earnings Per Share and Capital Stock (Tables)       HTML    106K 
64: R35         Bank Debt (Tables)                                  HTML     46K 
67: R36         Long-Term Debt (Tables)                             HTML     38K 
39: R37         Taxes on Income (Tables)                            HTML    251K 
106: R38         Employee Benefit Plans (Tables)                     HTML    588K  
18: R39         Stock-Based Compensation Plans (Tables)             HTML    109K 
57: R40         Business Risks and Commitments (Tables)             HTML     48K 
96: R41         Business Segments (Tables)                          HTML    160K 
37: R42         Allowance for Doubtful Accounts (Tables)            HTML     80K 
47: R43         Supplemental Cash Flow Information (Tables)         HTML     60K 
51: R44         Discontinued Operations (Tables)                    HTML     63K 
61: R45         Summary of Significant Accounting Policies          HTML    111K 
                (Details)                                                        
24: R46         Regulatory Matters (Details)                        HTML     44K 
43: R47         Regulatory Matters (Details 2)                      HTML     65K 
20: R48         Regulatory Matters (Details 3)                      HTML     44K 
95: R49         Regulatory Matters (Details 4)                      HTML     37K 
36: R50         Regulatory Matters (Details 5)                      HTML     33K 
92: R51         Regulatory Matters (Details 6)                      HTML     35K 
40: R52         Regulatory Matters (Details 7)                      HTML     40K 
58: R53         Regulatory Matters (Details 8)                      HTML     33K 
19: R54         Regulatory Matters (Details 9)                      HTML     59K 
22: R55         Regulatory Matters (Details 10)                     HTML     54K 
50: R56         Utility Plant and Intangible Assets (Details)       HTML     69K 
28: R57         Utility Plant and Intangible Assets (Details 2)     HTML     72K 
100: R58         Utility Plant and Intangible Assets (Details 3)     HTML     40K  
63: R59         Derivative Instruments (Details)                    HTML     43K 
83: R60         Military Privatization (Details)                    HTML     88K 
42: R61         Earnings Per Share and Capital Stock (Details)      HTML    125K 
45: R62         Earnings Per Share and Capital Stock (Details 2)    HTML     60K 
90: R63         Dividend Limitations (Details)                      HTML     47K 
87: R64         Bank Debt (Details)                                 HTML     71K 
65: R65         Long-Term Debt (Details)                            HTML     78K 
89: R66         Long-Term Debt (Details 2)                          HTML     42K 
41: R67         Long-Term Debt (Details 3)                          HTML     47K 
69: R68         Taxes on Income (Details)                           HTML    164K 
102: R69         Employee Benefit Plans (Details)                    HTML     50K  
21: R70         Employee Benefit Plans (Details 2)                  HTML    232K 
34: R71         Employee Benefit Plans (Details 3)                  HTML    172K 
59: R72         Stock-Based Compensation Plans (Details)            HTML     67K 
27: R73         Stock-Based Compensation Plans (Details 2)          HTML    161K 
105: R74         Business Risks and Commitments (Details)            HTML     29K  
38: R75         Business Risks and Commitments (Details 2)          HTML     45K 
29: R76         Business Risks and Commitments (Details 3)          HTML     45K 
33: R77         Business Risks and Commitments (Details 4)          HTML     59K 
23: R78         Contingencies (Details)                             HTML     64K 
26: R79         Construction Program (Details)                      HTML     30K 
75: R80         Business Segments (Details)                         HTML     75K 
31: R81         Business Segments (Details 2)                       HTML     49K 
101: R82         Allowance for Doubtful Accounts (Details)           HTML     47K  
56: R83         Supplemental Cash Flow Information (Details)        HTML     44K 
81: R84         Discontinued Operations (Details)                   HTML     79K 
88: R85         Schedule I - Condensed Financial Information of     HTML     92K 
                Parent (Details)                                                 
30: R86         Schedule I - Condensed Financial Information of     HTML     76K 
                Parent (Details 2)                                               
32: R87         Schedule I - Condensed Financial Information of     HTML     80K 
                Parent (Details 3)                                               
98: R88         Schedule I - Condensed Financial Information of     HTML     91K 
                Parent (Details 4)                                               
104: XML         IDEA XML File -- Filing Summary                      XML    166K  
46: EXCEL       IDEA Workbook of Financial Reports (.xls)            XLS   4.22M 
12: EX-101.INS  XBRL Instance -- awr-20121231                        XML   6.02M 
14: EX-101.CAL  XBRL Calculations -- awr-20121231_cal                XML    453K 
17: EX-101.DEF  XBRL Definitions -- awr-20121231_def                 XML   2.10M 
15: EX-101.LAB  XBRL Labels -- awr-20121231_lab                      XML   4.78M 
16: EX-101.PRE  XBRL Presentations -- awr-20121231_pre               XML   2.52M 
13: EX-101.SCH  XBRL Schema -- awr-20121231                          XSD    424K 
107: ZIP         XBRL Zipped Folder -- 0001104659-13-016827-xbrl      Zip    477K  


‘EX-32.1’   —   Certification — §906 – SOA’02


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



Exhibit 32.1

 

Certification pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

 

In connection with the Annual Report of American States Water Company and Golden State Water Company (the “Registrant”) on Form 10-K for the year ended December 31, 2012, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I Robert J. Sprowls, certify, pursuant to 18 U.S.C. § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, that, to the best of my knowledge:

 

(1)         The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

 

(2)         The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Registrant.

 

 

/s/ ROBERT J. SPROWLS

 

Robert J. Sprowls

 

President and Chief Executive Officer

 

 

 

Dated: March 1, 2013

 

 



Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-K’ Filing    Date    Other Filings
Filed on:3/1/13
For Period end:12/31/1211-K
 List all Filings 


12 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/10/23  American States Water Co.         10-Q        3/31/23   61:9.3M                                   Workiva Inc Wde… FA01/FA
 3/01/23  American States Water Co.         10-K       12/31/22  122:20M                                    Workiva Inc Wde… FA01/FA
11/07/22  American States Water Co.         10-Q        9/30/22   60:8.7M
 8/01/22  American States Water Co.         10-Q        6/30/22   60:8.4M
 5/02/22  American States Water Co.         10-Q        3/31/22   57:6.9M
 2/22/22  American States Water Co.         10-K       12/31/21  126:19M
 5/03/21  American States Water Co.         10-Q        3/31/21   61:7.2M
 2/22/21  American States Water Co.         10-K       12/31/20  126:20M
11/02/20  American States Water Co.         10-Q        9/30/20   63:9.4M
 8/03/20  American States Water Co.         10-Q        6/30/20   62:9.7M
12/03/13  SEC                               UPLOAD9/21/17    1:37K  Golden State Water Co.
11/07/13  SEC                               UPLOAD9/21/17    1:157K Golden State Water Co.
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Filing Submission 0001104659-13-016827   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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