SEC Info℠ | Home | Search | My Interests | Help | Sign In | Please Sign In | ||||||||||||||||||||
As Of Filer Filing For·On·As Docs:Size Issuer Agent 9/30/11 Hartford Mutual Funds Inc/CT 485BPOS 9/30/11 10:13M Merrill Corp-MD/FA → Hartford Low Duration High Income Fund ⇒ Class A (HFHAX) — Class C (HFHCX) — Class I (HFHIX) — Class R3 (HFHRX) — Class R4 (HFHSX) — Class R5 (HFHTX) — Class Y (HFHYX) |
Document/Exhibit Description Pages Size 1: 485BPOS Post-Effective Amendment HTML 6.94M 5: EX-99.B.A.(IX) Miscellaneous Exhibit HTML 264K 2: EX-99.B.A.(VI) Miscellaneous Exhibit HTML 290K 3: EX-99.B.A.(VII) Miscellaneous Exhibit HTML 15K 4: EX-99.B.A.(VIII) Miscellaneous Exhibit HTML 13K 6: EX-99.B.E.(XXV) Miscellaneous Exhibit HTML 13K 7: EX-99.B.H.(XXVI) Miscellaneous Exhibit HTML 40K 8: EX-99.B.H.(XXVII) Miscellaneous Exhibit HTML 246K 9: EX-99.B.I. Miscellaneous Exhibit HTML 12K 10: EX-99.B.M. Miscellaneous Exhibit HTML 291K
Exhibit 99.B.a.(ix)
EXHIBIT A.(IX)
THE HARTFORD MUTUAL FUNDS, INC.
ARTICLES SUPPLEMENTARY
THE HARTFORD MUTUAL FUNDS, INC., a Maryland corporation registered as an open-end management investment company under the Investment Company Act of 1940 (“Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland (“SDAT”) that:
FIRST: Pursuant to the authority expressly vested in the Board of Directors (“Board of Directors”) of the Corporation by Section 2-208 of the Maryland General Corporation Law and the charter (“Charter”) of the Corporation, the Board of Directors reclassified 5,350,000,000 authorized and unissued Class L shares of Common Stock, par value $.0001 per share (the “Common Stock”) of the Corporation, as Class A shares of Common Stock as set forth below:
Series |
|
Authorized and Unissued Class L Shares to be |
|
The Hartford Inflation Plus Fund |
|
5,350,000,000 |
|
SECOND: Immediately after these Articles Supplementary are accepted for record by the SDAT, the total number of authorized shares of Common Stock is 49,860,000,000, of which 5,755,000,000 are shares of Common Stock without further classification or designation and 44,105,000,000 are shares of Common Stock classified and designated as follows:
SERIES AND CLASS |
|
NUMBER OF SHARES |
|
|
|
|
|
The Hartford Advisers Fund |
|
|
|
Class A |
|
375,000,000 |
|
Class B |
|
175,000,000 |
|
Class C |
|
110,000,000 |
|
Class Y |
|
100,000,000 |
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
|
|
|
|
The Hartford Balanced Allocation Fund |
|
|
|
Class A |
|
100,000,000 |
|
Class B |
|
50,000,000 |
|
Class C |
|
50,000,000 |
|
Class I |
|
50,000,000 |
|
Class Y |
|
50,000,000 |
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
The Hartford Balanced Income Fund |
|
|
|
Class A |
|
200,000,000 |
|
Class B |
|
200,000,000 |
|
Class C |
|
200,000,000 |
|
Class I |
|
100,000,000 |
|
Class Y |
|
200,000,000 |
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
|
|
|
|
The Hartford Capital Appreciation Fund |
|
|
|
Class A |
|
570,000,000 |
|
Class B |
|
175,000,000 |
|
Class C |
|
220,000,000 |
|
Class I |
|
400,000,000 |
|
Class Y |
|
100,000,000 |
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
|
|
|
|
The Hartford Capital Appreciation II Fund |
|
|
|
Class A |
|
200,000,000 |
|
Class B |
|
200,000,000 |
|
Class C |
|
200,000,000 |
|
Class I |
|
50,000,000 |
|
Class Y |
|
200,000,000 |
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
|
|
|
|
The Hartford Checks and Balances Fund |
|
|
|
Class A |
|
400,000,000 |
|
Class B |
|
200,000,000 |
|
Class C |
|
200,000,000 |
|
Class I |
|
50,000,000 |
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
The Hartford Conservative Allocation Fund |
|
|
|
Class A |
|
100,000,000 |
|
Class B |
|
50,000,000 |
|
Class C |
|
50,000,000 |
|
Class I |
|
50,000,000 |
|
Class Y |
|
50,000,000 |
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
|
|
|
|
The Hartford Corporate Opportunities Fund |
|
|
|
Class A |
|
125,000,000 |
|
Class B |
|
75,000,000 |
|
Class C |
|
50,000,000 |
|
Class Y |
|
50,000,000 |
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
|
|
|
|
The Hartford Disciplined Equity Fund |
|
|
|
Class A |
|
125,000,000 |
|
Class B |
|
75,000,000 |
|
Class C |
|
50,000,000 |
|
Class Y |
|
50,000,000 |
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
|
|
|
|
The Hartford Diversified International Fund |
|
|
|
Class A |
|
125,000,000 |
|
Class B |
|
75,000,000 |
|
Class C |
|
75,000,000 |
|
Class I |
|
50,000,000 |
|
Class Y |
|
50,000,000 |
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
The Hartford Dividend and Growth Fund |
|
|
|
Class A |
|
325,000,000 |
|
Class B |
|
75,000,000 |
|
Class C |
|
50,000,000 |
|
Class I |
|
200,000,000 |
|
Class Y |
|
100,000,000 |
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
|
|
|
|
The Hartford Emerging Markets Local Debt Fund |
|
|
|
Class A |
|
125,000,000 |
|
Class C |
|
75,000,000 |
|
Class I |
|
50,000,000 |
|
Class Y |
|
50,000,000 |
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
|
|
|
|
The Hartford Emerging Markets Research Fund |
|
|
|
Class A |
|
125,000,000 |
|
Class C |
|
75,000,000 |
|
Class I |
|
50,000,000 |
|
Class Y |
|
50,000,000 |
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
|
|
|
|
The Hartford Equity Growth Allocation Fund |
|
|
|
Class A |
|
100,000,000 |
|
Class B |
|
50,000,000 |
|
Class C |
|
50,000,000 |
|
Class I |
|
50,000,000 |
|
Class Y |
|
50,000,000 |
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
The Hartford Equity Income Fund |
|
|
|
Class A |
|
125,000,000 |
|
Class B |
|
75,000,000 |
|
Class C |
|
50,000,000 |
|
Class I |
|
50,000,000 |
|
Class Y |
|
50,000,000 |
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
|
|
|
|
The Hartford Floating Rate Fund |
|
|
|
Class A |
|
800,000,000 |
|
Class B |
|
200,000,000 |
|
Class C |
|
800,000,000 |
|
Class I |
|
1,000,000,000 |
|
Class Y |
|
200,000,000 |
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
|
|
|
|
The Hartford Floating Rate High Income Fund |
|
|
|
Class A |
|
125,000,000 |
|
Class C |
|
75,000,000 |
|
Class I |
|
50,000,000 |
|
Class Y |
|
50,000,000 |
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
|
|
|
|
The Hartford Fundamental Growth Fund |
|
|
|
Class A |
|
125,000,000 |
|
Class B |
|
75,000,000 |
|
Class C |
|
50,000,000 |
|
Class I |
|
50,000,000 |
|
Class Y |
|
50,000,000 |
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
The Hartford Global All-Asset Fund |
|
|
|
Class A |
|
250,000,000 |
|
Class C |
|
150,000,000 |
|
Class I |
|
100,000,000 |
|
Class Y |
|
50,000,000 |
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
|
|
|
|
The Hartford Global Enhanced Dividend Fund |
|
|
|
Class A |
|
200,000,000 |
|
Class B |
|
200,000,000 |
|
Class C |
|
200,000,000 |
|
Class I |
|
50,000,000 |
|
Class Y |
|
50,000,000 |
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
|
|
|
|
The Hartford Global Growth Fund |
|
|
|
Class A |
|
125,000,000 |
|
Class B |
|
75,000,000 |
|
Class C |
|
50,000,000 |
|
Class Y |
|
50,000,000 |
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
|
|
|
|
The Hartford Global Real Asset Fund |
|
|
|
Class A |
|
125,000,000 |
|
Class C |
|
75,000,000 |
|
Class I |
|
100,000,000 |
|
Class Y |
|
50,000,000 |
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
The Hartford Global Research Fund |
|
|
|
Class A |
|
200,000,000 |
|
Class B |
|
200,000,000 |
|
Class C |
|
200,000,000 |
|
Class I |
|
50,000,000 |
|
Class Y |
|
50,000,000 |
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
|
|
|
|
The Hartford Growth Allocation Fund |
|
|
|
Class A |
|
100,000,000 |
|
Class B |
|
50,000,000 |
|
Class C |
|
50,000,000 |
|
Class I |
|
50,000,000 |
|
Class Y |
|
50,000,000 |
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
|
|
|
|
The Hartford Healthcare Fund |
|
|
|
Class A |
|
125,000,000 |
|
Class B |
|
75,000,000 |
|
Class C |
|
50,000,000 |
|
Class I |
|
50,000,000 |
|
Class Y |
|
50,000,000 |
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
|
|
|
|
The Hartford High Yield Fund |
|
|
|
Class A |
|
125,000,000 |
|
Class B |
|
75,000,000 |
|
Class C |
|
50,000,000 |
|
Class I |
|
50,000,000 |
|
Class Y |
|
50,000,000 |
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
The Hartford Inflation Plus Fund |
|
|
|
Class A |
|
5,660,000,000 |
|
Class B |
|
105,000,000 |
|
Class C |
|
180,000,000 |
|
Class I |
|
50,000,000 |
|
Class Y |
|
100,000,000 |
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
|
|
|
|
The Hartford International Growth Fund |
|
|
|
Class A |
|
125,000,000 |
|
Class B |
|
75,000,000 |
|
Class C |
|
50,000,000 |
|
Class I |
|
50,000,000 |
|
Class Y |
|
50,000,000 |
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
|
|
|
|
The Hartford International Opportunities Fund |
|
|
|
Class A |
|
125,000,000 |
|
Class B |
|
75,000,000 |
|
Class C |
|
50,000,000 |
|
Class I |
|
50,000,000 |
|
Class Y |
|
50,000,000 |
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
|
|
|
|
The Hartford International Small Company Fund |
|
|
|
Class A |
|
125,000,000 |
|
Class B |
|
75,000,000 |
|
Class C |
|
50,000,000 |
|
Class I |
|
50,000,000 |
|
Class Y |
|
50,000,000 |
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
The Hartford International Value Fund |
|
|
|
Class A |
|
125,000,000 |
|
Class C |
|
75,000,000 |
|
Class I |
|
50,000,000 |
|
Class Y |
|
50,000,000 |
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
|
|
|
|
The Hartford MidCap Fund |
|
|
|
Class A |
|
225,000,000 |
|
Class B |
|
75,000,000 |
|
Class C |
|
110,000,000 |
|
Class I |
|
100,000,000 |
|
Class Y |
|
100,000,000 |
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
|
|
|
|
The Hartford MidCap Value Fund |
|
|
|
Class A |
|
125,000,000 |
|
Class B |
|
75,000,000 |
|
Class C |
|
50,000,000 |
|
Class I |
|
50,000,000 |
|
Class Y |
|
50,000,000 |
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
|
|
|
|
The Hartford Money Market Fund |
|
|
|
Class A |
|
1,200,000,000 |
|
Class B |
|
500,000,000 |
|
Class C |
|
1,000,000,000 |
|
Class Y |
|
500,000,000 |
|
Class R3 |
|
100,000,000 |
|
Class R4 |
|
1,500,000,000 |
|
Class R5 |
|
300,000,000 |
|
|
|
|
|
The Hartford Municipal Opportunities Fund |
|
|
|
Class A |
|
200,000,000 |
|
Class B |
|
200,000,000 |
|
Class C |
|
200,000,000 |
|
Class I |
|
50,000,000 |
|
The Hartford Select SmallCap Value Fund |
|
|
|
Class A |
|
200,000,000 |
|
Class B |
|
200,000,000 |
|
Class C |
|
200,000,000 |
|
Class Y |
|
200,000,000 |
|
|
|
|
|
The Hartford Short Duration Fund |
|
|
|
Class A |
|
125,000,000 |
|
Class B |
|
75,000,000 |
|
Class C |
|
50,000,000 |
|
Class I |
|
200,000,000 |
|
Class Y |
|
50,000,000 |
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
|
|
|
|
The Hartford Small Company Fund |
|
|
|
Class A |
|
125,000,000 |
|
Class B |
|
75,000,000 |
|
Class C |
|
50,000,000 |
|
Class I |
|
50,000,000 |
|
Class Y |
|
50,000,000 |
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
|
|
|
|
The Hartford Small/MidCap Equity Fund |
|
|
|
Class A |
|
200,000,000 |
|
Class B |
|
200,000,000 |
|
Class C |
|
200,000,000 |
|
Class Y |
|
200,000,000 |
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
|
|
|
|
The Hartford Strategic Income Fund |
|
|
|
Class A |
|
200,000,000 |
|
Class B |
|
200,000,000 |
|
Class C |
|
200,000,000 |
|
Class I |
|
50,000,000 |
|
Class Y |
|
100,000,000 |
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
The Hartford Target Retirement 2010 Fund |
|
|
|
Class A |
|
600,000,000 |
|
Class Y |
|
200,000,000 |
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
|
|
|
|
The Hartford Target Retirement 2015 Fund |
|
|
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
|
|
|
|
The Hartford Target Retirement 2020 Fund |
|
|
|
Class A |
|
600,000,000 |
|
Class Y |
|
200,000,000 |
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
|
|
|
|
The Hartford Target Retirement 2025 Fund |
|
|
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
|
|
|
|
The Hartford Target Retirement 2030 Fund |
|
|
|
Class A |
|
600,000,000 |
|
Class Y |
|
200,000,000 |
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
|
|
|
|
The Hartford Target Retirement 2035 Fund |
|
|
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
|
|
|
|
The Hartford Target Retirement 2040 Fund |
|
|
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
|
|
|
|
The Hartford Target Retirement 2045 Fund |
|
|
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
The Hartford Target Retirement 2050 Fund |
|
|
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
|
|
|
|
The Hartford Total Return Bond Fund |
|
|
|
Class A |
|
125,000,000 |
|
Class B |
|
75,000,000 |
|
Class C |
|
50,000,000 |
|
Class I |
|
50,000,000 |
|
Class Y |
|
400,000,000 |
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
|
|
|
|
The Hartford Value Fund |
|
|
|
Class A |
|
125,000,000 |
|
Class B |
|
75,000,000 |
|
Class C |
|
50,000,000 |
|
Class I |
|
50,000,000 |
|
Class Y |
|
50,000,000 |
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
|
|
|
|
The Hartford World Bond Fund |
|
|
|
Class A |
|
125,000,000 |
|
Class C |
|
75,000,000 |
|
Class I |
|
50,000,000 |
|
Class Y |
|
50,000,000 |
|
Class R3 |
|
50,000,000 |
|
Class R4 |
|
50,000,000 |
|
Class R5 |
|
50,000,000 |
|
THIRD: The shares of Common Stock described in Articles FIRST above have been reclassified by the Board of Directors under the authority contained in the Charter.
FOURTH: These Articles Supplementary have been approved by the Board of Directors in the manner and by the vote required by law. These Articles Supplementary do not increase the total number of authorized shares of stock of the Corporation.
FIFTH: The undersigned Vice President of the Corporation acknowledges these Articles Supplementary to be the corporate act of the Corporation and, as to all matters or facts required
to be verified under oath, the undersigned Vice President acknowledges that, to the best of his knowledge, information and belief, these matters and facts are true in all material respects and that this statement is made under the penalties for perjury.
IN WITNESS WHEREOF, the Corporation has caused these Articles Supplementary to be signed in its name and on its behalf by its Vice President and attested by its Assistant Secretary as of the th day of August, 2011.
ATTEST: |
|
THE HARTFORD MUTUAL FUNDS, INC. |
|
|
|
|
|
|
By: |
|
By: |
|
|
|
|
|
|
|
||
|
||
Assistant Secretary |
|
Vice President |