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Nortech Systems Inc – ‘8-K’ for 11/5/14

On:  Friday, 11/7/14, at 3:56pm ET   ·   For:  11/5/14   ·   Accession #:  1104659-14-78378   ·   File #:  0-13257

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

11/07/14  Nortech Systems Inc               8-K:5,9    11/05/14    3:68K                                    Merrill Corp-MD/FA

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     19K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     17K 
 3: EX-99.2     Miscellaneous Exhibit                               HTML     27K 


8-K   —   Current Report


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SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported):  November 5, 2014

 

NORTECH SYSTEMS INCORPORATED

(Exact name of registrant as specified in charter)

 

Minnesota

 

0-13257

 

41-16810894

(State or other jurisdiction

 

(Commission

 

IRS Employer

of incorporation)

 

File Number)

 

Identification No.)

 

1120 Wayzata Boulevard East, Suite 201

Wayzata, MN 55391

(Address of principal executive offices)

 

(952) 345-2244

(Registrant’s telephone number, including area code)

 

Not Applicable

(Former name or former address, if changed from last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below):

 

o  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o  Pre-commencement communications pursuant to Rule 14-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240. 13e-4(c))

 

 

 



 

Item 5.02  Compensatory Arrangements of Certain Officers

 

(a)  On November 5, 2014, the Registrant amended its Employment Agreement with Michael Degen, the Registrant’s Executive Chairman and former Chief Executive Officer.  A copy of the amendment is attached hereto as Exhibit 99-1.

 

(b)  On November 5, 2014, the Registrant entered into a Consulting Agreement with Michael Degen.  A copy of the agreement is attached hereto as Exhibit 99-2.

 

Item 9.01 Exhibits

 

(d) Exhibits.

 

Exhibit No.

 

Description

 

 

 

99-1

 

Amendment to Employment Agreement

 

 

 

99-2

 

Consulting Agreement

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

Dated: November 7, 2014

 

 

NORTECH SYSTEMS INCORPORATED

 

 

 

 

 

By:

/s/ Richard G. Wasielewski

 

 

Richard G. Wasielewski, Chief Executive Officer

 

2



Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:11/7/14
For Period End:11/5/1410-Q
 List all Filings


3 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/17/23  Nortech Systems Inc.              10-K       12/31/22   74:6.8M                                   RDG Filings/FA
 3/17/22  Nortech Systems Inc.              10-K       12/31/21   77:6.8M                                   RDG Filings/FA
 3/23/21  Nortech Systems Inc.              10-K       12/31/20   73:5.7M                                   RDG Filings/FA
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