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– Release Delayed ·As Of Filer Filing For·On·As Docs:Size Issuer Agent 8/03/09 Alger Funds II 485BPOS¶ 9/02/09 6:1.4M Merrill Corp-MD/FA → Alger Dynamic Opportunities Fund ⇒ Alger Dynamic Opportunities Fund Class A (SPEDX) |
Document/Exhibit Description Pages Size 1: 485BPOS Post-Effective Amendment HTML 927K 5: COVER ¶ Comment-Response or Cover Letter to the SEC HTML 27K 6: CORRESP ¶ Comment-Response or Other Letter to the SEC HTML 11K 2: EX-99.(A-5) Miscellaneous Exhibit HTML 16K 3: EX-99.(I-4) Miscellaneous Exhibit HTML 13K 4: EX-99.(J) Miscellaneous Exhibit HTML 6K
Exhibit 99.(i-4)
The Trustees of
The Alger Funds II
111 Fifth Avenue
Re: Alger Dynamic Opportunities Fund
Ladies and Gentlemen:
You have requested our opinion, as your special Massachusetts counsel, as to certain matters of Massachusetts law relating to the organization and shares of The Alger Funds II, a trust with transferable shares (the “Fund”) established under Massachusetts law pursuant to an Amended and Restated Declaration of Trust dated February 18, 1997, as amended to date (the “Declaration”). We understand that our opinion is requested in connection with the filing by the Fund with the Securities and Exchange Commission (the “SEC”) of Post-Effective Amendment No. 27 to its Registration Statement on Form N-1A under the Securities Act of 1933, as amended (the “Securities Act”), Registration No. 33-98102, and Post-Effective Amendment No. 40 to its Registration Statement under the Investment Company Act of 1940, as amended, Registration No. 811-1743 (collectively, the “Amendment”), relating to the shares of beneficial interest, $.001 par value, of the Alger Dynamic Opportunities Fund (the “Shares”), and that you wish to file this letter with the SEC as an exhibit to the Amendment.
For purposes of rendering the opinions stated herein, we have examined and are familiar with the Declaration, and we have reviewed a draft of the Amendment which we are informed is substantially the form to be filed with the SEC, including the forms of the Prospectus (the “Prospectus”) and the Statement of Additional Information (the “SAI”) to be included therein, records of the actions taken by yourselves as the Trustees of the Fund to authorize the issuance and sale of the Shares, the By-laws of the Fund, as currently in effect, certificates of officers of the Fund and of public officials as to matters of fact relevant to such opinions, and such other documents and instruments, certified or otherwise identified to our satisfaction, and such questions of law and fact, as we have considered necessary or appropriate for purposes of giving such opinions. We call to your attention that, in doing so, we have assumed the genuineness of the signatures on, and the authenticity of, all documents furnished to us, and the conformity to the originals of documents submitted to us as copies, which we have not independently verified.
Based upon and subject to the foregoing, we hereby advise you that, in our opinion, under the laws of Massachusetts:
1. The Fund is validly existing as a trust with transferable shares of the type commonly called a Massachusetts business trust.
2. The Fund is authorized to issue an unlimited number of shares of beneficial interest; the Shares have been duly and validly authorized by all requisite action of the Trustees of the Fund, and no action by the shareholders of the Fund is required in such connection.
3. The Shares, when duly sold, issued and paid for as contemplated by the Prospectus and the SAI, will be validly and legally issued, fully paid and nonassessable by the Fund.
With respect to the opinion expressed in paragraph 3 above, we wish to point out that the shareholders of a Massachusetts business trust may under some circumstances be subject to assessment at the instance of creditors to pay the obligations of such trust in the event that its assets are insufficient for the purpose.
This letter expresses our opinions as to the provisions of the Declaration and the laws of Massachusetts applying to business trusts generally, but does not extend to the Massachusetts Securities Act, or to federal securities or other laws.
We consent to your filing this letter with the SEC as an exhibit to the Amendment, but we do not thereby concede that we come within the class of persons whose consent is required under Section 7 of the Securities Act.
Very truly yours,
SULLIVAN & WORCESTER LLP
2
This ‘485BPOS’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Effective on: | 9/2/09 | 485BXT | ||
Filed on: | 8/3/09 | |||
7/27/09 | ||||
2/18/97 | ||||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/27/24 Alger Funds II 485BPOS 2/28/24 32:17M Donnelley … Solutions/FA 4/06/23 Alger Funds II 485BPOS 4/06/23 25:11M Donnelley … Solutions/FA 2/27/23 Alger Funds II 485BPOS 2/28/23 29:11M Donnelley … Solutions/FA 2/25/22 Alger Funds II 485BPOS 2/28/22 32:10M Donnelley … Solutions/FA 2/26/21 Alger Funds II 485BPOS 2/28/21 114:15M Donnelley … Solutions/FA |