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New England Variable Annuity Fund I – ‘NSAR-U’ for 12/31/08

On:  Friday, 2/20/09, at 10:53am ET   ·   Effective:  2/20/09   ·   For:  12/31/08   ·   Accession #:  1104659-9-11014   ·   File #:  811-01930

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/20/09  New England Var Annuity Fund I    NSAR-U     12/31/08    1:247K                                   Toppan Merrill/FA

Annual Report by a Unit Investment Trust   —   Form N-SAR   —   ICA’40
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: NSAR-U      Annual Report by a Unit Investment Trust            HTML    154K 


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FORM N-SAR

SEMI-ANNUAL REPORT

FOR REGISTERED INVESTMENT COMPANIES

Report for six month period ending:      /     /    (a)

 

of fiscal year ending:            12/31/08     (b)

 

Is this a transition report? (Y/N)    N

 

Is this an amendment to a previous filing? (Y/N)    N

 

Those items or sub-items with a box “x” after the item number should be completed only if the answer has changed from the previous filing on this form.

 

1.

A.

Registrant Name:  New England Variable Annuity Fund I

 

 

B.

File Number: 811-01930

 

 

 

 

C.

Telephone Number: 617-578-3514

 

 

 

 

 

 

 

 

 

2.

A.

Street:  200 Park Avenue

 

 

 

 

B.

City: New York

C. State:  NY

D.  Zip Code: 10166

Zip Ext:

 

E.

Foreign Country:

 

      Foreign Postal Code:

 

 

 

 

 

3.

Is this the first filing on this form by Registrant? (Y/N)

N

 

 

 

 

 

 

 

4.

Is this the last filing on this form by Registrant? (Y/N)

N

 

 

 

 

 

 

 

5.

Is Registrant a small business investment company (SBIC)? (Y/N)

 

 

 

[If answer is “Y” (Yes), complete only items 89 through 110.]

N

 

 

 

 

 

 

 

6.

Is Registrant a unit investment trust (UIT)? (Y/N)

 

 

 

[If answer is “Y” (Yes) complete only items 111 through 132.]

Y

 

 

 

 

 

 

 

7.

A.

Is Registrant a series or multiple portfolio company? (Y/N)

 

 

 

 

 

[If answer is “N” (No), go to item 8.]

 

 

 

 

 

 

 

 

 

 

B.

How many separate series or portfolios did Registrant have at the end of the period?

 

 

 

01



 

For period ending

12/31/08

 

  If filing more than one

File Number

811-01930

 

  Page 47, “X” box:           o

 

UNIT INVESTMENT TRUSTS

 

111.

A.

x

Depositor Name:

 

B.

x

File Number (if any)

 

 

 

C.

x

City:  

State:

Zip Code

Zip Ext.:

 

 

x

Foreign Country:

 

Foreign Postal Code:

 

 

 

 

 

111.

A.

x

Depositor Name:

 

B.

x

File Number (if any):

 

 

 

 

C.

x

City:  

State:

Zip Code:

Zip Ext.:

 

 

x

Foreign Country:

 

Foreign Postal Code:

 

 

 

 

 

 

 

 

112.

A.

x

Sponsor Name:

 

B.

x

File Number (if any):

 

 

 

 

C.

x

City:  

State:

Zip Code:

Zip Ext.:

 

 

x

Foreign Country:

 

Foreign Postal Code:

 

 

 

 

 

 

 

 

112.

A.

x

Sponsor Name:

 

B.

x

File Number (if any):

 

 

 

 

C.

x

City:  

State:

Zip Code:

Zip Ext.:

 

 

x

Foreign Country:

 

Foreign Postal Code:

 

 

47



 

For period ending

12/31/08

 

  If filing more than one

File Number

811-01930

 

  Page 48, “X” box:           o

 

113.

A.

x

Trustee Name:

 

B.

x

City:  

State:

Zip Code:

Zip Ext.:

 

 

x

Foreign Country:

 

Foreign Postal Code:

 

 

 

 

 

 

 

 

113.

A.

x

Trustee Name:

 

B.

x

City:  

State:

Zip Code:

Zip Ext.:

 

 

x

Foreign Country:

 

Foreign Postal Code:

 

 

 

 

 

114.

A.

x

Principal Underwriter Name:

 

B.

x

File Number:

 

 

 

 

C.

x

City:  

State:

Zip Code:

Zip Ext.:

 

 

x

Foreign Country:

 

Foreign Postal Code:

 

 

 

 

 

114.

A.

x

Principal Underwriter Name:

 

B.

x

File Number:

 

 

 

 

C.

x

City:  

State:

Zip Code:

Zip Ext.:

 

 

x

Foreign Country:

 

Foreign Postal Code:

 

 

 

 

 

115.

A.

x

Independent Public Accountant Name:

 

B.

x

City:  

State:

Zip Code:

Zip Ext.:

 

 

x

Foreign Country:

 

Foreign Postal Code:

 

 

 

 

 

 

 

 

115.

A.

x

Independent Public Accountant Name:

 

B.

x

City:  

State:

Zip Code:

Zip Ext.:

 

 

x

Foreign Country:

 

Foreign Postal Code:

 

 

48



 

 

For period ending

12/31/08

 

  If filing more than one

File Number

811-01930

 

  Page 49, “X” box:           o

 

116.

Family of Investment companies information:

 

 

 

 

 

 

 

A.

x

Is Registrant part of a family of investment companies? (Y/N)

 

 

 

 

 

 

 

B.

x

Identify the family in 10 letters:

 

 

 

 

(NOTE: In filing this form, use this identification consistently for all investment companies in family. This designation is for purposes of this form only.)

 

 

 

 

 

 

117.

A.

x

Is Registrant a separate account of an insurance company? (Y/N)

 

 

 

 

 

 

 

If answer is “Y” (Yes), are any of the following types of contracts funded by the Registrant?:

 

 

 

 

 

 

 

B.

x

Variable annuity contracts? (Y/N)

 

 

 

 

 

 

 

C.

x

Scheduled premium variable life contracts? (Y/N)

 

 

 

 

 

 

 

D.

x

Flexible premium variable life contracts? (Y/N)

 

 

 

 

 

 

 

E.

x

Other types of insurance products registered under the Securities Act of 1933? (Y/ N)

 

 

 

 

 

 

118.

x

State the number of series existing at the end of the period that had securities registered under the Securities Act of 1933

 

 

 

 

 

119.

x

State the number of new series for which registration statements under the Securities Act of 1933 became effective during the period

 

 

 

 

 

120.

x

State the total value of the portfolio securities on the date of deposit for the new series included in item 119 ($000’s omitted)

 

 

 

 

 

 

121.

x

State the number of series for which a current prospectus was in existence at the end of the period

0

 

 

 

 

122.

x

State the number of existing series for which additional units were registered under the Securities Act of 1933 during the current period

 

 

49



 

For period ending

12/31/08

 

  If filing more than one

File Number

811-01930

 

  Page 50, “X” box:           o

 

123.

x

State the total value of the additional units considered in answering item 122 ($000’s omitted)

$1,642

 

 

 

 

124.

x

State the total value of units of prior series that were placed in the portfolios of subsequent series during the current period (the value of these units is to be measured on the date they were placed in the subsequent series) ($000’s omitted)

 

 

 

 

 

125.

x

State the total dollar amount of sales loads collected (before reallowances to other brokers or dealers) by Registrant’s principal underwriter and any underwriter which is an affiliated person of the principal underwriter during the current period solely from the sale of units of all series of Registrant ($000’s omitted)

$       1

 

 

 

 

126.

 

Of the amount shown in item 125, state the total dollar amount of sales loads collected from secondary market operations in Registrant’s units (include the sales loads, if any, collected on units of a prior series placed in the portfolio of a subsequent series.) ($000’s omitted)

0

 

 

 

 

127.

 

List opposite the appropriate description below the number of series whose portfolios are invested primarily (based upon a percentage of NAV) in each type of security shown, the aggregate total assets at market value as of a date at or near the end of the current period of each such group of series and the total income distributions made by each such group of series during the current period (excluding distributions of realized gains, if any):

 

 

 

 

 

 

Number of

 

Total Assets

 

Total Income

 

 

 

 

 

Series

 

($000’s

 

Distributions

 

 

 

 

 

Investing

 

omitted)

 

($000’s omitted)

 

 

 

 

 

 

 

 

 

 

 

A.

 

U.S. Treasury direct issue

 

 

 

$

 

 

$

 

 

 

 

 

 

 

 

 

 

 

 

B.

 

U.S. Government agency

 

 

 

$

 

 

$

 

 

 

 

 

 

 

 

 

 

 

 

C.

 

State and municipal tax-free

 

 

 

$

 

 

$

 

 

 

 

 

 

 

 

 

 

 

 

D.

 

Public utility debt

 

 

 

$

 

 

$

 

 

 

 

 

 

 

 

 

 

 

 

E.

 

Brokers or dealers debt or debt of brokers’ or dealers’ parent

 

 

 

$

 

 

$

 

 

 

 

 

 

 

 

 

 

 

 

F.

 

All other corporate intermed & long-term debt

 

 

 

$

 

 

$

 

 

 

 

 

 

 

 

 

 

 

 

G.

 

All other corporate short-term debt

 

 

 

$

 

 

$

 

 

 

 

 

 

 

 

 

 

 

 

H.

 

Equity securities of brokers or dealers or parents of brokers or dealers

 

 

 

$

 

 

$

 

 

 

 

 

 

 

 

 

 

 

 

I.

 

Investment company equity securities

 

 

 

$

 

 

$

 

 

 

 

 

 

 

 

 

 

 

 

J.

 

All other equity securities

 

1

 

$

12,341

 

$

377

 

 

 

 

 

 

 

 

 

 

 

K.

 

Other securities

 

 

 

$

 

 

$

 

 

 

 

 

 

 

 

 

 

 

 

L.

 

Total assets of all series of registrant

 

1

 

$

12,341

 

$

377

 

 

50



 

 

For period ending

12/31/08

 

  If filing more than one

File Number

811-01930

 

  Page 51, “X” box:           o

 

128.

x

Is the timely payment of principal and interest on any of the portfolio securities held by any of Registrant’s series at the end of the current period insured or guaranteed by an entity other than the issuer? (Y/N)

 

 

 

[If answer is “N” (No), go to item 131.]

 

 

 

 

 

129.

x

Is the issuer of any instrument covered in item 128 delinquent or in default as to payment of principal or interest at the end of the current period? (Y/N)

 

 

 

[If answer is “N” (No), go to item 131.]

 

 

 

 

 

130.

x

In computations of NAV or offering price per unit, is any part of the value attributed to instruments identified in item 129 derived from insurance or guarantees? (Y/N)

 

 

 

 

 

131.

 

Total expenses incurred by all series of Registrant during the current reporting period ($000’s omitted)

$177

 

 

 

 

132.

x

List the “811” (Investment Company Act of 1940) registration number for all Series of Registrant that are being included in this filing:

 

 

811-

811-

811-

811-

811-

 

 

 

 

 

811-

811-

811-

811-

811-

 

 

 

 

 

811-

811-

811-

811-

811-

 

 

 

 

 

811-

811-

811-

811-

811-

 

 

 

 

 

811-

811-

811-

811-

811-

 

 

 

 

 

811-

811-

811-

811-

811-

 

 

 

 

 

811-

811-

811-

811-

811-

 

 

 

 

 

811-

811-

811-

811-

811-

 

 

 

 

 

811-

811-

811-

811-

811-

 

51



 

SIGNATURES

 

City of: Boston

State of: Massachusetts

Date: February 20, 2009

 

Name of Registrant, Depositor, or Trustee: New England Variable Annuity Fund I

 

/s/ Alan C. Leland, Jr.

 

By (Name and Title)

 

Alan C. Leland, Jr.

 

Vice President

 

Metropolitan Life

 

Insurance Company

 

 

 

/s/Marie C. Swift

 

Witness (Name and Title):

 

Marie C. Swift

 

Associate General Counsel

 

Metropolitan Life

 

Insurance Company

 

 



Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘NSAR-U’ Filing    Date    Other Filings
Filed on / Effective on:2/20/09
For Period end:12/31/0824F-2NT,  N-30D
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