As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 5/08/06  Allstate Life Ins Co of New York  10-Q        3/31/06    6:712K                                   Merrill Corp-MD/FA

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report Pursuant to Sections 13 or 15(D)   HTML    441K 
 2: EX-10.1     Material Contract                                   HTML     18K 
 3: EX-15       Letter re: Unaudited Interim Financial Information  HTML     12K 
 4: EX-31.1     Certification per Sarbanes-Oxley Act (Section 302)  HTML     13K 
 5: EX-31.2     Certification per Sarbanes-Oxley Act (Section 302)  HTML     13K 
 6: EX-32       Certification per Sarbanes-Oxley Act (Section 906)  HTML     10K 

Exhibit 10.1

 

AMENDMENT NUMBER ONE TO THE PRINCIPAL UNDERWRITING AGREEMENT
BETWEEN ALLSTATE LIFE INSURANCE COMPANY OF NEW YORK

AND ALLSTATE DISTRIBUTORS, L.L.C.

 

This AMENDMENT NUMBER ONE (the “Amendment One”) is made and entered into this 1^st day of October 2002 (the “Effective Date”) by and between Allstate Life Insurance Company of New York (“Allstate Life of New York”) and Allstate Distributors, L.L.C. (“Distributors”).

 

WHEREAS, Allstate Life of New York and Distributors are parties to that certain Principal Underwriting Agreement dated May 1, 2000 (the “Underwriting Agreement”);

 

WHEREAS, the parties have agreed to revise the commission payment structure relating to the sale of certain variable insurance contracts described in the Underwriting Agreement; and

 

WHEREAS, the parties desire to amend the Underwriting Agreement to reflect their new agreement.

 

NOW, THEREFORE, in consideration of the mutual covenants, representations, warranties and agreements herein contained, the parties agree as follows:

 

1.     The first sentence of Section 5.01 Compensation, shall be replaced with the following:

 

Allstate Life of New York shall pay to Distributors commissions described in Exhibits 2.1.1, 2.1.4 and 2.1.5 to the Third Amended and Restated Joint Venture Agreement between The Allstate Corporation and Putnam Investments, LLC dated October 1, 2002, (the “Joint Venture Agreement”).

 

2.               Except as specifically amended hereby, the Underwriting Agreement shall remain in full force and effect in accordance with its terms.

 

4.     Capitalized terms used herein and not otherwise defined in this Amendment One shall have the meanings given to them in the Joint Venture Agreement.

 

IN WITNESS WHEREOF, each of the parties hereto has caused this Amendment to be signed on its behalf by its duly authorized officers, all as of the day and year first written above.

 

ALLSTATE LIFE INSURANCE				ALLSTATE DISTRIBUTORS, L.L.C.
COMPANY OF NEW YORK
By:	/s/ Steven C. Verney			By:	/s/ Barry S. Paul
		Steven C. Verney				Barry S. Paul
Title:		Treasurer		Title:		Assistant Treasurer
Date:		May 1, 2005		Date:		May 1, 2005

 

E-2

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/27/21  Allstate Life Ins Co. of New York S-1/A       4/26/21  110:22M                                    Workiva Inc Wde… FA01/FA
 4/21/21  Allstate Life Ins Co. of New York CORRESP¶    4/01/24    1:2.7M                                   Workiva Inc Wde… FA01/FA
 3/30/21  Allstate Life Ins Co. of New York S-1                  112:22M                                    Workiva Inc Wde… FA01/FA