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As Of Filer Filing For·On·As Docs:Size Issuer Agent 9/23/13 Applied Optoelectronics, Inc. 8-A12B 1:21K Merrill Corp-MD/FA |
Document/Exhibit Description Pages Size 1: 8-A12B Registration of a Class of Securities HTML 18K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934
APPLIED OPTOELECTRONICS, INC.
(Exact Name of Registrant as Specified in its Charter)
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Delaware |
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76-0533927 |
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(State of incorporation or organization) |
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(I.R.S. Employer Identification No.) |
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13115 Jess Pirtle Blvd. |
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77478 |
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(Address of principal executive offices) |
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(Zip Code) |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. x
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. o
Securities Act registration statement file number to which this form relates: 333-190591
Securities to be registered pursuant to Section 12(b) of the Act:
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Title of each class |
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Name of each exchange on |
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Common Stock, par value $0.001 per share |
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The NASDAQ Stock Market LLC |
Securities to be registered pursuant to Section 12(g) of the Act: None.
Item 1. Description of Registrant’s Securities to be Registered
The information required by this Item 1 is incorporated herein by reference to the information set forth under the caption “Description of Capital Stock” in the Registration Statement on Form S-1 (File No. 333-190591) as originally filed by the Registrant with the Securities and Exchange Commission on August 13, 2013 and as subsequently amended (the “Registration Statement”). Such information will also appear in the prospectus subsequently filed by the Registrant with the Securities and Exchange Commission pursuant to Rule 424(b) under the Securities Act of 1933, as amended, and such prospectus is incorporated herein by reference.
Item 2. Exhibits
In accordance with the “Instructions as to Exhibits” with respect to Form 8-A, no exhibits are required to be filed as part of this registration statement because no other securities of the Registrant are registered on The NASDAQ Stock Market LLC and the securities registered hereby are not being registered pursuant to Section 12(g) of the Securities Exchange Act of 1934, as amended.
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
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Date: September 23, 2013 |
APPLIED OPTOELECTRONICS, INC. | |
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By: |
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President and Chief Executive Officer |
| This ‘8-A12B’ Filing | Date | Other Filings | ||
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| Filed on: | 9/23/13 | |||
| 8/13/13 | S-1 | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 8/03/23 Applied Optoelectronics, Inc. S-8 8/03/23 5:203K Toppan Merrill/FA 6/26/23 Applied Optoelectronics, Inc. S-8 6/26/23 4:122K Toppan Merrill/FA 6/17/22 Applied Optoelectronics, Inc. S-8 6/17/22 4:83K Toppan Merrill/FA 6/11/21 Applied Optoelectronics, Inc. S-8 POS 6/11/21 3:103K Toppan Merrill/FA 6/11/21 Applied Optoelectronics, Inc. S-8 POS 6/11/21 3:109K Toppan Merrill/FA 6/11/21 Applied Optoelectronics, Inc. S-8 POS 6/11/21 3:86K Toppan Merrill/FA 6/11/21 Applied Optoelectronics, Inc. S-8 POS 6/11/21 3:111K Toppan Merrill/FA 6/11/21 Applied Optoelectronics, Inc. S-8 POS 6/11/21 3:117K Toppan Merrill/FA 6/11/21 Applied Optoelectronics, Inc. S-8 6/11/21 3:85K Toppan Merrill/FA 2/25/21 Applied Optoelectronics, Inc. S-8 2/25/21 3:62K Toppan Merrill/FA 2/25/21 Applied Optoelectronics, Inc. 424B5 1:349K Toppan Merrill/FA |
