As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 3/05/14  TriplePoint Venture Growth … Corp N-54A                  1:18K                                    Merrill Corp-MD/FA

Document/Exhibit                   Description                      Pages   Size 

 1: N-54A       Notice of Election by a Business Development        HTML     16K 
                          Company                                                

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM N-54A

 

NOTIFICATION OF ELECTION TO BE SUBJECT TO SECTIONS 55
THROUGH 65 OF THE INVESTMENT COMPANY ACT OF 1940 FILED
PURSUANT TO SECTION 54(a) OF THE ACT

 

The undersigned business development company hereby notifies the Securities and Exchange Commission that it elects, pursuant to the provisions of section 54(a) of the Investment Company Act of 1940 (the “Act”), to be subject to the provisions of sections 55 through 65 of the Act and, in connection with such notification of election, submits the following information:

 

Name: TriplePoint Venture Growth BDC Corp.

 

Address of Principal Business Office (No. & Street, City, State, Zip Code):

 

c/o TriplePoint Capital LLC

2755 Sand Hill Road, Suite 150

Menlo Park, California 94025

 

Telephone Number (including area code): (650) 854-2090

 

Name and address of agent for service of process:

 

James P. Labe

Chief Executive Officer and Chairman of the Board

2755 Sand Hill Road, Suite 150

Menlo Park, California 94025

 

Check one of the following:

 

x	The company has filed a registration statement for a class of equity securities pursuant to section 12 of the Securities Exchange Act of 1934.  Give the file number of the registration statement or, if the file number is unknown or has not yet been assigned, give the date on which the registration statement was filed:                 Securities Act File No. 814-01044
o	The company is relying on rule 12g-2 under the Securities Exchange Act of 1934 in lieu of filing a registration statement for a class of equity securities under that Act.

 

The file number of the registration as an investment company pursuant to section 8(a) of the Act, if any, of the company: Not Applicable

 

The file number of the registration as an investment company pursuant to section 8(a) of the Act, if any, of any subsidiary of the company: Not Applicable

 

The undersigned company certifies that it is a closed-end company organized under the laws of the State of Maryland and with its principal place of business in State of California; that it will be operated for the purpose of making investments in securities described in section 55(a)(1) through (3) of the Investment Company Act of 1940; and that it will make available significant managerial assistance with respect to issuers of such securities to the extent required by the Act.

 

 

 

Pursuant to the requirements of the Act, the undersigned company has caused this notification of election to be subject to sections 55 through 65 of the Investment Company Act of 1940 to be duly signed on its behalf in the city of New York and state of New York on the 5th day of March, 2014.

 

			TriplePoint Venture Growth BDC Corp.
			By	/s/ James Labe
			Name: James Labe
			Title Chief Executive Officer
Attest:	/s/ Sajal Srivastava
	Name: Sajal Srivastava
	Title: President, Secretary and Chief Investment Officer